Welcome to our dedicated page for Fiscalnote Hldg SEC filings (Ticker: NOTE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for FiscalNote Holdings, Inc. (NYSE: NOTE), a provider of AI-driven policy and regulatory intelligence solutions. Here, users can review the company’s official regulatory disclosures, including current reports on Form 8-K, quarterly reports on Form 10-Q, annual reports on Form 10-K, and other required submissions.
FiscalNote’s recent 8-K filings have addressed topics such as quarterly financial results, balance sheet refinancing transactions, amendments to executive employment agreements, retention awards, and changes to its change-in-control severance plan. Other filings describe financing arrangements, including a senior secured term loan and subordinated convertible debentures, as well as corporate actions like a 1-for-12 reverse stock split of its common stock implemented through a Certificate of Amendment.
Investors can also find documents related to late-filing notifications, such as the company’s Form 12b-25 explaining the need for additional time to complete a quarterly report following refinancing transactions. Together, these filings offer insight into FiscalNote’s capital structure, governance, and financial condition alongside its NYSE listing under the symbol NOTE and its listed warrants under NOTE.WS.
On Stock Titan, SEC filings are paired with AI-powered summaries that explain the key points of lengthy documents, helping users understand items like 10-K annual reports, 10-Q quarterly reports, and 8-K current reports more quickly. The platform also surfaces real-time updates from EDGAR and makes it easier to navigate to insider transaction disclosures on Form 4 and proxy materials that discuss executive compensation and governance policies. This combination of raw filings and AI-generated commentary helps users interpret FiscalNote’s regulatory reporting with greater efficiency.
NOTE insider plans to sell Class A shares under Rule 144. A holder has filed to sell 1,716 Class A shares through Fidelity Brokerage Services, with an aggregate market value of $2,760.70, on the NYSE. The filing states that 15,018,986 Class A shares are outstanding. The shares to be sold were acquired on 01/02/2026 through restricted stock vesting from the issuer as compensation, with payment made on the same date.
The seller, identified as Timothy Hwang, has also sold Class A shares of the same issuer during the past three months. These prior sales include 7,695 shares on 11/07/2025 for gross proceeds of $19,960.83 and 5,590 shares on 12/03/2025 for gross proceeds of $10,695.90. The signer represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
FiscalNote Holdings, Inc. is registering up to 2,349,395 shares of Class A common stock for resale by a single selling stockholder. These shares are issuable under a Convertible Note that currently has approximately
FiscalNote Holdings, Inc. director reported an equity compensation grant of Class A common stock. On 12/01/2025, the non-management director received 5,136 shares of Class A common stock at a price of $0 per share, issued in lieu of a quarterly cash retainer for board service.
After this grant, the director beneficially owns 57,499 Class A shares directly and 6,724 Class A shares indirectly through the Sweeney Trust dated March 27, 2003, where the reporting person serves as trustee. The filing is made on Form 4 by a single reporting person in the capacity of a director.
FiscalNote Holdings director and 10% owner reports tax-related share sales
A FiscalNote Holdings, Inc. insider who serves as both a director and 10% owner reported automatic sales of Class A common stock tied to restricted stock unit (RSU) vesting. On 12/02/2025, the reporting person sold 4,213 and 1,377 Class A shares at a price of $1.9134 per share in separate transactions. These sales were made to cover tax obligations that arose when 7,486 and 2,447 RSUs vested, under a pre-established Rule 10b5-1 trading plan adopted on May 16, 2025. After these transactions, 201,205 Class A shares were reported as beneficially owned indirectly through the Timothy T. Hwang Revocable Trust, for which the reporting person serves as trustee.
FiscalNote Holdings, Inc. President and CEO reported a routine share transaction related to equity compensation. On 12/02/2025, 277 shares of Class A Common Stock were withheld at a price of $2.19 per share to cover the reporting person's tax obligation upon the vesting of 810 restricted stock units. After this tax withholding, the executive directly beneficially owned 215,159 shares of Class A Common Stock.
FiscalNote Holdings, Inc.
Following this grant, the reporting person beneficially owns 51,281 shares directly. Additional indirect holdings are reported through Maso Capital Offshore Limited with 50,520 shares and through Maso Capital Partners Limited with 2,358,955 shares held across related investment entities.
FiscalNote Holdings, Inc. reported that a director who is also a 10% owner received a grant of 1,479 shares of Class A common stock on 09/03/2025 as compensation for board service, in lieu of a quarterly cash retainer. The shares were acquired at a stated price of $0 as they represent equity compensation rather than a market purchase.
After this grant, the reporting person held 47,857 Class A shares directly, and additional Class A shares indirectly through entities including Maso Capital Offshore Limited and Maso Capital Partners Limited. A prior 1-for-12 reverse stock split of Class A common stock on August 29, 2025 resulted in proportionate adjustments to the reported ownership amounts.
FiscalNote Holdings, Inc. director reported receiving additional company stock as part of board compensation. On 12/01/2025, the non-management director was granted 6,278 shares of Class A common stock instead of a quarterly cash retainer, with a reported price of $0 per share, reflecting that this was an equity award rather than an open-market purchase. Following this grant, the director beneficially owned 59,998 shares, all held directly.
FiscalNote Holdings, Inc. reported that one of its non-management directors received a grant of Class A Common Stock as part of regular board compensation. On 12/01/2025, the director acquired 3,424 shares of Class A Common Stock at a price of $0 per share, in lieu of a quarterly cash retainer for board service. After this grant, the director beneficially owned 90,713 shares directly, with additional indirect holdings reported through various investment entities, including 176,929 shares held by Xplorer Capital Fund III L.P. The filing classifies the individual as a director and confirms the form is filed by one reporting person.
An affiliate of NOTE filed a notice of proposed sale of restricted stock under Rule 144. The filing covers the planned sale of 5,590 Class A shares through Fidelity Brokerage Services on the NYSE, with an aggregate market value of
As context, the Class A shares outstanding were reported at 15,018,986 shares, and the same seller’s revocable trust reported prior Class A sales over the past three months totaling several thousand shares across three transactions with gross proceeds of
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