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Northrim (NRIM) EVP and CIO Nathan Reed discloses 401(k) shares and RSU grants

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Northrim Bancorp executive Nathan Timothy Reed, EVP and CIO of Northrim Bank, filed an initial Form 3 showing his equity interests. He reports 265 shares of common stock held indirectly through a 401(k) plan and no directly held common shares.

Reed also reports two grants of restricted stock units (RSUs) that can settle in Northrim common stock. One RSU position covers 1,824 underlying shares and vests 100% three years from its March 27, 2025 grant date. A second RSU position covers 2,428 underlying shares and vests 100% three years from its April 27, 2026 grant date. Each RSU represents a contingent right to receive one share of Northrim common stock.

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Insider REED NATHAN TIMOTHY
Role EVP, CIO of Northrim Bank
Type Security Shares Price Value
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 4,252 shares (Direct); Common Stock — 0 shares (Direct); Common Stock — 265 shares (Indirect, By 401(k))
Footnotes (3)
  1. F1. The restricted stock units vest 100% three years from the grant date of March 27, 2025.
  2. F2. Each restricted stock unit represents a contingent right to receive one share of Northrim common stock.
  3. F3. The restricted stock units vest 100% three years from the grant date of April 27, 2026.
Indirect common stock holdings 265 shares Common stock held indirectly via 401(k) after reported holdings
RSUs underlying shares (2025 grant) 1,824 shares Restricted stock units vesting 100% three years from March 27, 2025
RSUs underlying shares (2026 grant) 2,428 shares Restricted stock units vesting 100% three years from April 27, 2026
RSU-to-share ratio 1:1 Each restricted stock unit represents a contingent right to one common share
Restricted Stock Units financial
"The restricted stock units vest 100% three years from the grant date"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
401(k) financial
"Common Stock held indirectly with nature of ownership described as By 401(k)"
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"
indirect ownership financial
"Indirect ownership of common stock is shown with ownership code I"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the Form 3 filing by Northrim Bancorp (NRIM) executive Nathan Timothy Reed show?

The Form 3 shows Nathan Timothy Reed’s initial ownership in Northrim Bancorp securities. It reports indirect holdings of common stock through a 401(k) and multiple restricted stock unit awards that may convert into common shares, providing a baseline of his equity-linked compensation.

How many Northrim Bancorp (NRIM) common shares does Nathan Timothy Reed hold in his 401(k)?

Nathan Timothy Reed reports holding 265 shares of Northrim common stock indirectly through a 401(k) plan. This reflects his beneficial interest in the plan’s holdings and establishes his initial indirect ownership position as disclosed in the Form 3 filing.

What restricted stock units (RSUs) does NRIM executive Nathan Timothy Reed report on his Form 3?

Reed reports two RSU positions tied to Northrim common stock. One covers 1,824 underlying shares and another covers 2,428 underlying shares. These RSUs represent compensation that may convert into common shares when vesting conditions are fully met.

When do Nathan Timothy Reed’s Northrim Bancorp (NRIM) RSUs vest according to the filing?

One RSU grant vests 100% three years from its March 27, 2025 grant date. A second RSU grant vests 100% three years from its April 27, 2026 grant date, indicating multi‑year service-based vesting schedules for this executive compensation.

How many Northrim Bancorp (NRIM) shares can Nathan Timothy Reed receive from his RSUs?

The Form 3 states each restricted stock unit represents a contingent right to receive one Northrim common share. With RSU positions tied to 1,824 and 2,428 underlying shares, Reed may ultimately receive the same number of shares if vesting conditions are satisfied.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
REED NATHAN TIMOTHY

(Last)(First)(Middle)
3111 C STREET

(Street)
ANCHORAGE ALASKA 99503

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
05/28/2026
3. Issuer Name and Ticker or Trading Symbol
NORTHRIM BANCORP INC [ NRIM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, CIO of Northrim Bank
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock0D
Common Stock265IBy 401(k)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1) (1)Common Stock2,428$0(2)D
Restricted Stock Units (3) (3)Common Stock1,824$0(2)D
Explanation of Responses:
1. The restricted stock units vest 100% three years from the grant date of March 27, 2025.
2. Each restricted stock unit represents a contingent right to receive one share of Northrim common stock.
3. The restricted stock units vest 100% three years from the grant date of April 27, 2026.
Remarks:
/s/ Nathan Timothy Reed05/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)