Welcome to our dedicated page for Noah Hldgs SEC filings (Ticker: NOAH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Noah Holdings Limited filings document a foreign private issuer with American depositary shares listed on the NYSE and ordinary shares listed on the Hong Kong Stock Exchange. The company’s Form 20-F and related reports cover its wealth management, asset management, insurance and comprehensive-service businesses for global Chinese high-net-worth clients, including product distribution, managed investment platforms, governance, risk factors and sustainability disclosures.
Recent 6-K reports include annual meeting circulars, ADS voting materials, proxy forms, dividend announcements, auditor and director-election matters, and mandates for share repurchases and issuances. The filing record also includes Hong Kong monthly returns and next-day disclosure returns that report movements in ordinary shares, treasury shares, public float confirmations, repurchases for cancellation and other capital-structure matters tied to the ADS and HKEX share framework.
Noah Holdings Limited plans to hold a Board meeting on May 27, 2026 (Hong Kong time) to consider and approve its unaudited financial results for the three months ended March 31, 2026 and their publication.
The company will announce these first quarter 2026 results at around 6:00 a.m. Hong Kong time on May 28, 2026 and will host a bilingual earnings conference call later that day, accessible by phone and via live and archived webcast on its investor relations website.
NOAH HOLDINGS LTD ownership disclosure: FIL Limited and affiliated entities report beneficial ownership of 33,476,330 shares of common stock, representing 9.9% of the class. The filing attributes sole dispositive power over 33,476,330 shares and sole voting power of 31,876,755 shares to the reporting persons. The Schedule 13G/A is filed as an amendment and references Exhibit 99 for subsidiary/agency detail and a 13d-1(k)(1) agreement.
Noah Holdings chief executive officer Zhe Yin, through Yin Investment Co., Ltd., exercised restricted stock units into ordinary shares. On the transaction date, 74 RSUs converted into 740 ordinary shares at a stated price of $0.00 per share.
Following the transaction, the indirect holdings reported for this structure totaled 17,203,830 ordinary shares and 148 RSUs. Each RSU represents the right to receive 10 ordinary shares, and they vest in monthly installments of 74 RSUs, with the award scheduled to be fully vested on June 29, 2026.
NOAH HOLDINGS LTD chief financial officer Pan Qing reported a routine equity compensation event. On April 29, 2026, 103 restricted stock units were exercised, converting into 1,035 ordinary shares, consistent with the plan’s 10-shares-per-unit structure.
After this conversion, Pan Qing directly holds 926,390 ordinary shares and 208 restricted stock units. The RSU award originally covered 6,383 units, with 3,272 units vesting on December 29, 2023 and the remaining 3,111 units vesting in monthly installments of 103 units through June 29, 2026.
Noah Holdings Ltd director and ten percent owner Wang Jingbo indirectly acquired additional ordinary shares through restricted stock units. On an exercise coded as a derivative conversion, 74 RSUs converted into 740 ordinary shares at a stated price of $0.0000 per share, held via Jing Investors Co., Ltd. Following this, indirect holdings totaled 68,735,250 ordinary shares and 148 RSUs. The RSU award covers 13,234 units, with 11,012 RSUs vested on December 29, 2023 and the remaining 2,222 vesting in 74-unit monthly installments until fully vested on June 29, 2026.
Noah Holdings Limited is calling an annual general meeting in Hong Kong on June 11, 2026 to approve several corporate actions. Shareholders will vote on re-electing two directors, granting a 10% share/ADS Repurchase Mandate and a 20% Issuance Mandate, and allowing accelerated vesting of RSUs issued to clients affected by the Camsing incident under existing settlement plans. The Board also proposes a Final Dividend of RMB306.0 million and a Special Dividend of RMB306.0 million, equal to RMB0.933 per share for each dividend based on current share count, along with re-appointing Deloitte Touche Tohmatsu as auditor and adopting new Articles of Association to support electronic communications and updated Hong Kong listing requirements.
Noah Holdings Limited is calling an annual general meeting in Hong Kong on June 11, 2026 to approve several corporate actions. Shareholders will vote on re-electing two directors, granting a 10% share/ADS Repurchase Mandate and a 20% Issuance Mandate, and allowing accelerated vesting of RSUs issued to clients affected by the Camsing incident under existing settlement plans. The Board also proposes a Final Dividend of RMB306.0 million and a Special Dividend of RMB306.0 million, equal to RMB0.933 per share for each dividend based on current share count, along with re-appointing Deloitte Touche Tohmatsu as auditor and adopting new Articles of Association to support electronic communications and updated Hong Kong listing requirements.
Noah Holdings Limited submitted a Form 6-K as a foreign private issuer, primarily to furnish two key documents to investors. The filing includes the company’s 2025 Annual Report and its 2025 Sustainability Report as exhibits. These reports provide detailed information on business performance and environmental, social, and governance practices.
Noah Holdings Limited submitted a Form 6-K as a foreign private issuer, primarily to furnish two key documents to investors. The filing includes the company’s 2025 Annual Report and its 2025 Sustainability Report as exhibits. These reports provide detailed information on business performance and environmental, social, and governance practices.