Nuveen NMZ names portfolio manager as insider
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (NMZ) reported an initial statement of ownership on Form 3 for Margot Kleinman, who is identified as a Portfolio Manager.
Rhea-AI Filing Summary
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (NMZ) reported an initial statement of ownership on Form 3 for Margot Kleinman, who is identified as a Portfolio Manager. The filing does not list any specific holdings or transactions, so it simply establishes her status as an insider associated with the fund.
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FAQ
What does this Form 3 filing mean for NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (NMZ)?
The Form 3 identifies Margot Kleinman as an insider of NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND in the capacity of Portfolio Manager. It is an initial ownership report and does not itself disclose any specific shareholdings or trades.
Who is the reporting person in this NMZ Form 3?
The reporting person is Margot Kleinman, described in the filing as a Portfolio Manager associated with NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND. She is not reported as a director, officer, or ten percent owner in this form.
Are there any buy or sell transactions reported in this NMZ Form 3?
No. The Form 3 for NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND reports no purchases, sales, or other transactions. It is purely an initial statement of insider status for the portfolio manager.
Does this NMZ Form 3 mention any trading plans under Rule 10b5-1?
No. The Form 3 does not indicate that any Rule 10b5-1 trading plan applies, and it reports no trades. It only identifies Margot Kleinman as a portfolio manager insider of NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND.
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