Welcome to our dedicated page for NRG ENERGY SEC filings (Ticker: NRG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NRG Energy, Inc.'s SEC filings document operating results, capital-structure actions, governance matters, and shareholder voting for a North American energy company that provides electricity, natural gas, smart home solutions, and power generation. Recent Form 8-K reports furnish quarterly results and guidance materials, record senior secured and senior unsecured note issuances, and describe tender offers, consent solicitations, guarantees, collateral terms, and related indenture amendments involving NRG and its subsidiaries.
The company's proxy and governance filings cover director elections, executive compensation and employment arrangements, board succession, annual meeting proposals, and final voting results. Other filings identify NRG common stock registered on the New York Stock Exchange and NYSE Texas and document secondary offering agreements and material definitive agreements affecting ownership and financing.
NRG ENERGY, INC. reported the initial equity holdings of executive vice president and Chief Growth & Policy Officer Caroline Golin. Her direct holdings include 6,942 Restricted Stock Units (RSUs) and associated 21 Dividend Equivalent Rights (DERs), each economically equivalent to one share of common stock. She also holds 1,433 Relative Performance Stock Units (RPSUs) granted on June 15, 2026 under the company’s Long Term Incentive Plan, which are scheduled to vest on June 15, 2029, subject to performance conditions and are tied to common stock at a $0.0000 exercise price.
NRG Energy, Inc. executive Scott Barton Hart, EVP and President of NRG Business, reported his initial equity holdings. He directly owns 20,224 shares of NRG common stock, including 3,988 Restricted Stock Units and 92 Dividend Equivalent Rights, and indirectly holds 1,982 shares by trust. He also holds multiple grants of Relative Performance Stock Units that are convertible into NRG common stock at an exercise price of $0.0000, covering 6,051 shares vesting January 2, 2027, 3,462 shares vesting January 2, 2028, 2,310 shares vesting January 2, 2029, and 4,141 shares vesting June 15, 2029, each subject to specified performance conditions.
NRG ENERGY, INC. reported the initial equity holdings of executive officer Matthew Pistner, EVP and President of NRG Wholesale. He directly holds 48,359 shares of Common Stock, which include 5,115 Restricted Stock Units and 118 Dividend Equivalent Rights, each economically equivalent to one share of common stock. He also holds Relative Performance Stock Units granted under the Long Term Incentive Plan that are convertible into common stock at an exercise price of $0.0000, covering 7,725 underlying shares vesting January 2, 2027, 4,421 vesting January 2, 2028, 2,996 vesting January 2, 2029, and 3,952 vesting June 15, 2029, each subject to specified performance conditions.
NRG Energy, Inc. director Elisabeth B. Donohue reported an acquisition of 81 dividend equivalent rights on August 3, 2026. These rights accrued on her deferred and/or restricted stock units, are economically equivalent to NRG common shares, and may only be settled in common stock. Following this award, she directly holds 29,131 common shares, including 2,471 dividend equivalent rights.
NRG Energy director Heather Cox reported an acquisition of 68 shares of common stock on August 3, 2026. According to the accompanying note, these represent dividend equivalent rights that accrued on her deferred stock units and/or restricted stock units and may only be settled in NRG common stock.
Each dividend equivalent right is economically equal to one share of NRG common stock. After this award, she directly holds 43,679 common-stock-equivalent shares, including 1,813 dividend equivalent rights tied to her outstanding deferred and restricted stock units.
NRG Energy, Inc. director Antonio Carrillo reported an acquisition of 65 dividend equivalent rights associated with deferred and/or restricted stock units, each economically equivalent to one share of NRG common stock, at a stated price of $0.00 per right.
Following this non-cash award, his directly held NRG common stock and related rights total 45,392 shares or equivalents, and the holding detail described includes 1,627 dividend equivalent rights.
NRG Energy director Matthew Carter Jr reported an acquisition of 149 dividend equivalent rights tied to deferred stock units and/or restricted stock units, with a per-right price of $0.00. Each right is economically equivalent to one share of NRG common stock. Following this award, Carter directly holds 43,693 shares. A footnote states that this position includes 5,532 dividend equivalent rights, which become exercisable proportionately with the underlying units and may only be settled in NRG common stock.
NRG Energy, Inc. reported that SVP & Chief Accounting Officer Gerald Alfred Spencer acquired 14 dividend equivalent rights tied to deferred stock units and/or restricted stock units, each economically equivalent to one share of NRG common stock. Following this award, he directly holds 7,793 shares of common stock. The dividend equivalent rights become exercisable proportionately with the underlying units and may only be settled in NRG common stock.
Liyanearachchi Dak reported acquisition or exercise transactions in this Form 4 filing.
NRG Energy reports that Executive Vice President and Chief Technology Officer Dak Liyanearachchi received a grant of 24 dividend equivalent rights on common stock at a reported price of $0.0000 per right. Following this award, he directly holds 63,703 common-stock-equivalent shares, including 175 dividend equivalent rights.
NRG ENERGY, INC. executive Virginia Kinney reported an acquisition of 27 common stock equivalents on August 3, 2026. These represent dividend equivalent rights tied to deferred stock units and/or restricted stock units and may be settled only in NRG common stock. Following this grant, she directly holds 33,993 common stock equivalents, including 194 dividend equivalent rights.