Nuveen Core Plus VP reports no NPCT holdings
Nuveen Core Plus Impact Fund (NPCT) had an initial ownership report filed by Parth Doshi on a Form 3.
Rhea-AI Filing Summary
Nuveen Core Plus Impact Fund (NPCT) had an initial ownership report filed by Parth Doshi on a Form 3. Doshi is identified as a VP and is not listed as a director, officer of the issuer, or ten percent owner in this filing. No specific share holdings or transactions are reported.
Positive
- None.
Negative
- None.
Key Terms
Form 3, ten percent owner, derivative transactions
3 terms
Form 3 regulatory
"had an initial ownership report filed by Parth Doshi on a Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
ten percent owner regulatory
"indicates he is not a ten percent owner in this filing"
derivative transactions financial
"indicates 0 derivative transactions and 0 holding entries"
Derivative transactions are contracts whose value depends on the price or performance of something else—like stocks, bonds, currencies, interest rates or commodities. Think of them as insurance or bets about a future price: investors use them to protect against losses, lock in prices, or try to amplify returns, but they can also magnify losses, create cash demands and expose a firm to the risk that the other party won’t meet its obligation, so they can materially affect a company’s financial stability and volatility.
FAQ
What does the Form 3 filing disclose about NPCT and Parth Doshi?
The Form 3 for Nuveen Core Plus Impact Fund (NPCT) identifies Parth Doshi as a reporting person with the title VP. The filing does not report any specific share holdings or transactions and indicates he is not a ten percent owner.
Does the NPCT Form 3 show any insider buying or selling by Parth Doshi?
No. The Form 3 for NPCT shows no reported transactions. The transaction summary indicates 0 buy and 0 sell transactions and no derivative exercises or gifts.
Is Parth Doshi a ten percent owner of Nuveen Core Plus Impact Fund (NPCT)?
According to the Form 3, Parth Doshi is not listed as a ten percent owner of NPCT. The is_ten_percent_owner flag is set to 0 in the filing data.
What role does Parth Doshi have in relation to NPCT in this Form 3?
Parth Doshi is described with the designation VP in the reportingPersons section. He is not marked as a director or officer of Nuveen Core Plus Impact Fund in this particular filing.
Does the NPCT Form 3 include any derivative or option positions for Parth Doshi?
No. The Form 3 data for NPCT shows an empty derivativeSummary and indicates 0 derivative transactions and 0 holding entries, so no derivative or option positions are disclosed.
AI-generated analysis. How Rhea-AI works. Not financial advice.