NORTHPOINTE BANCSHARES INC. SEC Filings

Northpointe Bancshares (NPB): Ownership update. Adage Capital Management, L.P., along with Robert Atchinson and Phillip Gross, filed a Schedule 13G reporting beneficial ownership of 1,794,104 shares of Northpointe Bancshares common stock, representing 5.22% of the class as of the event date.

The filing shows shared voting and dispositive power over 1,794,104 shares and no sole voting or dispositive power. The percentage was calculated using 34,364,659 shares outstanding as of August 13, 2025, as disclosed in the company’s Form 10‑Q. The Reporting Persons certified the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. The date of event requiring the filing is 09/30/2025.

Northpointe Bancshares, Inc. (NPB) reported Q3 2025 results with net income of $22,173 thousand and diluted EPS of $0.57. Net interest income rose to $40,331 thousand as higher loan yields offset funding costs, while noninterest income was $24,029 thousand driven by $20,953 thousand of net gains on loan sales.

Balance sheet growth remained strong: total assets reached $6,839,580 thousand and total loans held for investment were $5,967,235 thousand as of September 30, 2025. Deposits were $4,769,637 thousand, supporting expansion alongside borrowings of $1,369,034 thousand. The allowance for credit losses was $12,250 thousand.

Year-to-date momentum: for the nine months, net income was $59,766 thousand. The company completed an initial public offering on February 13, 2025, issuing 8,621,539 shares for net proceeds of $114,150 thousand, contributing to stockholders’ equity of $623,525 thousand. Shares outstanding were 34,364,659 as of November 12, 2025.

Northpointe Bancshares (NPB) reported an insider transaction on Form 4. A director purchased 500 shares of common stock on 10/24/2025 at a price of $16.58 per share. Following the trade, the director beneficially owned 500 shares, held as direct ownership.

Northpointe Bancshares (NPB) reported an initial statement of beneficial ownership (Form 3) for a reporting person who serves as a Director. The filing lists the event date as 08/12/2025 and indicates no securities are beneficially owned at this time.

The submission includes an Exhibit 24 Power of Attorney, and the form was filed by one reporting person through an attorney-in-fact. No non-derivative or derivative holdings were reported in the tables.

Northpointe Bancshares (NPB) filed a Form 3 reporting the initial beneficial ownership of a new insider. The filer is identified as a Director and the form indicates it was filed by one reporting person. The filing states that no securities are beneficially owned. The reported event date is 08/12/2025. A Power of Attorney is referenced as Exhibit 24.

Northpointe Bancshares (NPB) filed a Form 3 reporting an individual serving as a Director as of 08/12/2025. The filing indicates no securities are beneficially owned by the reporting person at the time of the event. A Power of Attorney is noted as Exhibit 24, authorizing the attorney-in-fact to sign on the reporting person’s behalf. This is a routine Section 16 initial ownership statement and does not involve any transaction or proceeds.

Northpointe Bancshares, Inc. reported it issued a press release announcing financial results for the quarter ended September 30, 2025, and furnished supplemental financial information. Both materials were provided as exhibits and are incorporated by reference.

The company will host a conference call on October 22, 2025 to discuss the quarter. The disclosures under Items 2.02 and 7.01 were furnished and are not deemed filed under the Exchange Act except by specific reference.

Northpointe Bancshares, Inc. received an amended Schedule 13G reporting updated beneficial ownership following trustee changes effective 05/12/2025. Annie Gainey reports beneficial ownership of 2,545,762 shares, representing 7.4% of the common stock. She has 502,841 shares with sole voting and dispositive power, and 2,042,921 shares with shared dispositive power.

Harvey N. Gainey III and Angela Jordan were appointed co‑trustees and each report 1,540,080 shares (4.5% each) with shared voting power and no sole voting or dispositive power. The reported amounts include shares held by specified Gainey family trusts. The filers certify the securities were not acquired or held to change or influence control.

David Stevens Hooker, a director of Northpointe Bancshares, reported a sale of 65,161 shares of Northpointe Bancshares Inc. (NPB) on 09/12/2025 at a reported price of $18.21 per share.

After the reported disposition, the filing shows Mr. Hooker (indirectly) beneficially owns 834,879 shares through the David S. Hooker Trust and an additional 12,000 shares held indirectly by the Tanis S. Hooker Discretionary Trust. The Form 4 was signed by an attorney-in-fact on 09/19/2025.