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NOAH HOLDINGS LTD (NOAH) SEC Filings, Apr-May 2026

NOAH NYSE

Welcome to our dedicated page for NOAH HOLDINGS SEC filings (Ticker: NOAH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOAH HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOAH HOLDINGS's regulatory disclosures and financial reporting.

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Noah Holdings chief executive officer Zhe Yin, through Yin Investment Co., Ltd., exercised restricted stock units into ordinary shares. On the transaction date, 74 RSUs converted into 740 ordinary shares at a stated price of $0.00 per share.

Following the transaction, the indirect holdings reported for this structure totaled 17,203,830 ordinary shares and 148 RSUs. Each RSU represents the right to receive 10 ordinary shares, and they vest in monthly installments of 74 RSUs, with the award scheduled to be fully vested on June 29, 2026.

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NOAH HOLDINGS LTD chief financial officer Pan Qing reported a routine equity compensation event. On April 29, 2026, 103 restricted stock units were exercised, converting into 1,035 ordinary shares, consistent with the plan’s 10-shares-per-unit structure.

After this conversion, Pan Qing directly holds 926,390 ordinary shares and 208 restricted stock units. The RSU award originally covered 6,383 units, with 3,272 units vesting on December 29, 2023 and the remaining 3,111 units vesting in monthly installments of 103 units through June 29, 2026.

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Noah Holdings Ltd director and ten percent owner Wang Jingbo indirectly acquired additional ordinary shares through restricted stock units. On an exercise coded as a derivative conversion, 74 RSUs converted into 740 ordinary shares at a stated price of $0.0000 per share, held via Jing Investors Co., Ltd. Following this, indirect holdings totaled 68,735,250 ordinary shares and 148 RSUs. The RSU award covers 13,234 units, with 11,012 RSUs vested on December 29, 2023 and the remaining 2,222 vesting in 74-unit monthly installments until fully vested on June 29, 2026.

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Noah Holdings Limited is calling an annual general meeting in Hong Kong on June 11, 2026 to approve several corporate actions. Shareholders will vote on re-electing two directors, granting a 10% share/ADS Repurchase Mandate and a 20% Issuance Mandate, and allowing accelerated vesting of RSUs issued to clients affected by the Camsing incident under existing settlement plans. The Board also proposes a Final Dividend of RMB306.0 million and a Special Dividend of RMB306.0 million, equal to RMB0.933 per share for each dividend based on current share count, along with re-appointing Deloitte Touche Tohmatsu as auditor and adopting new Articles of Association to support electronic communications and updated Hong Kong listing requirements.

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Noah Holdings Limited submitted a Form 6-K as a foreign private issuer, primarily to furnish two key documents to investors. The filing includes the company’s 2025 Annual Report and its 2025 Sustainability Report as exhibits. These reports provide detailed information on business performance and environmental, social, and governance practices.

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Noah Holdings Limited files its Form 20-F as a Cayman Islands holding company that operates mainly in mainland China through subsidiaries and Consolidated Affiliated Entities under contractual (VIE) arrangements. These entities generated RMB992.7 million, RMB676.8 million and RMB626.4 million of net revenue in 2023, 2024 and 2025, representing 30.1%, 26.0% and 24.0% of total net revenue.

The filing highlights significant legal and regulatory risks tied to this structure, evolving PRC foreign investment rules, cybersecurity and data regulations, and potential impacts from the Holding Foreign Companies Accountable Act. Noah reports consolidated net revenue of RMB3,294.7 million, RMB2,601.0 million and RMB2,610.2 million for 2023–2025, with 2025 net income of RMB557.2 million. From 2023–2025 it declared and distributed dividends totaling RMB1,732.1 million and approved an additional annual and special dividend of approximately RMB306.0 million each in 2026, subject to shareholder approval.

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FAQ

How many NOAH HOLDINGS (NOAH) SEC filings are available on StockTitan?

StockTitan tracks 132 SEC filings for NOAH HOLDINGS (NOAH), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOAH HOLDINGS (NOAH)?

The most recent SEC filing for NOAH HOLDINGS (NOAH) was filed on May 4, 2026.