Nuveen New York fund names manager as insider

Initial Form 3 for a portfolio manager at NRK reports no current holdings or trades.

Rhea-AI Filing Summary

NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND (NRK) filed an initial statement of beneficial ownership for Margot Kleinman, who is identified as a Portfolio Manager. The filing reports no current holdings or transactions in NRK securities by this reporting person.

Key Figures

Purchase transactions reported: 0 transactions Sale transactions reported: 0 transactions Derivative positions reported: 0 positions

3 metrics

Purchase transactions reported 0 transactions Initial Form 3 for Margot Kleinman with NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND

Sale transactions reported 0 transactions Initial Form 3 for Margot Kleinman with NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND

Derivative positions reported 0 positions Derivative holdings section for Margot Kleinman in the Form 3

Key Terms

Portfolio Manager, beneficial ownership, derivative positions

3 terms

Portfolio Manager financial

"Margot Kleinman is identified as a Portfolio Manager"

A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.

beneficial ownership financial

"an initial statement of beneficial ownership is being filed"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

derivative positions financial

"no outstanding derivative positions are reported"

Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for NRK disclose about Margot Kleinman?

It discloses that Margot Kleinman is a reporting person for NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND (NRK), identified as a Portfolio Manager, and that there are no reported holdings or transactions in NRK securities at this time.

Are there any share purchases reported in the NRK Form 3 for Margot Kleinman?

No. The Form 3 shows 0 reported purchase transactions and 0 shares bought by Margot Kleinman in NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND at the time of this filing.

Are there any share sales reported in the NRK Form 3 for Margot Kleinman?

No. The filing reports 0 sale transactions and 0 shares sold by Margot Kleinman in NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND as of this initial ownership statement.

Does the NRK Form 3 show any option or derivative positions for Margot Kleinman?

No. The Form 3 indicates no derivative transactions and shows no outstanding derivative positions for Margot Kleinman related to NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND at the time of the filing.

Is there any indication of a trading plan in the NRK Form 3 for Margot Kleinman?

No. The Form 3 for NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND does not state that any reported activity for Margot Kleinman was conducted under a Rule 10b5-1 trading plan, and it reports no transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 12:49 PM EDT Accepted by SEC EDGAR 09/03/2026 - 12:48 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Kleinman Margot

(Last) (First) (Middle)

333 W. WACKER DRIVE

SUITE 2900

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026

3. Issuer Name and Ticker or Trading Symbol
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND [ NRK ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Portfolio Manager

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

kleinmanpoa.txt

No securities are beneficially owned.

	Mark L. Winget/ Signed Under Power of Attorney	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)