Who signed the Energy Vault Holdings, Inc. (NRGV) 8-K related to NYSE compliance?

The report was signed on behalf of Energy Vault Holdings, Inc. by Michael Beer, the company’s Chief Financial Officer.

Energy Vault (NYSE: NRGV) regains NYSE price-based listing compliance

Filing Impact

(High)

Filing Sentiment

(Neutral)

Form Type

8-K

Rhea-AI Filing Summary

Energy Vault Holdings, Inc. announced it has regained compliance with the New York Stock Exchange’s continued listing standards. The NYSE notified the company on September 2, 2025 that it once again meets Section 802.01C of the NYSE Listed Company Manual, which requires a minimum average share price of $1.00 over a consecutive 30‑day trading period. The company had previously been notified on April 16, 2025 that it was not in compliance with this rule. A press release dated September 3, 2025 providing more detail on the return to compliance is attached as an exhibit.

Positive

Regained NYSE listing compliance: The company is back in compliance with NYSE Section 802.01C based on a minimum $1.00 average share price over a 30‑day trading period, reducing delisting risk.

Negative

None.

Insights

Energy Vault has cured its NYSE share-price deficiency and removed near-term delisting risk.

The company reports that the New York Stock Exchange notified it on September 2, 2025 that it has regained compliance with Section 802.01C, which requires an average share price of at least $1.00 over a consecutive 30‑day trading period. This follows a prior NYSE notice of non-compliance dated April 16, 2025.

Regaining compliance means the common stock, listed under the symbol NRGV, is no longer subject to the specific price-based deficiency that could have led to delisting if unremedied. This reduces uncertainty around trading venue and liquidity, factors that can be important for both institutional and retail investors.

The company also filed the related press release as Exhibit 99.1, dated September 3, 2025, which provides the public communication of this status change. Future filings and market trading will reflect how sustainably the share price remains above the NYSE’s minimum threshold.

8-K Event Classification

2 items: 8.01, 9.01

2 items

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

09/03/2025 - 09:28 AM

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 2, 2025

Energy Vault Holdings, Inc.

(Exact name of registrant as specified in its charter)

Delaware

001-39982

85-3230987

(State or other jurisdiction
of incorporation)

(Commission
File Number)

(IRS Employer
Identification No.)


4165 East Thousand Oaks Blvd., Suite 100 Westlake Village, California						91362
(Address of principal executive offices)						(Zip Code)

Registrant’s telephone number, including area code: (805) 852-0000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading symbol

Name of each exchange
on which registered

Common Stock, par value $0.0001 per share

NRGV

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 Other Events.

Energy Vault Holdings, Inc. (the “Company”) issued a press release announcing that it received notice from the New York Stock Exchange (the “NYSE”) on September 2, 2025 confirming that the Company has regained compliance with Section 802.01C of the NYSE Listed Company Manual, based upon a minimum average share price of $1.00 over a consecutive 30-day trading period. As previously disclosed, the Company had received a notice from the NYSE on April 16, 2025 of its non-compliance with Section 802.01C.

A copy of the press release announcing the return to compliance is filed herewith as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits:


Exhibit No.						Description
99.1						Press Release dated as of September 3, 2025
104						Cover page from this Current Report on Form 8-K, formatted in Inline XBRL

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


		ENERGY VAULT HOLDINGS, INC.

Date: September 3, 2025	By:	/s/ Michael Beer
		Name: Michael Beer
		Chief Financial Officer

Source: View Original Filing on SEC EDGAR

FAQ

What did Energy Vault Holdings, Inc. (NRGV) announce in this 8-K?

The company announced it received notice from the New York Stock Exchange that it has regained compliance with Section 802.01C of the NYSE Listed Company Manual, based on achieving a minimum average share price of $1.00 over a consecutive 30‑day trading period.

Why was Energy Vault Holdings, Inc. (NRGV) previously out of NYSE compliance?

The filing states that on April 16, 2025 the NYSE notified Energy Vault that it was not in compliance with Section 802.01C, which relates to maintaining a minimum average share price requirement for continued listing.

What NYSE rule did Energy Vault Holdings, Inc. (NRGV) regain compliance with?

Energy Vault regained compliance with Section 802.01C of the NYSE Listed Company Manual, which requires a minimum average share price of $1.00 over a consecutive 30‑day trading period for continued listing.

How did Energy Vault Holdings, Inc. (NRGV) disclose details of its return to NYSE compliance?

The company issued a press release announcing its return to compliance, which is filed as Exhibit 99.1 to the report and is incorporated by reference.

What security of Energy Vault Holdings, Inc. (NRGV) is listed on the NYSE?

The filing identifies the company’s common stock, par value $0.0001 per share, trading under the symbol NRGV on the New York Stock Exchange.