Capital International Investors (NOC) reports 4.3% stake in Northrop Grumman common stock
Rhea-AI Filing Summary
Capital International Investors, a division of Capital Research and Management Company and its affiliated investment management entities, reported beneficial ownership of 6,044,489 shares of Northrop Grumman Corp. common stock. This represents 4.3% of the 142,033,476 shares believed to be outstanding as of the report.
Capital International Investors has sole voting power over 5,851,522 shares and sole dispositive power over 6,044,489 shares, with no shared voting or dispositive power. The filing indicates ownership of 5 percent or less of this class of securities.
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Key Figures
Beneficial ownership: 6,044,489 shares
Percent of class: 4.3%
Shares outstanding baseline: 142,033,476 shares
+2 more
5 metrics
Beneficial ownership
6,044,489 shares
Shares of Northrop Grumman common stock beneficially owned by Capital International Investors
Percent of class
4.3%
Portion of Northrop Grumman common stock class beneficially owned
Shares outstanding baseline
142,033,476 shares
Northrop Grumman shares believed to be outstanding used to calculate ownership percentage
Sole voting power
5,851,522 shares
Shares for which Capital International Investors has sole power to vote or direct the vote
Sole dispositive power
6,044,489 shares
Shares for which Capital International Investors has sole power to dispose or direct disposition
Key Terms
beneficial owner, Sole Voting Power, Sole Dispositive Power, Schedule 13G/A, +1 more
5 terms
beneficial owner financial
"CII is deemed to be the beneficial owner of 6,044,489 shares"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
Sole Voting Power financial
"5 | Sole Voting Power 5,851,522.00"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
Sole Dispositive Power financial
"7 | Sole Dispositive Power 6,044,489.00"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
Schedule 13G/A regulatory
"Form type: SCHEDULE 13G/A"
A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.
percent of class financial
"(b) | Percent of class: 4.3 %"
Percent of class is the portion of a specific category of securities—such as a company’s common shares, preferred shares, or a bond series—that takes part in or approves a corporate action (vote, consent, tender, etc.). Investors watch this number because it reveals how much support or opposition exists within that particular shareholder group; like counting how many members of a club back a proposal, it can determine whether a plan passes or how influence is distributed.
FAQ
What percentage of Northrop Grumman (NOC) does Capital International Investors own?
Capital International Investors reported beneficial ownership of 4.3% of Northrop Grumman’s common stock, representing 6,044,489 shares out of 142,033,476 shares believed to be outstanding, according to the Schedule 13G/A amendment.
Does Capital International Investors own more than 5% of Northrop Grumman (NOC)?
No. Capital International Investors reported beneficial ownership of 4.3% of Northrop Grumman’s common stock, and the filing states ownership of 5 percent or less of the class of securities.
Who signed the Schedule 13G/A for Capital International Investors regarding Northrop Grumman (NOC)?
The Schedule 13G/A was signed by Aaron Espin, identified as Senior Vice President, on 07/29/2026, on behalf of Capital International Investors in relation to its holdings in Northrop Grumman.
AI-generated analysis. How Rhea-AI works. Not financial advice.