Welcome to our dedicated page for Neuropace SEC filings (Ticker: NPCE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The NeuroPace, Inc. (Nasdaq: NPCE) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Nasdaq-listed medical device company focused on epilepsy treatment through its brain-responsive RNS System, NeuroPace uses SEC filings to report financial performance, material events, and corporate governance changes.
Investors can use this page to locate NeuroPace’s periodic reports and current reports on Form 8-K. Recent 8-K filings have furnished press releases announcing quarterly financial results, including revenue growth driven primarily by RNS System sales, gross margin performance, and updated annual guidance. Other 8-K filings have described material events such as executive transitions in the chief financial officer role, associated separation and employment agreements, and related compensation and equity award terms.
Through its SEC filings, NeuroPace also discloses information on its capital structure, long-term debt, cash and short-term investments, and operating expenses across sales and marketing, research and development, and general and administrative functions. These documents provide detail that complements the company’s public news releases, including condensed balance sheets, statements of operations, and cash flow information.
On Stock Titan, users can review NeuroPace’s filings as they are made available from the SEC’s EDGAR system and use AI-powered summaries to interpret complex disclosures. AI-generated overviews can help explain key points from lengthy filings, such as financial trends, major risk factor themes, and the implications of material events described in Form 8-Ks. Users can also track items related to executive compensation arrangements, severance benefits, equity awards, and officer appointments as described in governance-related filings.
For those analyzing NPCE, this filings page offers a structured view into how NeuroPace reports its operations, finances, and leadership changes over time. By combining real-time EDGAR updates with AI summaries, the page helps readers understand the regulatory record behind NeuroPace’s RNS System-focused business, its neuromodulation and AI development programs, and its ongoing engagement with investors and regulators.
NeuroPace director Frank M. Fischer acquired 2,389 shares of NeuroPace common stock on 09/19/2025 at a price of $9.94 per share. The Form 4 reports that these shares were issued to Mr. Fischer pursuant to the issuer's non-employee director compensation policy in lieu of quarterly retainer fees. After the reported transaction, the filing shows Mr. Fischer beneficially owns 591,920 shares. The Form 4 is a single-reporting-person filing and lists the reporting person as a company director.
NeuroPace director Frank M. Fischer acquired 2,389 shares of NeuroPace common stock on 09/19/2025 at a price of $9.94 per share. The Form 4 reports that these shares were issued to Mr. Fischer pursuant to the issuer's non-employee director compensation policy in lieu of quarterly retainer fees. After the reported transaction, the filing shows Mr. Fischer beneficially owns 591,920 shares. The Form 4 is a single-reporting-person filing and lists the reporting person as a company director.
NeuroPace insider filing: Martha Morrell, listed as Chief Medical Officer and a director-level reporting person, reported a non-sale disposition on 09/03/2025. The form shows 1,337 shares of NeuroPace common stock were withheld by the issuer at a reported price of $9.36 to satisfy tax withholding related to the vesting of a restricted stock unit award. After that withholding, Morrell beneficially owns 83,480 shares as reported. The Form 4 was signed by an attorney-in-fact on 09/04/2025 and was filed as a single-person report.
KCK Ltd., a Bermuda entity, filed an amendment on Schedule 13G reporting zero beneficial ownership of NeuroPace Inc common stock (CUSIP 641288105). The filing indicates KCK Ltd. holds no sole or shared voting or dispositive power and represents 0.0% of the class. The document checks the appropriate rule designation and states that items related to group ownership, parent holding company identification and ownership on behalf of another person are not applicable. The filing is signed by KCK Ltd.'s secretary, certifying the accuracy of the statement.
KCK Ltd., a Bermuda entity, filed an amendment on Schedule 13G reporting zero beneficial ownership of NeuroPace Inc common stock (CUSIP 641288105). The filing indicates KCK Ltd. holds no sole or shared voting or dispositive power and represents 0.0% of the class. The document checks the appropriate rule designation and states that items related to group ownership, parent holding company identification and ownership on behalf of another person are not applicable. The filing is signed by KCK Ltd.'s secretary, certifying the accuracy of the statement.
KCK Ltd., a Bermuda entity, filed an amendment on Schedule 13G reporting zero beneficial ownership of NeuroPace Inc common stock (CUSIP 641288105). The filing indicates KCK Ltd. holds no sole or shared voting or dispositive power and represents 0.0% of the class. The document checks the appropriate rule designation and states that items related to group ownership, parent holding company identification and ownership on behalf of another person are not applicable. The filing is signed by KCK Ltd.'s secretary, certifying the accuracy of the statement.
Joel Becker, Chief Executive Officer and director of NeuroPace Inc. (NPCE), reported a non-discretionary share disposal on 08/27/2025. The filing shows 1,126 shares were withheld by the issuer at an effective price of $8.88 to satisfy tax withholding tied to the vesting of a restricted stock unit award. After this withholding, Becker beneficially owns 104,212 shares, held directly. The form was signed by an attorney-in-fact on 08/28/2025 and records the transaction as a routine tax-withholding disposition related to equity compensation.
NeuroPace insider reported a small share disposition tied to tax withholding on vested restricted stock units. The Form 4 shows Chief Medical Officer Martha Morrell had 357 shares withheld on 08/27/2025 at an effective price of $8.88 per share to satisfy tax obligations related to RSU vesting. After the withholding, Ms. Morrell beneficially owns 84,817 shares directly.
This is a routine, non-open-market disposition for tax purposes rather than an active sale; the filing was signed by an attorney-in-fact on 08/28/2025.
NeuroPace Inc. (NPCE) reporting person Martha Morrell, Chief Medical Officer, filed a Form 4 disclosing transactions on 08/20/2025. The filing shows 3,052 shares of Common Stock were disposed at a price of $8.66 each; the form explains these shares were withheld by the issuer to satisfy tax withholding on the vesting of a restricted stock unit award. After the transaction, the reporting person beneficially owned 85,174 shares (the filing reports this as a disposition entry). The filing also notes an acquisition of 2,283 shares pursuant to the NeuroPace, Inc. 2021 Employee Stock Purchase Plan. The Form 4 is signed by an attorney-in-fact on behalf of the reporting person and lists Mountain View, CA as the reporting person’s address.
OrbiMed Advisors LLC and its affiliate OrbiMed Capital GP VI LLC report shared beneficial ownership of 2,614,184 shares of NeuroPace Inc common stock, representing 8.0% of the outstanding class. The filing states the reported shares are held on behalf of other persons and that OrbiMed Advisors exercises investment and voting power through a management committee of three named members, each disclaiming beneficial ownership. The statement affirms the holdings were not acquired to change or influence control of the issuer. No additional transactions, dispositions, or other contingencies are disclosed in the filing.
NeuroPace reported sequentially stronger commercial results with improving margins but continued net losses and new financing activity that reshaped its balance sheet. Revenue for the quarter was $23.5 million, up 22% from the year-ago quarter, producing gross profit of $18.1 million and a gross margin of 77.1% versus 73.4% a year earlier. The company recorded a net loss of $8.7 million ($0.26 per share) for the quarter and a six-month net loss of $15.2 million.
NeuroPace ended June 30, 2025 with $62.1 million of cash, cash equivalents and short-term investments. In February 2025 it completed a follow-on offering that generated $69.7 million net proceeds and used $49.5 million to repurchase shares from a significant stockholder. In June 2025 NeuroPace replaced its prior CRG term loan with a $60.0 million MidCap term loan and had $58.6 million of long-term debt, net. The company remains in compliance with its MidCap covenants, reporting trailing 12-month RNS System revenue of $71.6 million and stating its cash resources are expected to fund operations for at least 12 months.
NeuroPace, Inc. reported that it issued a press release announcing its financial results for the fiscal quarter ended June 30, 2025. The press release is furnished as Exhibit 99.1 to this current report and is incorporated by reference into the filing. The company explicitly states that the information in Item 2.02, including the exhibit, is furnished and shall not be deemed "filed" for purposes of Section 18 of the Exchange Act nor incorporated by reference in filings under the Securities Act except by specific reference. No financial figures or earnings metrics are included in the text of this report.
Amendment No. 5 to Schedule 13G discloses that investment vehicles affiliated with Soleus Capital and managing member Guy Levy collectively own 2,303,828 shares of NeuroPace, Inc. (NPCE), equal to 7.0 % of the 32,798,505 shares outstanding on 05-09-25.
Key holders: (1) Soleus Capital Master Fund, L.P. – 1,993,507 shares (6.1 %); (2) Soleus Private Equity Fund I, L.P. – 310,321 shares (0.9 %). All entities report shared voting and dispositive power and zero sole voting/dispositive power. The filing, made 08-05-25 for an event on 06-30-25, is submitted under Rule 13d-1(c), indicating a passive investment with no intent to influence control.
The updated 7 % stake places Soleus Capital among NPCE’s largest shareholders, giving it material but not controlling influence; no financial results or transaction terms accompany the disclosure.