Welcome to our dedicated page for Noah Hldgs SEC filings (Ticker: NOAH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Noah Holdings Limited filings document a foreign private issuer with American depositary shares listed on the NYSE and ordinary shares listed on the Hong Kong Stock Exchange. The company’s Form 20-F and related reports cover its wealth management, asset management, insurance and comprehensive-service businesses for global Chinese high-net-worth clients, including product distribution, managed investment platforms, governance, risk factors and sustainability disclosures.
Recent 6-K reports include annual meeting circulars, ADS voting materials, proxy forms, dividend announcements, auditor and director-election matters, and mandates for share repurchases and issuances. The filing record also includes Hong Kong monthly returns and next-day disclosure returns that report movements in ordinary shares, treasury shares, public float confirmations, repurchases for cancellation and other capital-structure matters tied to the ADS and HKEX share framework.
Noah Holdings Limited, operating in Hong Kong as Noah Holdings Private Wealth and Asset Management Limited, has set the record dates for its forthcoming annual general meeting of shareholders. The Shares Record Date for holders of ordinary shares is close of business on Thursday, April 16, 2026 (Hong Kong time). Share transfers, with accompanying certificates, must reach the Hong Kong share registrar by 4:30 p.m. on April 16, 2026 to qualify.
Holders of American Depositary Shares as of close of business on Thursday, April 16, 2026 (New York time) may instruct Citibank, N.A., as depositary, how to vote the underlying shares, but cannot attend or vote at the meeting directly unless they cancel their ADSs and become registered shareholders before the Shares Record Date. Detailed AGM arrangements, including date and location, will be provided later with the notice of meeting and proxy materials.
NOAH HOLDINGS LTD chief financial officer Pan Qing exercised restricted stock units into ordinary shares rather than making any open‑market trades. On March 31, 2026, she converted two RSU awards into 225,230 and 1,035 ordinary shares at a conversion price of $0.00 per share. Following these derivative exercises, she directly owns 925,355 ordinary shares. The RSUs convert into ordinary shares on the basis of ten ordinary shares per unit, and the awards continue to vest over time according to the schedules described.
NOAH HOLDINGS LTD director and ten percent owner Wang Jingbo (Norah) exercised previously granted restricted stock units into ordinary shares through an indirectly owned entity. On March 31, 2026, awards totaling 20,074 RSUs were converted into 200,740 ordinary shares, at a stated exercise price of $0.0000 per unit.
These RSUs convert at a fixed rate of ten ordinary shares per unit. Following the related non-derivative entries, indirect holdings reported for ordinary shares increased to 68,734,510 shares, all held through Jing Investors Co., Ltd., which is controlled via a family trust structure where Ms. Wang has voting and disposal power.
NOAH HOLDINGS LTD chief executive officer Zhe Yin, through Yin Investment Co., Ltd., exercised previously granted restricted stock units (RSUs) into ordinary shares on March 31, 2026. All exercises were compensation-related and carried a $0.00 exercise price per share-equivalent.
The transactions converted 74 RSUs into 740 ordinary shares, 12,500 RSUs into 125,000 ordinary shares, and 7,500 RSUs into 75,000 ordinary shares, consistent with the footnote that each RSU represents 10 ordinary shares. Following these acquisitions, indirect holdings reported for ordinary shares rose to 17,203,090 shares, with no sales or tax-withholding dispositions reported in this filing.