Welcome to our dedicated page for Noah Hldgs SEC filings (Ticker: NOAH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Noah Holdings Limited filings document a foreign private issuer with American depositary shares listed on the NYSE and ordinary shares listed on the Hong Kong Stock Exchange. The company’s Form 20-F and related reports cover its wealth management, asset management, insurance and comprehensive-service businesses for global Chinese high-net-worth clients, including product distribution, managed investment platforms, governance, risk factors and sustainability disclosures.
Recent 6-K reports include annual meeting circulars, ADS voting materials, proxy forms, dividend announcements, auditor and director-election matters, and mandates for share repurchases and issuances. The filing record also includes Hong Kong monthly returns and next-day disclosure returns that report movements in ordinary shares, treasury shares, public float confirmations, repurchases for cancellation and other capital-structure matters tied to the ADS and HKEX share framework.
Noah Holdings Limited (NYSE: NOAH) has filed a Form 144 indicating the proposed sale of 100,000 American Depositary Shares (ADSs), with each ADS representing five ordinary shares. The filing, submitted as a LIVE document, serves as advance notice under Rule 144 of the Securities Act that the unnamed shareholder intends to dispose of the shares on or about 23 June 2025.
The shares to be sold have an aggregate market value of US $1.241 million, based on the market price at the time of filing. Relative to the total shares outstanding (65.16 million ADS-equivalent units), the proposed sale represents roughly 0.15 % of shares outstanding, a level generally considered immaterial in terms of dilution or market overhang.
The securities were originally acquired on 14 October 2010, prior to Noah’s initial public offering, for cash consideration. The filer reports no other sales in the past three months, and the filing affirms that the seller possesses no undisclosed material adverse information. The proposed broker is Ark Group Holdings (Hong Kong) Limited, and the transaction will be executed on the NYSE.
Because the filing lacks the seller’s identity and relationship to the issuer, investors cannot directly determine whether the seller is an insider or a large strategic holder. Nevertheless, the limited size of the trade and the routine nature of Form 144 notices suggest the event is unlikely to have a material impact on NOAH’s share price or corporate fundamentals.