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Northrop Grumman SEC Filings

NOC NYSE

Welcome to our dedicated page for Northrop Grumman SEC filings (Ticker: NOC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Northrop Grumman Corporation filings document formal disclosures for an NYSE-listed aerospace and defense contractor with common stock trading under NOC. Recent 8-K reports furnish quarterly and annual earnings releases, summarize operating results and awards, and record material events such as director elections, officer transitions, compensation actions and credit-facility agreements.

The company's proxy materials describe board structure, committee assignments, executive compensation and annual meeting governance. Its financing disclosures cover senior unsecured revolving credit arrangements, commercial paper support, covenants, events of default and capital-structure terms relevant to the company's defense and space systems operations.

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Northrop Grumman Corporation executive CVP & President, Mission Systems reported a small open-market stock sale. On December 9, 2025, the reporting person sold 84 shares of common stock at a price of $555.35 per share, coded as a sale transaction. This trade was made under a pre-arranged Rule 10b5-1 trading plan adopted on February 11, 2025.

After this transaction, the reporting person beneficially owned 403.91 shares of Northrop Grumman common stock directly. In addition, 114.1531 shares were held indirectly through the Northrop Grumman Savings Plan, a qualified defined contribution plan, as of December 9, 2025, where unit accounting can change reported units without a new purchase or sale.

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A holder of NOC common stock has filed a notice of proposed sale on Form 144. The filing covers the planned sale of 84 shares of common stock through Fidelity Brokerage Services LLC on the NYSE, with an indicated aggregate market value of 46649.40. The securities were acquired on 12/05/2025 via restricted stock vesting from the issuer as compensation, with payment also dated 12/05/2025. The filing notes that 142,720,067 shares of this class were outstanding, providing context for the size of the planned sale.

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Northrop Grumman (NOC) executive reports stock transactions from restricted awards. On December 5, 2025, the company’s CVP & President, Mission Systems, exercised 328 Restricted Stock Rights, receiving the same number of common shares at an exercise price of $0. On the same date, 159 common shares were disposed of in a transaction coded “F,” reflecting shares withheld at a price of $548.97 per share, typically for tax purposes, leaving 646.91 common shares held directly afterward.

The reporting person also holds 114.1536 common shares indirectly through the Northrop Grumman Savings Plan as of December 5, 2025, where amounts are tracked using unit accounting. After the vesting and exercise activity, 6,829 Restricted Stock Rights remain beneficially owned as derivative securities, each representing a contingent right to receive one share of Northrop Grumman common stock or, at the issuer’s election, cash or a combination of cash and stock.

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Northrop Grumman Corporation (NOC) reported insider activity by a director, who filed a Form 4 disclosing multiple open-market sales of common stock on 11/24/2025. The transactions were sales of very small share amounts, with prices ranging from about $560.39 to $566.15 per share. All sales are marked as dispositions and were made in the open market.

The director conducted these trades under a pre-established Rule 10b5-1 trading plan adopted on August 23, 2025, which is designed to allow insiders to sell shares according to a preset schedule. Following these transactions, the reporting person directly beneficially owns 4,281 shares of Northrop Grumman common stock.

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Northrop Grumman (NOC) filed a Form 144 disclosing a proposed sale of 192 shares of its common stock. The shares are expected to be sold through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $108,931.20 based on the price used in the notice. These shares were acquired through an RSU vesting transaction from the issuer on 05/15/2025 as compensation.

The filing notes that 142,720,067 shares of common stock were outstanding for the issuer, providing context for the size of this intended sale. The approximate date of sale listed is 11/24/2025. The person on whose behalf the shares are to be sold must represent that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.

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Northrop Grumman (NOC) announced a CFO transition. The Board elected John Greene, age 60, as corporate vice president and chief financial officer, effective January 7, 2026. Greene previously served as EVP and CFO of Discover Financial Services from September 2019 to May 2025, and held senior finance roles at Bioverativ, Willis Group, HSBC, and General Electric.

Kenneth Crews will step down as CFO effective January 7, 2026 and remain with the company in an advisory capacity until February 20, 2026 to support a smooth transition. The Compensation and Human Capital Committee approved a base salary for Greene of $955,000 and a sign-on grant of Restricted Stock Rights valued at $2,000,000, with additional annual and long-term incentives commensurate with the role.

The company issued a press release on November 6, 2025 and reaffirmed its previously announced fiscal year 2025 guidance.

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Northrop Grumman (NOC) reported Q3 2025 results with total sales of $10.423 billion, up modestly year over year, and diluted EPS of $7.67. Operating income was $1.242 billion as product sales rose, while service sales were steady. Segment performance was mixed: Mission Systems and Defense Systems grew operating income, while Aeronautics Systems and Space Systems faced program‑mix and cost dynamics.

The company recorded net EAC adjustments that included a $122 million unfavorable change on early B‑21 LRIP lots, largely offset by a loss contingency reduction tied to a contract restructure, and a $68 million favorable adjustment in restricted microelectronics. Year to date included a $231 million gain on the divestiture of training services. Backlog was $91.4 billion, with 40% expected as revenue over the next 12 months. Cash from operations was $860 million year to date, after working capital use on receivables and unbilled balances. The quarterly dividend increased 12% to $2.31 per share, and share repurchases totaled $1.168 billion year to date. As of October 16, 2025, 142,720,067 common shares were outstanding.

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Northrop Grumman Corporation furnished a Form 8-K under Item 2.02 to announce it issued an earnings release for the quarter ended September 30, 2025. The earnings release is furnished as Exhibit 99.

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Marianne C. Brown, a director of Northrop Grumman Corporation (NOC), reported an internal acquisition on 09/30/2025. The Form 4 shows an acquisition of 76 shares of common stock deferred into a stock unit account under the Northrop Grumman 2024 Long-Term Incentive Stock Plan at a reported price of $609.32 per share. Following the transaction she beneficially owns 10,836 shares directly. The filing states the 76 shares represent a deferral into a stock unit account exempt under Rule 16b-3, and notes dividends in the stock unit account are exempt and not reportable under Rule 16a-11. The form was signed by an attorney-in-fact on 10/01/2025.

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Krishna Arvind, a director of Northrop Grumman Corporation (NOC), reported a transaction dated 09/30/2025 on SEC Form 4. The filing shows 59 shares of common stock were acquired at a price of $609.32 by deferring shares into a stock unit account under the Northrop Grumman 2024 Long-Term Incentive Stock Plan, a transaction treated as exempt under Rule 16b-3. Following the transaction, the reporting person beneficially owned 2,184 shares in the stock unit account, which includes dividends credited to that account. The form was signed by an attorney-in-fact on behalf of the reporting person on 10/01/2025. The filing is a routine director stock deferral into a company long-term incentive plan.

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FAQ

How many Northrop Grumman (NOC) SEC filings are available on StockTitan?

StockTitan tracks 87 SEC filings for Northrop Grumman (NOC), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Northrop Grumman (NOC)?

The most recent SEC filing for Northrop Grumman (NOC) was filed on December 11, 2025.