Inotiv (NOTVQ) CSO sees 729,626 shares canceled in Chapter 11 plan

Rhea-AI Filing Summary

Inotiv, Inc. insider John E. Sagartz, Chief Strategy Officer and director, reported a restructuring-related disposition of 729,626 shares of common stock on July 19, 2026. This followed the effective date of an Amended Joint Prepackaged Chapter 11 Plan of Reorganization, under which all outstanding common shares and other equity interests were canceled for no consideration, leaving him with 0 shares.

Insider Trade Summary

Net Seller: 729,626 shares

Net Sell 1 txn

Insider Sagartz John E

Role Chief Strategy Officer

Type	Security	Shares	Price	Value
Other	Common Stock F1	729,626	$0.00	$0.00

Holdings After Transaction: Common Stock — 0 shares (Direct)

Footnotes (1)

1. F1. The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration.

Key Figures

Shares disposed: 729,626 shares of common stock Price per share: $0.00 per share Shares after transaction: 0 shares +2 more

5 metrics

Shares disposed 729,626 shares of common stock Reported in a restructuring-related Form 4 transaction dated July 19, 2026

Price per share $0.00 per share Reported transaction price for the 729,626 common shares disposed

Shares after transaction 0 shares Total common shares held by John E. Sagartz following the reported disposition

Plan confirmation date July 14, 2026 Amended Joint Prepackaged Chapter 11 Plan of Reorganization confirmed by court

Plan effective date July 19, 2026 Effective date on which all outstanding common shares and other equity interests were canceled

Key Terms

Amended Joint Prepackaged Chapter 11 Plan of Reorganization, Chapter 11 of the Bankruptcy Code, effective date, canceled for no consideration, +1 more

5 terms

Amended Joint Prepackaged Chapter 11 Plan of Reorganization regulatory

"The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc."

Chapter 11 of the Bankruptcy Code regulatory

"the Plan under Chapter 11 of the Bankruptcy Code was confirmed"

effective date regulatory

"became effective on July 19, 2026. On the effective date of the Plan"

The effective date is the specific calendar day when a contract, regulatory action, corporate change, or financial disclosure officially begins to apply and take legal or operational effect. For investors, it marks the moment rules, obligations, ownership, pricing, or reporting change—similar to the exact minute a light switch is flipped—so it determines when rights, liabilities, or market impacts start and which periods or transactions are affected.

canceled for no consideration financial

"all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration"

other acquisition or disposition financial

"transaction code J, described as Other acquisition or disposition"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/20/2026 - 04:37 PM Accepted by SEC EDGAR 07/20/2026 - 04:36 PM Learn about SEC filing dates

FAQ

What insider transaction did Inotiv, Inc. (NOTVQ) report in this Form 4?

Inotiv, Inc. reported that insider John E. Sagartz, its Chief Strategy Officer and director, had a restructuring-related disposition of 729,626 shares of common stock on July 19, 2026, resulting in 0 shares held after the transaction.

How many Inotiv (NOTVQ) shares were affected and at what price?

The Form 4 shows 729,626 common shares were disposed of with a reported price of $0.00 per share. A related Chapter 11 reorganization plan canceled all outstanding equity interests for no consideration, rather than through an open-market sale.

What event triggered the Inotiv (NOTVQ) share cancellation reported in this Form 4?

The transaction stems from an Amended Joint Prepackaged Chapter 11 Plan of Reorganization, confirmed on July 14, 2026 and effective July 19, 2026, under which all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration.

What are John E. Sagartz’s holdings in Inotiv (NOTVQ) after this Form 4 transaction?

Following the reported disposition tied to the Chapter 11 plan, total shares held by John E. Sagartz are 0. The footnote states that on the plan’s effective date, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled.

Was the Inotiv (NOTVQ) insider transaction executed under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as an affirmative plan. The transaction is coded as an “other” disposition (code J) associated with a Chapter 11 reorganization, rather than a discretionary trade under a trading plan.

Does Inotiv (NOTVQ) receive any proceeds from the share cancellation reported?

The disclosure indicates that all outstanding common shares and other equity interests were canceled for no consideration under the confirmed Chapter 11 plan. This language indicates no cash proceeds were received for the canceled shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sagartz John E

(Last) (First) (Middle)

2701 KENT AVENUE

(Street)

WEST LAFAYETTE INDIANA 47906

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Inotiv, Inc. [ NOTVQ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Strategy Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/19/2026		J(1)		729,626	D	$0	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration.

	/s/ Beth Taylor, Attorney-in-Fact for John E. Sagartz	07/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)