NRG Energy, Inc.'s SEC filings document operating results, capital-structure actions, governance matters, and shareholder voting for a North American energy company that provides electricity, natural gas, smart home solutions, and power generation. Recent Form 8-K reports furnish quarterly results and guidance materials, record senior secured and senior unsecured note issuances, and describe tender offers, consent solicitations, guarantees, collateral terms, and related indenture amendments involving NRG and its subsidiaries.
The company's proxy and governance filings cover director elections, executive compensation and employment arrangements, board succession, annual meeting proposals, and final voting results. Other filings identify NRG common stock registered on the New York Stock Exchange and NYSE Texas and document secondary offering agreements and material definitive agreements affecting ownership and financing.
NRG Energy, Inc. (NRG) director Heather Cox reported acquiring 99 dividend equivalent rights on November 2, 2026, at a reported price of $0 per share. The rights accrued on deferred stock units and/or restricted stock units, become exercisable proportionately with the underlying units, and may be settled only in NRG common stock. Her reported direct holdings after the transaction were 43,780 shares, including 1,914 dividend equivalent rights. The footnote identifies a 2-security adjustment for fractional rounding.
NRG Energy, Inc. director Matthew Carter Jr. reported an acquisition of 219 shares on November 2, 2026, representing dividend equivalent rights accrued on deferred stock units and/or restricted stock units. The rights become exercisable proportionately with the underlying securities and may only be settled in NRG common stock. His reported direct position following the transaction was 43,913 shares, including 5,752 dividend equivalent rights.
NRG Energy, Inc. director Antonio Carrillo acquired 95 dividend equivalent rights on November 2, 2026. The rights relate to deferred stock units and/or restricted stock units, become exercisable proportionately with the underlying units, and may be settled only in NRG common stock. His reported position after the transaction was 45,489 securities, including 1,724 dividend equivalent rights; the reported amount reflects a 2-security adjustment for fractional rounding.
NRG Energy, Inc. is the issuer in an amended ownership report in which Franklin Templeton, Inc. reported beneficial ownership of 15,516,801 shares, or 7.4% of the class, as of September 30, 2026. It reported sole voting power over 15,486,489 shares, sole dispositive power over 15,516,687 shares, and shared dispositive power over 114 shares.
Charles B. Johnson and Rupert H. Johnson, Jr. each reported zero shares and 0% individually. The reported securities are beneficially owned by investment-management clients, who have the right to receive dividends and sale proceeds. Franklin Resources, Inc. was renamed Franklin Templeton, Inc. effective August 17, 2026.
NRG ENERGY, INC. (NRG) reported that its Senior Vice President & Chief Accounting Officer, Gerald Alfred Spencer, sold 1,580 shares of common stock on September 8, 2026 in a sale transaction at a weighted average price of $120.93 per share. The sales were executed in multiple trades and were effected pursuant to a Rule 10b5-1 trading plan adopted by Spencer on June 5, 2026. Following this transaction, he directly holds 6,213 shares of NRG common stock.
NRG Energy, Inc. (NRG) officer Gerald Spencer filed a notice under Rule 144 for a planned sale of common stock through Morgan Stanley Smith Barney LLC. The filing covers 1,580 shares of common stock with an aggregate market value of $188,051.60, expected to be sold on September 8, 2026 on the NYSE.
The shares relate to 296 shares acquired through an Employee Stock Purchase Plan on September 30, 2024 for cash and 1,284 shares from Restricted Stock Units dated January 2, 2025.
NRG Energy, Inc. executive Scott Barton Hart, EVP and President of NRG Business, reported his initial equity holdings. He directly owns 20,224 shares of NRG common stock, including 3,988 Restricted Stock Units and 92 Dividend Equivalent Rights, and indirectly holds 1,982 shares by trust. He also holds multiple grants of Relative Performance Stock Units that are convertible into NRG common stock at an exercise price of $0.0000, covering 6,051 shares vesting January 2, 2027, 3,462 shares vesting January 2, 2028, 2,310 shares vesting January 2, 2029, and 4,141 shares vesting June 15, 2029, each subject to specified performance conditions.
NRG ENERGY, INC. reported the initial equity holdings of executive vice president and Chief Growth & Policy Officer Caroline Golin. Her direct holdings include 6,942 Restricted Stock Units (RSUs) and associated 21 Dividend Equivalent Rights (DERs), each economically equivalent to one share of common stock. She also holds 1,433 Relative Performance Stock Units (RPSUs) granted on June 15, 2026 under the company’s Long Term Incentive Plan, which are scheduled to vest on June 15, 2029, subject to performance conditions and are tied to common stock at a $0.0000 exercise price.
NRG ENERGY, INC. reported the initial equity holdings of executive officer Matthew Pistner, EVP and President of NRG Wholesale. He directly holds 48,359 shares of Common Stock, which include 5,115 Restricted Stock Units and 118 Dividend Equivalent Rights, each economically equivalent to one share of common stock. He also holds Relative Performance Stock Units granted under the Long Term Incentive Plan that are convertible into common stock at an exercise price of $0.0000, covering 7,725 underlying shares vesting January 2, 2027, 4,421 vesting January 2, 2028, 2,996 vesting January 2, 2029, and 3,952 vesting June 15, 2029, each subject to specified performance conditions.
NRG Energy, Inc. director Elisabeth B. Donohue reported an acquisition of 81 dividend equivalent rights on August 3, 2026. These rights accrued on her deferred and/or restricted stock units, are economically equivalent to NRG common shares, and may only be settled in common stock. Following this award, she directly holds 29,131 common shares, including 2,471 dividend equivalent rights.