Welcome to our dedicated page for Fiscalnote Hldg SEC filings (Ticker: NOTE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for FiscalNote Holdings, Inc. (NYSE: NOTE), a provider of AI-driven policy and regulatory intelligence solutions. Here, users can review the company’s official regulatory disclosures, including current reports on Form 8-K, quarterly reports on Form 10-Q, annual reports on Form 10-K, and other required submissions.
FiscalNote’s recent 8-K filings have addressed topics such as quarterly financial results, balance sheet refinancing transactions, amendments to executive employment agreements, retention awards, and changes to its change-in-control severance plan. Other filings describe financing arrangements, including a senior secured term loan and subordinated convertible debentures, as well as corporate actions like a 1-for-12 reverse stock split of its common stock implemented through a Certificate of Amendment.
Investors can also find documents related to late-filing notifications, such as the company’s Form 12b-25 explaining the need for additional time to complete a quarterly report following refinancing transactions. Together, these filings offer insight into FiscalNote’s capital structure, governance, and financial condition alongside its NYSE listing under the symbol NOTE and its listed warrants under NOTE.WS.
On Stock Titan, SEC filings are paired with AI-powered summaries that explain the key points of lengthy documents, helping users understand items like 10-K annual reports, 10-Q quarterly reports, and 8-K current reports more quickly. The platform also surfaces real-time updates from EDGAR and makes it easier to navigate to insider transaction disclosures on Form 4 and proxy materials that discuss executive compensation and governance policies. This combination of raw filings and AI-generated commentary helps users interpret FiscalNote’s regulatory reporting with greater efficiency.
FiscalNote Holdings director and 10% owner Timothy T. Hwang reported tax-related sales of Class A Common Stock on February 2, 2026. A revocable trust for which he serves as trustee sold 3,082 shares and 1,008 shares at $1.1983 per share in sell-to-cover transactions.
The sales were made to satisfy tax obligations arising from the vesting of 7,486 and 2,447 restricted stock units under a Rule 10b5-1 trading plan adopted on May 16, 2025. After these transactions, the trust beneficially owned 195,399 Class A shares indirectly, and Hwang also held 4,109 shares directly.
NOTE – Planned insider sale filing under Rule 144. A Form 144 notice states that the Timothy T. Hwang Revocable Trust Dated 1/10/2019 intends to sell 4,090 Class A shares through Fidelity Brokerage Services LLC on or about 02/03/2026 on the NYSE, with an aggregate market value of
Over the prior three months, the same trust reported Class A share sales of 7,695, 5,590, and 1,716 shares on 11/07/2025, 12/03/2025, and 01/05/2026, for gross proceeds of
FiscalNote Holdings, Inc. director Gerald Yao reported a routine tax-related share withholding on Class A common stock. On 01/20/2026, 353 shares of Class A common stock held indirectly through the Gerald Yao Revocable Trust Dated January 10, 2019 were withheld at a price of $1.57 per share to satisfy his tax obligations upon the vesting of 893 restricted stock units.
Following this transaction, the trust beneficially owned 37,769 shares of FiscalNote Class A common stock, reported as indirect ownership, and Yao also reported 333 shares of Class A common stock held directly.
FiscalNote Holdings, Inc. reported an insider equity transaction by its CFO and SVP, Corp. Dev., Jon Slabaugh. On January 20, 2026, 1,621 shares of Class A Common Stock were withheld at $1.57 per share to satisfy his tax obligation when 2,977 restricted stock units vested. After this tax withholding, he beneficially owned 107,582 shares of Class A Common Stock directly.
FiscalNote Holdings, Inc. President and CEO Josh Resnik reported two Class A Common Stock transactions. On December 31, 2025, he acquired 3,376 shares at
On January 20, 2026, 850 shares were withheld at
FiscalNote Holdings, Inc. reported an insider tax-withholding transaction by its Chief Legal & Administrative Officer, Todd Aman. On January 20, 2026, 317 shares of Class A Common Stock were withheld at a price of $1.57 per share to cover his tax obligations arising from the vesting of 893 restricted stock units.
After this withholding, Aman directly beneficially owned 79,770 shares of FiscalNote Class A Common Stock. The transaction reflects share withholding for taxes rather than an open-market sale.
FiscalNote Holdings, Inc. reported an insider equity transaction by its Chief Legal & Administrative Officer on 01/02/2026. The officer had 8,331 shares of Class A common stock withheld at a price of $1.59 per share, coded as an "F" transaction, which indicates shares withheld to cover obligations such as taxes. After this transaction, the officer beneficially owned 80,087 shares directly. The withheld shares arose from the vesting of 25,220 restricted stock units, and the transaction reflects tax settlement rather than an open-market sale.
FiscalNote Holdings, Inc. insider filing discloses a small share withholding by the President and CEO. On 01/02/2026, the CEO reported that 159 shares of Class A Common Stock were withheld at a price of $1.59 per share to cover tax obligations related to the vesting of 811 restricted stock units. After this transaction, the reporting person beneficially owned 215,000 shares of Class A Common Stock directly.
FiscalNote Holdings, Inc. reported an insider equity transaction by its CFO and SVP, Corporate Development. On 01/02/2026, 6,235 shares of Class A common stock were withheld at $1.59 per share to cover the executive’s tax obligation upon the vesting of 25,220 restricted stock units. After this tax withholding, the officer beneficially owns 109,203 shares of FiscalNote Class A common stock.
FiscalNote Holdings, Inc. director and 10% owner Timothy T. Hwang reported routine insider sales of Class A common stock related to tax withholding on vested restricted stock units. On 01/02/2026, he sold 1,293 and 423 shares of Class A common stock at a price of $1.6088 per share. These sales were made in sell-to-cover transactions to satisfy his tax obligations upon the vesting of 7,486 and 2,447 restricted stock units under a Rule 10b5-1 trading plan adopted on May 16, 2025. Following the reported transactions, he continued to hold a substantial indirect position in FiscalNote through the Timothy T. Hwang Revocable Trust, of which he is trustee.
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