Nuveen NMZ adds portfolio manager with no holdings
A portfolio manager filed an initial Form 3 for NMZ with no reportable holdings or transactions.
Rhea-AI Filing Summary
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (NMZ) reported an initial statement of beneficial ownership for Kristen Dejong, identified as a Portfolio Manager. The filing lists no reportable holdings or transactions in NMZ securities at this time, and no derivative positions are disclosed.
Positive
- None.
Negative
- None.
Key Figures
Buy transactions: 0 transactions
Sell transactions: 0 transactions
Net shares bought or sold: 0 shares
+2 more
5 metrics
Buy transactions
0 transactions
BuyCount reported in the transaction summary for this Form 3
Sell transactions
0 transactions
SellCount reported in the transaction summary for this Form 3
Net shares bought or sold
0 shares
NetBuySellShares in the transaction summary (direction neutral)
Holding entries
0 entries
HoldingEntries in the transaction summary, indicating no reported positions
Derivative transactions
0 transactions
DerivativeTransactionCount in the transaction summary
Key Terms
Initial statement of beneficial ownership, Portfolio Manager, derivative positions
3 terms
Initial statement of beneficial ownership regulatory
"reported an initial statement of beneficial ownership for Kristen Dejong"
An initial statement of beneficial ownership is the first regulatory filing an insider or large investor submits to disclose the amount of a company's stock they control or benefit from. It matters to investors because it reveals who has significant influence over a company—like showing who’s holding the cards—and helps track potential conflicts of interest, insider motives, and future buying or selling that can move the stock price.
Portfolio Manager financial
"Kristen Dejong, identified as a Portfolio Manager, is a reporting person"
A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.
derivative positions financial
"no derivative positions are disclosed"
Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.
FAQ
What does the Form 3 filing for NMZ disclose about Kristen Dejong?
The Form 3 shows that Kristen Dejong, identified as a Portfolio Manager, is a reporting person for NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (NMZ) and currently has no reportable holdings or transactions in NMZ securities listed in this filing.
Does the NMZ Form 3 show any derivative positions for Kristen Dejong?
No. The filing lists 0 derivative transactions and an empty derivative summary, indicating no options, warrants, or other derivative positions in NMZ are reported for Kristen Dejong in this Form 3.
Does this NMZ Form 3 use a Rule 10b5-1 trading plan?
No plan is indicated. The document-level Rule 10b5-1 field is null, and no footnotes describe any trading plan, so the filing does not state that a Rule 10b5-1 trading plan applies.
What is the net trading direction in the NMZ Form 3 filing?
The transaction summary shows a netBuySellDirection of neutral, with all buy, sell, and other transaction counts and share amounts at zero, reflecting no reported trading activity in NMZ securities.
AI-generated analysis. How Rhea-AI works. Not financial advice.
