Welcome to our dedicated page for Fiscalnote Hldg SEC filings (Ticker: NOTE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for FiscalNote Holdings, Inc. (NYSE: NOTE), a provider of AI-driven policy and regulatory intelligence solutions. Here, users can review the company’s official regulatory disclosures, including current reports on Form 8-K, quarterly reports on Form 10-Q, annual reports on Form 10-K, and other required submissions.
FiscalNote’s recent 8-K filings have addressed topics such as quarterly financial results, balance sheet refinancing transactions, amendments to executive employment agreements, retention awards, and changes to its change-in-control severance plan. Other filings describe financing arrangements, including a senior secured term loan and subordinated convertible debentures, as well as corporate actions like a 1-for-12 reverse stock split of its common stock implemented through a Certificate of Amendment.
Investors can also find documents related to late-filing notifications, such as the company’s Form 12b-25 explaining the need for additional time to complete a quarterly report following refinancing transactions. Together, these filings offer insight into FiscalNote’s capital structure, governance, and financial condition alongside its NYSE listing under the symbol NOTE and its listed warrants under NOTE.WS.
On Stock Titan, SEC filings are paired with AI-powered summaries that explain the key points of lengthy documents, helping users understand items like 10-K annual reports, 10-Q quarterly reports, and 8-K current reports more quickly. The platform also surfaces real-time updates from EDGAR and makes it easier to navigate to insider transaction disclosures on Form 4 and proxy materials that discuss executive compensation and governance policies. This combination of raw filings and AI-generated commentary helps users interpret FiscalNote’s regulatory reporting with greater efficiency.
FiscalNote Holdings, Inc. director Compton Key reported changes in how certain Class A common shares are held through affiliated investment entities, rather than any open-market buying or selling.
A key entry shows an internal transaction coded "J" for 431,394 shares, described as a distribution from GPO FN Noteholder, LLC to Global Public Offering Master Fund, L.P. as an in-kind payment tied to a profits interest held by Urgent Capital LLC. Footnotes state the shares are beneficially owned by GPO Master Fund and Urgent Capital LLC, with Urgent International Inc. owning and operating these entities. As a managing director of Urgent International Inc., Key may be deemed to share voting and dispositive power over these holdings. Following the restructuring, the filing lists 446,729 Class A shares held indirectly in one account, 46,264 shares held directly, and an additional 122 shares held indirectly.
FiscalNote Holdings reported Q1 2026 revenue of $20.0 million, down from $27.5 million a year earlier, with Adjusted EBITDA of $1.0 million, both in line with guidance. The quarter included a $35.6 million goodwill impairment, driving a net loss of $43.6 million, or $2.39 per share.
Subscription revenue remained dominant at 95% of total revenue and Adjusted Gross Margin held at 87%. Management reaffirmed full-year 2026 guidance and expects positive free cash flow on a next-twelve-month basis from Q2 2026 through Q1 2027, supported by AI-driven operational efficiencies and new agentic API and political prediction market initiatives.
FiscalNote Holdings, Inc. President and CEO Josh Resnik reported a routine tax-related share disposition. On the vesting of 2,153 restricted stock units, 1,059 shares of Class A Common Stock were withheld at a price of $0.26 per share to cover his tax obligation. After this non-market transaction, he directly owns 210,795 shares of Class A Common Stock.
FiscalNote Holdings, Inc. Chief Legal & Admin. Officer Aman Todd reported a small tax-related share disposition. On the vesting of 893 restricted stock units, 317 shares of Class A Common Stock were withheld at $0.26 per share to cover tax obligations, leaving him with 77,150 directly held shares.
FiscalNote Holdings is asking stockholders to vote at a virtual annual meeting on May 27, 2026 to elect two Class I directors, approve executive pay on an advisory basis, set the frequency of future pay votes, and ratify RSM US LLP as auditor for 2026.
The company highlights its shift from the NYSE to the OTC market after delisting in April 2026 and says operations and product development continue. Management describes a more focused and profitable business, with 2025 GAAP revenue of $95.4 million, annual recurring revenue of $84.1 million, and Adjusted EBITDA of $10.3 million.
FiscalNote Holdings, Inc. Chief Legal & Admin. Officer Todd Aman reported a routine tax-related share disposition. On April 9, 2026, 2,236 shares of Class A Common Stock were withheld at $0.26 per share to cover taxes on the vesting of 6,314 restricted stock units. After this withholding, Aman directly held 77,467 shares of Class A Common Stock. This was not an open-market sale but an automatic tax-withholding event tied to equity compensation vesting.
FiscalNote Holdings, Inc. notifies the removal of its Class A common stock and related warrants from listing and registration on the New York Stock Exchange LLC. The filing cites compliance with 17 CFR 240.12d2-2 and states the Exchange and the issuer have met the procedures for voluntary withdrawal.
FiscalNote Holdings, Inc. reported that the New York Stock Exchange has notified the company it is commencing delisting proceedings because the 30‑day average closing price of its Class A common stock fell below $1.00. Trading in the common stock and warrants has been suspended on the NYSE, and the securities are expected to begin trading on the OTC Markets on March 26, 2026 under the same ticker symbols.
The company is evaluating an appeal of the delisting determination. Management highlights a recent organizational transformation, including a 25% workforce reduction and approximately 19% lower cash operating costs, which it says expand Adjusted EBITDA margins and are expected to support positive free cash flow over the twelve months beginning April 1, 2026. FiscalNote is also investing in its PolicyNote API, AI integrations, and new political prediction products, while its board continues a strategic review that includes potential divestitures of non‑core assets.
FiscalNote Holdings, Inc. reported that the New York Stock Exchange has notified the company it is commencing delisting proceedings because the 30‑day average closing price of its Class A common stock fell below $1.00. Trading in the common stock and warrants has been suspended on the NYSE, and the securities are expected to begin trading on the OTC Markets on March 26, 2026 under the same ticker symbols.
The company is evaluating an appeal of the delisting determination. Management highlights a recent organizational transformation, including a 25% workforce reduction and approximately 19% lower cash operating costs, which it says expand Adjusted EBITDA margins and are expected to support positive free cash flow over the twelve months beginning April 1, 2026. FiscalNote is also investing in its PolicyNote API, AI integrations, and new political prediction products, while its board continues a strategic review that includes potential divestitures of non‑core assets.
FiscalNote Holdings, Inc. is an AI-driven policy and regulatory intelligence company built around its PolicyNote platform, which aggregates legislative and regulatory data and overlays in-house AI and expert analysis. The company serves enterprises (including 46 of the Fortune 100), governments and nonprofits in more than 40 countries, with roughly 93% of 2025 revenue coming from recurring subscriptions.
FiscalNote generated $95.4 million of total revenue in 2025, down from $120.3 million in 2024, partly due to divestitures. It remains unprofitable, recording net losses of $81.8 million in 2025 and $62.5 million in 2024, excluding gains on business sales. The company is streamlining operations, cutting headcount from about 800 at the end of 2022 to 540 at the end of 2025 and taking further cost actions in early 2026. Key metrics include 2025 ARR of $84.1 million and net revenue retention of about 96% in the fourth quarter. Management highlights material risks: dependence on U.S. government customers and shutdowns, heavy use of debt, and potential NYSE delisting that could trigger defaults and even force restructuring or bankruptcy if not cured.