Welcome to our dedicated page for NORTHPOINTE BANCSHARES SEC filings (Ticker: NPB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Northpointe Bancshares, Inc. (NYSE: NPB) SEC filings page provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Northpointe Bancshares is a Michigan-incorporated bank holding company for Northpointe Bank, with its common stock listed on the New York Stock Exchange. Its filings offer detailed insight into the financial condition, governance structure, and capital activities of a regional bank focused on home loans and retail banking products.
Investors can use this page to review current and historical Forms 10-K and 10-Q (when available in the broader SEC record) for information on loan portfolios, including Mortgage Purchase Program ("MPP") and All-in-One ("AIO") home equity lines, net interest income, non-interest income from mortgage banking and servicing, deposit composition, asset quality, and risk management practices. Form 8-K filings play a prominent role for Northpointe, documenting material events such as quarterly earnings announcements, subordinated note offerings, preferred stock redemptions, board and committee appointments, corrections to previously communicated guidance, and employment agreements with key executives.
This page is also a resource for tracking capital structure changes and funding instruments. For example, a December 2025 Form 8-K describes the issuance of 7.50% Fixed-to-Floating Rate Subordinated Notes due 2035 under a Subordinated Note Purchase Agreement, intended to qualify as Tier 2 capital. Another Form 8-K reports the completion of the redemption of the company’s 8.25% Fixed-to-Floating Rate Non-Cumulative Perpetual Series A Preferred Stock, funded with proceeds from the subordinated notes and cash on hand.
In addition, filings include details on governance and executive compensation arrangements, such as the appointment of independent directors, changes in audit committee leadership, and employment agreements that outline base salary, incentive compensation tied to specific business units, and severance and change-in-control provisions. With AI-powered summaries and real-time updates from EDGAR, users can quickly understand the key points in lengthy documents, monitor new Form 4 insider transaction reports when available, and navigate Northpointe’s regulatory disclosures without reading every page in full.
Bay Pond Investors (Bermuda) L.P. has filed a Schedule 13G reporting beneficial ownership of 1,894,130 shares of Northpointe Bancshares, Inc. common stock, representing 5.51% of the class as of the event date 01/09/2026.
The filing shows Bay Pond has shared voting and dispositive power over all 1,894,130 shares and no sole voting or dispositive power. The reporting person certifies that the securities were not acquired and are not held for the purpose of changing or influencing control of Northpointe Bancshares, but instead are held on a passive basis.
Northpointe Bancshares, Inc. redeemed all of its outstanding 8.25% Fixed-to-Floating Rate Non-Cumulative Perpetual Series A Preferred Stock on December 30, 2025 for an aggregate price of
The company funded the redemption using net proceeds from its 7.50% Fixed-to-Floating Rate Subordinated Notes due
Northpointe Bancshares EVP reports RSU vesting and share transactions. An executive officer of Northpointe Bancshares Inc. (EVP, National Sales) reported transactions dated December 19, 2025 involving common stock and restricted stock units (RSUs). A block of 23,096.67 RSUs converted into the same number of shares of common stock at an exercise price of $0, and those shares were acquired directly. On the same date, 6,820.67 shares of common stock were disposed of at a price of $17.67 per share. Following these transactions, the reporting person directly owned 16,276 shares of common stock and 46,193.33 RSUs as derivative securities. The filing notes that RSUs convert into common stock on a one-for-one basis and that the remaining RSUs vest in two approximately equal installments on December 19, 2026 and December 19, 2027.
Northpointe Bancshares Inc.December 19, 2025, restricted stock units (RSUs) covering 85,896.67 shares vested and converted into an equal number of common shares at an exercise price of $0, reflecting stock-based compensation. To satisfy tax obligations tied to this vesting, the officer disposed of 33,800.67 common shares at a price of $17.67 per share. After these transactions, the officer directly beneficially owned 202,096 shares of Northpointe Bancshares common stock. The remaining RSUs are scheduled to vest in two approximately equal installments on December 19, 2026 and December 19, 2027.
Northpointe Bancshares Inc. executive reports stock and RSU transactions. The president and secretary acquired 79,696.67 shares of common stock on December 19, 2025 at a price of $0, reflecting the conversion of restricted stock units into common shares. On the same date, 34,744.67 common shares were disposed of at $17.67 per share. Following these transactions, the insider directly owned 45,952 common shares and indirectly held 6,932 shares through a 401(k) plan. A related derivative position in restricted stock units covered 79,696.67 underlying common shares and had 159,393.33 derivative securities remaining beneficially owned after the reported activity. The remaining restricted stock units are scheduled to vest in two approximately equal installments on December 19, 2026 and December 19, 2027.
Northpointe Bancshares Inc. executive vice president and chief financial officer reported equity transactions involving the company’s common stock. On December 19, 2025, 8,590 restricted stock units converted into 8,590 shares of common stock at an exercise price of $0, increasing his direct holdings. On the same date, 2,457 shares of common stock were disposed of at a price of $17.67 per share. After these transactions, he directly owned 6,133 shares of common stock and held 17,180 derivative securities in the form of restricted stock units, which continue to vest through December 19, 2027.
Northpointe Bancshares, Inc. appointed independent director David F. Lawrence as Chairman of its Audit Committee, effective January 1, 2026. He has served on the Audit Committee since August 2025 and brings over 40 years of experience in finance, accounting, financial reporting, audit, compliance, and risk management, including prior service as an audit partner at Crowe LLP leading its Michigan Financial Services Audit Practice.
Lawrence replaces R. Jeffery Dean as Audit Committee Chair; Dean remains on the Audit Committee and the Board. The Board determined that Lawrence meets independence and financial literacy requirements under Securities and Exchange Commission and New York Stock Exchange rules. The company states there are no special arrangements, family relationships, or related party transactions involving Lawrence, and he will be paid under the standard non-employee director compensation program.
Northpointe Bancshares insider Charles A. Williams, who is Chairman, CEO and a 10% owner, reported several non-cash transfers of the company’s common stock. All reported movements were coded as gifts at a price of $0 per share.
On 04/01/2025, Williams transferred 49,560 shares of common stock from direct ownership, leaving 17,241 shares held directly and 2,402,650 shares held indirectly by the Charles A. Williams Trust. On 12/11/2025, the trust made a charitable contribution of 140,000 shares to a donor advised fund, leaving 2,262,650 shares in the trust. In addition, 715,471 shares are held indirectly through a 401(k) plan.
Northpointe Bancshares, Inc. entered into a Subordinated Note Purchase Agreement with institutional investors to issue
The Notes pay a fixed interest rate of 7.50% per year from
Northpointe Bancshares, Inc. (NPB)11/17/2025, the trust gifted 3,000 shares of Northpointe Bancshares common stock at a reported price of $0.00 per share, reflecting that no sale proceeds were received.
After this transaction, the reporting person beneficially owned 220,830 shares of Northpointe Bancshares common stock indirectly. According to the explanation of responses, the 3,000 gifted shares were allocated as 1,000 shares each to three family-related recipients or trusts. The filing indicates this was a routine insider ownership update rather than a market sale.
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