STOCK TITAN

Inotiv (NOTVQ) cancels all common equity as Chapter 11 plan takes effect

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Inotiv, Inc. completed a Chapter 11 reorganization in which all outstanding common shares and other equity interests were canceled for no consideration when the plan became effective on July 19, 2026. EVP, GC, Secretary and CCO Andrea Castetter reported an “other” disposition of 49,200 common shares at $0.00 per share, leaving her with 0 directly held shares.

Positive

  • None.

Negative

  • All outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration when the Chapter 11 reorganization plan became effective on July 19, 2026.
Insider Castetter Andrea
Role EVP, GC, Sec'y & CCO
Type Security Shares Price Value
Other Common Stock F1 49,200 $0.00 $0.00
Holdings After Transaction: Common Stock — 0 shares (Direct)
Footnotes (1)
  1. F1. The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration.
Shares disposed 49,200 shares Common Stock reported as an “other” disposition on July 19, 2026
Reported price per share $0.0000 Value assigned to the canceled common shares in the restructuring-related transaction
Shares after transaction 0 shares Direct holdings of Andrea Castetter following the equity cancellation
Plan confirmation date July 14, 2026 Date the Chapter 11 Plan of Reorganization was confirmed by the Bankruptcy Court
Plan effective date July 19, 2026 Effective date when all outstanding common shares and other equity interests were canceled
Amended Joint Prepackaged Chapter 11 Plan of Reorganization regulatory
"The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc."
Bankruptcy Code regulatory
"under Chapter 11 of the Bankruptcy Code was confirmed"
A bankruptcy code is the set of laws and rules that govern what happens when an individual or company cannot pay its debts, laying out options like reorganizing the business, selling assets, and the order in which creditors are paid. For investors, it matters because the code determines how much of their investment can be recovered, who gets priority on claims, and whether ownership or control may change — like a rulebook that decides how the pieces are divided and reassembled.
effective date regulatory
"On the effective date of the Plan, all outstanding common shares"
The effective date is the specific calendar day when a contract, regulatory action, corporate change, or financial disclosure officially begins to apply and take legal or operational effect. For investors, it marks the moment rules, obligations, ownership, pricing, or reporting change—similar to the exact minute a light switch is flipped—so it determines when rights, liabilities, or market impacts start and which periods or transactions are affected.

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FAQ

What did Inotiv (NOTVQ) report about Andrea Castetter’s stock holdings?

Inotiv reported that EVP, GC, Secretary and CCO Andrea Castetter had 49,200 common shares treated as an “other” disposition at $0.00 per share on July 19, 2026, in connection with the Chapter 11 plan, leaving her with zero directly held shares.

What happened to Inotiv (NOTVQ) common stock under the Chapter 11 plan?

Under the confirmed Chapter 11 plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration on July 19, 2026, eliminating existing equity positions, including those held by executives such as Andrea Castetter.

When did Inotiv’s (NOTVQ) Chapter 11 reorganization plan become effective?

The Amended Joint Prepackaged Chapter 11 Plan of Reorganization became effective on July 19, 2026. It had been confirmed on July 14, 2026 by the U.S. Bankruptcy Court for the Southern District of Texas, Houston Division, before taking effect and canceling all equity interests.

Was Andrea Castetter’s Inotiv (NOTVQ) Form 4 transaction a market sale?

No. The Form 4 describes the transaction as an “other acquisition or disposition” (code J), linked to the Chapter 11 restructuring. Her 49,200 shares were effectively canceled at $0.00 per share under the plan, rather than sold in an open-market transaction.

How many Inotiv (NOTVQ) shares did Andrea Castetter hold after the plan?

Following the restructuring-related disposition on July 19, 2026, Andrea Castetter’s directly held Inotiv common stock position was reported as 0 shares. This reflects the cancellation of all outstanding common shares under the effective Chapter 11 plan of reorganization.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Castetter Andrea

(Last)(First)(Middle)
2701 KENT AVENUE

(Street)
WEST LAFAYETTE INDIANA 47906

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Inotiv, Inc. [ NOTVQ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, GC, Sec'y & CCO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/19/2026J(1)49,200D$00D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Inotiv, Inc. and its Affiliated Debtors (the "Plan") under Chapter 11 of the Bankruptcy Code was confirmed by the United States Bankruptcy Court for the Southern District of Texas, Houston Division, on July 14, 2026, and became effective on July 19, 2026. On the effective date of the Plan, all outstanding common shares and other equity interests of Inotiv, Inc. were canceled for no consideration.
/s/ Andrea Castetter07/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)