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Nuveen Core Plus Impact (NPCT) risk chief Castro files Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nuveen Core Plus Impact Fund insider Joseph Castro, who serves as EVP, Chief Risk & Compliance, submitted a Form 3 insider ownership report. The filing lists no buy, sell, acquisition, or disposition transactions, indicating this is an administrative disclosure rather than a trading event.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Castro Joseph

(Last) (First) (Middle)
333 W. WACKER DRIVE
C/O NUVEEN STE 3400

(Street)
IL

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/16/2025
3. Issuer Name and Ticker or Trading Symbol
Nuveen Core Plus Impact Fund [ NPCT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Risk & Compliance
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
castropoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney 10/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is Joseph Castro in relation to Nuveen Core Plus Impact Fund (NPCT)?

Joseph Castro is an officer of Nuveen Core Plus Impact Fund, serving as EVP, Chief Risk & Compliance. The Form 3 identifies him as an executive officer, not a director or 10% owner, providing investors clarity on his role within NPCT’s management structure.

What does this Form 3 filing for Nuveen Core Plus Impact Fund (NPCT) show?

The Form 3 records insider status for Joseph Castro at NPCT. It establishes him as an executive officer of the fund and confirms there are no reported buy, sell, acquisition, or disposition transactions in this filing, emphasizing its administrative rather than trading-focused nature.

Does the NPCT Form 3 for Joseph Castro report any share transactions?

No, the NPCT Form 3 reports no share transactions for Joseph Castro. The transaction summary shows zero buys, sells, acquisitions, or dispositions, indicating the filing only records his insider status without reflecting any concurrent trading activity in Nuveen Core Plus Impact Fund shares.

Is Joseph Castro a 10% owner of Nuveen Core Plus Impact Fund (NPCT)?

No, Joseph Castro is not listed as a 10% owner of NPCT. The filing flags him solely as an officer, with the 10% owner indicator set to zero, so he is not reported as holding at least ten percent of the fund’s outstanding equity.

What insider roles are disclosed in this NPCT Form 3 filing?

The filing discloses one insider role for NPCT: Joseph Castro as an officer with the title EVP, Chief Risk & Compliance. He is not identified as a director, 10% owner, or holder of any other insider classification in this specific Form 3 submission.
Nuveen Core Plus Impact Fund

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