Nuveen Core Plus Impact (NPCT) risk chief Castro files Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Nuveen Core Plus Impact Fund insider Joseph Castro, who serves as EVP, Chief Risk & Compliance, submitted a Form 3 insider ownership report. The filing lists no buy, sell, acquisition, or disposition transactions, indicating this is an administrative disclosure rather than a trading event.
Positive
- None.
Negative
- None.
FAQ
Who is Joseph Castro in relation to Nuveen Core Plus Impact Fund (NPCT)?
Joseph Castro is an officer of Nuveen Core Plus Impact Fund, serving as EVP, Chief Risk & Compliance. The Form 3 identifies him as an executive officer, not a director or 10% owner, providing investors clarity on his role within NPCT’s management structure.
What does this Form 3 filing for Nuveen Core Plus Impact Fund (NPCT) show?
The Form 3 records insider status for Joseph Castro at NPCT. It establishes him as an executive officer of the fund and confirms there are no reported buy, sell, acquisition, or disposition transactions in this filing, emphasizing its administrative rather than trading-focused nature.
Is Joseph Castro a 10% owner of Nuveen Core Plus Impact Fund (NPCT)?
No, Joseph Castro is not listed as a 10% owner of NPCT. The filing flags him solely as an officer, with the 10% owner indicator set to zero, so he is not reported as holding at least ten percent of the fund’s outstanding equity.
What insider roles are disclosed in this NPCT Form 3 filing?
The filing discloses one insider role for NPCT: Joseph Castro as an officer with the title EVP, Chief Risk & Compliance. He is not identified as a director, 10% owner, or holder of any other insider classification in this specific Form 3 submission.