Nuveen New York fund names manager as insider
Initial Form 3 for a portfolio manager at NRK reports no current holdings or trades.
Rhea-AI Filing Summary
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND (NRK) filed an initial statement of beneficial ownership for Margot Kleinman, who is identified as a Portfolio Manager. The filing reports no current holdings or transactions in NRK securities by this reporting person.
Positive
- None.
Negative
- None.
Key Figures
Purchase transactions reported: 0 transactions
Sale transactions reported: 0 transactions
Derivative positions reported: 0 positions
3 metrics
Purchase transactions reported
0 transactions
Initial Form 3 for Margot Kleinman with NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
Sale transactions reported
0 transactions
Initial Form 3 for Margot Kleinman with NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
Derivative positions reported
0 positions
Derivative holdings section for Margot Kleinman in the Form 3
Key Terms
Portfolio Manager, beneficial ownership, derivative positions
3 terms
Portfolio Manager financial
"Margot Kleinman is identified as a Portfolio Manager"
A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.
beneficial ownership financial
"an initial statement of beneficial ownership is being filed"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
derivative positions financial
"no outstanding derivative positions are reported"
Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.
FAQ
What does the Form 3 filed for NRK disclose about Margot Kleinman?
It discloses that Margot Kleinman is a reporting person for NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND (NRK), identified as a Portfolio Manager, and that there are no reported holdings or transactions in NRK securities at this time.
Does the NRK Form 3 show any option or derivative positions for Margot Kleinman?
No. The Form 3 indicates no derivative transactions and shows no outstanding derivative positions for Margot Kleinman related to NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND at the time of the filing.
Is there any indication of a trading plan in the NRK Form 3 for Margot Kleinman?
No. The Form 3 for NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND does not state that any reported activity for Margot Kleinman was conducted under a Rule 10b5-1 trading plan, and it reports no transactions.
AI-generated analysis. How Rhea-AI works. Not financial advice.
