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NOAH HOLDINGS (NOAH) SEC Filings

NOAH NYSE

Noah Holdings Limited filings document a foreign private issuer with American depositary shares listed on the NYSE and ordinary shares listed on the Hong Kong Stock Exchange. The company’s Form 20-F and related reports cover its wealth management, asset management, insurance and comprehensive-service businesses for global Chinese high-net-worth clients, including product distribution, managed investment platforms, governance, risk factors and sustainability disclosures.

Recent 6-K reports include annual meeting circulars, ADS voting materials, proxy forms, dividend announcements, auditor and director-election matters, and mandates for share repurchases and issuances. The filing record also includes Hong Kong monthly returns and next-day disclosure returns that report movements in ordinary shares, treasury shares, public float confirmations, repurchases for cancellation and other capital-structure matters tied to the ADS and HKEX share framework.

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May Yihong Wu, a director of NOAH Holdings Ltd., reported direct sales totaling 16,000 ordinary shares represented by ADSs on September 29 and September 30, 2026. The reported per-share prices were 7.86, 7.87, 7.88, 7.89, 7.90, and 7.9081. On September 29, the reported sales comprised 500 shares at 7.9081 and 500 shares at 7.88 per share. No Rule 10b5-1 plan is reported.

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NOAH HOLDINGS LTD (NOAH) Director May Yihong Wu filed a notice of a proposed sale of 16,000 ADS, with an aggregate market value of $131,360. The notice lists an approximate sale date of September 24, 2026, and names Futu Securities International (Hong Kong) Ltd. as broker. Each ADS represents five ordinary shares.

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NOAH HOLDINGS LTD (NOAH) reported that Zhang Tianjing is a director of the company and filed an initial statement of beneficial ownership on Form 3. The filing lists no equity transactions and provides no reported holdings or derivative positions at this time.

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NOAH HOLDINGS LTD (NOAH) reports board and committee changes focused on governance, independence and diversity. Independent director Ms. Cynthia Jinhong Meng will retire at the end of August 28, 2026, after three years of service, and leaves all three key board committees.

Effective August 29, 2026, Ms. Tianjing Zhang is appointed as a non-executive director under Hong Kong Listing Rules and an independent director under NYSE rules, and joins the Audit Committee. Mr. David Zhang is re-designated as an independent director under Hong Kong Listing Rules, continues on the Audit Committee, and joins the Corporate Governance and Nominating Committee, following a detailed independence assessment under Rules 3.13(3) and 3.13(7) and agreement from the Hong Kong Stock Exchange.

Committee compositions are adjusted so the Audit Committee is chaired by Ms. Xiangrong Li with both Mr. David Zhang and Ms. Tianjing Zhang as members, and the Corporate Governance and Nominating Committee will, from August 29, 2026, include directors of different genders, bringing the company into full compliance with Code Provision B.3.5 on nomination committee gender diversity. Noah highlights its international wealth and asset management platform, with RMB40.4 billion of investment products distributed in the first half of 2026 and RMB140.9 billion of assets under management as of June 30, 2026.

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NOAH HOLDINGS LTD (NOAH) reported largely flat top-line but higher profitability for the six months ended June 30, 2026. Net revenues were RMB1,245.7 million, up 0.1% year on year, while income from operations rose 30.3% to RMB452.2 million as total operating costs fell 11.6%.

Net income attributable to shareholders increased 9.0% to RMB356.9 million, and non‑GAAP net income rose 3.9% to RMB371.9 million, helped by lower compensation, reduced credit-loss provisions and a swing from investment loss to income, partly offset by higher tax expense and a loss from equity in affiliates. Mainland China public securities revenue grew 60.0%, driven by a 506.6% jump in performance-based income, while Mainland China asset management revenue was broadly stable and Mainland China insurance revenue fell 75.2% amid a shift to a commission-only model.

International revenues softened: international wealth management revenue declined 33.8%, international asset management 10.1%, and international insurance and comprehensive services 12.3%, although actively managed AUM outside Mainland China increased 5.8% to RMB43.8 billion and AUA outside Mainland China reached RMB66.3 billion. The company held RMB4.32 billion in cash and cash equivalents, had no interest‑bearing liabilities, and reported a gearing ratio of 18.5%. During the period it repurchased 1,816,751 ADSs (9,083,755 shares) for US$20.4 million under its share repurchase program and continued to manage contingent exposure of RMB454.5 million related to the Camsing Incident.

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Noah Holdings Limited (NOAH) reported largely stable Q2 2026 net revenues of RMB619.9 million, down 1.5% year over year, as lower one-time insurance commissions and recurring fees were offset by much higher performance-based income. Mainland China revenues grew while international revenues declined.

Profitability improved significantly. Net income attributable to Noah shareholders rose 30.0% to RMB232.2 million, with diluted EPS of RMB3.37 per ADS and an operating margin of 34.8% versus 25.6% a year earlier, driven by lower compensation, selling expenses and credit loss provisions, plus a swing to investment gains.

Assets under management reached RMB140.9 billion as of June 30, 2026, with international AUM of RMB43.8 billion. Cash and cash equivalents increased to RMB4,322.7 million, though Q2 saw a small operating cash outflow. International net revenues fell 20.5% and insurance-related revenues declined, reflecting ongoing business mix and cost-structure adjustments.

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Noah Holdings Limited, a foreign private issuer, filed a report updating logistics for its upcoming earnings call on second quarter and half year 2026 unaudited financial results. The company confirms the board meeting and results announcement timing previously disclosed and only revises the conference-call dial-in information.

The earnings conference call is scheduled for Tuesday, August 25, 2026 at 8:00 p.m. U.S. Eastern Time, which is Wednesday, August 26, 2026 at 8:00 a.m. Hong Kong Time. Updated access numbers include Hong Kong toll free, U.S. toll free, Mainland China local toll, and an international toll line, using participant password 4116275.

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FAQ

How many NOAH HOLDINGS (NOAH) SEC filings are available on StockTitan?

StockTitan tracks 135 SEC filings for NOAH HOLDINGS (NOAH), including 20-F annual reports and 6-K reports. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOAH HOLDINGS (NOAH)?

The most recent SEC filing for NOAH HOLDINGS (NOAH) was filed on October 8, 2026.