Inotiv, Inc. (NOTVQ) cancels insider shares in Chapter 11 plan

Rhea-AI Filing Summary

Inotiv, Inc. executive Adrian Hardy, Chief Commercial Officer, reported the disposition of 53,049 shares of common stock at $0.0000 per share, leaving him with 0 shares held directly. The transaction reflects cancellation of equity under a court‑confirmed Chapter 11 plan of reorganization in which all outstanding common shares were canceled for no consideration on its effective date.

Insider Trade Summary

Net Seller: 53,049 shares

Net Sell 1 txn

Insider Hardy Adrian

Role Chief Commercial Officer

Type	Security	Shares	Price	Value
Other	Common Stock F1	53,049	$0.00	$0.00

Holdings After Transaction: Common Stock — 0 shares (Direct)

Footnotes (1)

1. F1. The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration.

Key Figures

Shares affected: 53,049 shares Price per share: $0.0000 Post-transaction holdings: 0 shares +2 more

5 metrics

Shares affected 53,049 shares Common stock reported as disposed of on 2026-07-19 due to Plan effectiveness

Price per share $0.0000 Reported transaction price per share for canceled common stock

Post-transaction holdings 0 shares Direct common stock held by Adrian Hardy following cancellation

Plan confirmation date July 14, 2026 Date the Chapter 11 Plan of Reorganization was confirmed by the Bankruptcy Court

Plan effective date July 19, 2026 Date the Plan became effective and all common shares were canceled for no consideration

Key Terms

Amended Joint Prepackaged Chapter 11 Plan of Reorganization, Chapter 11 of the Bankruptcy Code, effective date, canceled for no consideration

4 terms

Amended Joint Prepackaged Chapter 11 Plan of Reorganization regulatory

"The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc."

Chapter 11 of the Bankruptcy Code regulatory

"Plan of Reorganization of Inotiv, Inc. under Chapter 11 of the Bankruptcy Code"

effective date regulatory

"On the effective date of the Plan, all outstanding common shares"

The effective date is the specific calendar day when a contract, regulatory action, corporate change, or financial disclosure officially begins to apply and take legal or operational effect. For investors, it marks the moment rules, obligations, ownership, pricing, or reporting change—similar to the exact minute a light switch is flipped—so it determines when rights, liabilities, or market impacts start and which periods or transactions are affected.

canceled for no consideration regulatory

"all outstanding common shares and other equity interests were canceled for no consideration"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/20/2026 - 04:33 PM Accepted by SEC EDGAR 07/20/2026 - 04:32 PM Learn about SEC filing dates

FAQ

What transaction did Adrian Hardy of Inotiv, Inc. (NOTVQ) report?

Adrian Hardy reported the disposition of 53,049 shares of Inotiv common stock at $0.0000 per share. The shares were canceled when a court‑confirmed Chapter 11 reorganization plan became effective, leaving him with no direct common stock holdings afterward.

Why was the price per share $0.0000 in the Inotiv (NOTVQ) Form 4?

The reported price of $0.0000 reflects that Hardy’s 53,049 shares were canceled for no consideration under a confirmed Chapter 11 plan. All outstanding common shares and other equity interests were eliminated on the plan’s effective date without any payment to equity holders.

How many Inotiv (NOTVQ) shares does Adrian Hardy hold after this transaction?

Following the reported transaction, Adrian Hardy directly holds 0 shares of Inotiv common stock. This results from all outstanding common shares being canceled for no consideration when the company’s Chapter 11 plan of reorganization became effective on July 19, 2026.

What Chapter 11 plan affected Inotiv (NOTVQ) common shareholders?

An Amended Joint Prepackaged Chapter 11 Plan of Reorganization for Inotiv and its affiliated debtors was confirmed on July 14, 2026. It became effective on July 19, 2026, at which time all outstanding common shares and other equity interests were canceled for no consideration.

Was the Inotiv (NOTVQ) insider transaction under a Rule 10b5-1 trading plan?

The transaction is described as not being made under a Rule 10b5-1 trading plan. The report’s Rule 10b5-1 checkbox is not marked, while the shares were canceled as part of the confirmed Chapter 11 reorganization plan rather than through open‑market trading.

What does the J transaction code mean for Inotiv (NOTVQ) in this report?

The transaction is coded "J", described as an other acquisition or disposition. In this case, it represents a restructuring event where 53,049 common shares of Inotiv held by Adrian Hardy were canceled under the effective Chapter 11 plan of reorganization.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hardy Adrian

(Last) (First) (Middle)

2701 KENT AVENUE

(Street)

WEST LAFAYETTE INDIANA 47906

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Inotiv, Inc. [ NOTVQ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Commercial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/19/2026		J(1)		53,049	D	$0	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration.

	/s/ Beth Taylor, Attorney-in-Fact for Adrian Hardy	07/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)