FiscalNote officer covers taxes with share withholding

FiscalNote Holdings, Inc. Chief Legal & Admin.

Accepted by SEC EDGAR 04/13/2026 - 08:26 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

FiscalNote Holdings, Inc. Chief Legal & Admin. Officer Todd Aman reported a routine tax-related share disposition. On April 9, 2026, 2,236 shares of Class A Common Stock were withheld at $0.26 per share to cover taxes on the vesting of 6,314 restricted stock units. After this withholding, Aman directly held 77,467 shares of Class A Common Stock. This was not an open-market sale but an automatic tax-withholding event tied to equity compensation vesting.

Insider Trade Summary

Exercise Price or Tax Liability: 2,236 shares

Exercise Price or Tax Liability 1 txn

Insider Aman Todd

Role Chief Legal & Admin. Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A Common Stock	2,236	$0.26	$581.36

Holdings After Transaction: Class A Common Stock — 77,467 shares (Direct)

Footnotes (1)

1. F1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 6,314 restricted stock units.

Key Figures

Tax-withheld shares: 2,236 shares Withholding price: $0.26 per share Shares held after transaction: 77,467 shares +1 more

4 metrics

Tax-withheld shares 2,236 shares Shares withheld on April 9, 2026 for tax obligation

Withholding price $0.26 per share Recorded price for withheld Class A Common Stock

Shares held after transaction 77,467 shares Direct Class A Common Stock holdings after withholding

RSUs vested 6,314 units Restricted stock units vesting that triggered tax obligation

Key Terms

restricted stock units, tax obligation, Class A Common Stock, tax-withholding disposition

4 terms

restricted stock units financial

"upon the vesting of 6,314 restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax obligation financial

"withheld to satisfy the reporting person's tax obligation"

Class A Common Stock financial

"Represents shares of the Issuer's Class A Common Stock withheld"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did FiscalNote (NOTE) report for Todd Aman?

FiscalNote reported that Chief Legal & Admin. Officer Todd Aman had 2,236 Class A Common Stock shares withheld to cover taxes. The shares were used to satisfy his tax obligation when 6,314 restricted stock units vested on April 9, 2026.

Was the FiscalNote (NOTE) insider transaction an open-market sale?

No, the transaction was not an open-market sale. Shares were withheld as a tax-withholding disposition, covering Todd Aman’s tax obligation tied to vesting restricted stock units, rather than being sold on the market to outside buyers.

How many FiscalNote (NOTE) shares were withheld for Todd Aman’s taxes?

A total of 2,236 shares of FiscalNote’s Class A Common Stock were withheld for Todd Aman’s tax obligation. The withholding price recorded was $0.26 per share, reflecting a standard mechanism for settling equity compensation-related taxes.

How many FiscalNote (NOTE) shares does Todd Aman hold after this transaction?

After the tax-withholding transaction, Todd Aman directly held 77,467 shares of FiscalNote Class A Common Stock. This figure reflects his remaining direct ownership following the automatic disposition of 2,236 shares to satisfy his tax liability.

What triggered the tax-withholding share disposition at FiscalNote (NOTE)?

The tax-withholding disposition occurred when 6,314 restricted stock units vested for Todd Aman. To satisfy the resulting tax obligation, 2,236 shares of Class A Common Stock were withheld instead of paying the taxes in cash.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Aman Todd

(Last) (First) (Middle)

C/O FISCALNOTE HOLDINGS, INC.

1201 PENNSYLVANIA AVE NW, 6TH FL

(Street)

WASHINGTON DISTRICT OF COLUMBIA 20004

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FiscalNote Holdings, Inc. [ NOTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal & Admin. Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	04/09/2026		F		2,236(1)	D	$0.26	77,467	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 6,314 restricted stock units.

	/s/ Todd Aman	04/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)