NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND (NRK) SEC Filings

Nuveen New York AMT-Free Quality Municipal Income Fund revised the stated use of net proceeds from Common Share issuances: proceeds will be invested in accordance with the Fund’s investment objective and policies. The Fund anticipates it can invest substantially all net proceeds in investments meeting those objectives and policies within approximately three months after receipt. Pending investment, proceeds are anticipated to be invested in short- or long-term securities issued by the U.S. Government and its agencies or instrumentalities, or in high-quality short-term money market instruments. Proceeds may also be used to pay shareholder distributions.

NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND (NRK) filed an initial statement of beneficial ownership for Margot Kleinman, who is identified as a Portfolio Manager. The filing reports no current holdings or transactions in NRK securities by this reporting person.

Nuveen New York AMT-Free Quality Municipal Income Fund (NRK) is conducting a primary “at-the-market” offering of up to 9,000,000 Common Shares under a shelf registration, to be sold primarily through ordinary trading on the NYSE via Nuveen Securities, LLC, with Virtu Americas LLC as exclusive sub-placement agent. Shares may only be sold at or above the then-current net asset value (NAV) per share plus selling commissions, and sales are suspended if the market price falls below this threshold.

As of August 26, 2026, NRK’s NAV was $10.37 and its NYSE closing price was $10.16, a 2.03% discount. At that date, the fund had 87,235,304 Common Shares outstanding and net assets of $904.5 million. Assuming all 9,000,000 shares are sold at $10.16, the fund estimates net proceeds of about $90.4 million after commissions and offering expenses, which it plans to invest in line with its tax-exempt municipal bond strategy, typically within about three months.

The fund’s total annual expenses are 3.45% of net assets attributable to Common Shares, including 2.41% for interest and other leverage-related costs and 0.97% in management fees. Common Shares often trade at discounts to NAV, and the board reviews potential actions, such as repurchases or a tender offer, to address any material discount, though no specific actions are assured.

NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND (NRK) reported an initial statement of beneficial ownership on Form 3 for Parth Doshi, who is identified as a Vice President of the fund. The filing lists no reportable equity or derivative holdings for this reporting person at the time of the filing.

First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation report beneficial ownership of 4,633,844 common shares of Nuveen New York AMT-Free Quality Municipal Income Fund, representing 5.31% of the class. They report no voting power over these shares and shared dispositive power over all 4,633,844 shares.

The shares are primarily held by unit investment trusts sponsored by First Trust Portfolios L.P., with no individual trust holding more than 3% of any registered investment company’s shares. Additional shares are held in other investment vehicles and accounts advised by First Trust Advisors L.P. All three reporting entities disclaim beneficial ownership of the shares, and the trusts’ trustee generally votes the shares to mirror outside shareholders, subject to Rule 12d1-4 and related trust agreements.

Nuveen’s municipal closed-end funds are holding virtual-only 2026 annual shareholder meetings to elect independent board members. The meetings for all listed Nuveen funds will take place on August 13, 2026 at 2:00 p.m. Central time, conducted via live webcast at www.meetnow.global/MQ6NNYJ.

Shareholders of record as of June 22, 2026 can vote on the election of classified Board Members, with common and preferred shareholders voting together in most cases and, for certain funds, preferred shareholders separately electing two Board Members. Proxies returned without instructions will be voted for all listed nominees, who are all independent of Nuveen and its affiliates. The statement also details quorum rules, NYSE Rule 452 proportionate voting for certain preferred series, extensive committee structure, and updated board compensation, including higher retainers effective January 1, 2026.

NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND reported that Joseph Castro, its EVP, Chief Risk & Compliance, became a reporting person on Form 3. The filing lists his officer role but does not report any share transactions or holdings, serving as an initial ownership disclosure record.

Karpus Management, Inc., doing business as Karpus Investment Management, reports beneficial ownership of 3,536,744 common shares of Nuveen New York AMT-Free Quality Municipal Income Fund, representing 4.05% of the fund’s outstanding common shares as of the event date. Karpus, a New York–based registered investment adviser, has sole voting and sole dispositive power over these shares, with no shared voting or dispositive authority. The shares are owned directly by client accounts managed by Karpus. The firm certifies that the position was acquired and is held in the ordinary course of business and not for the purpose of changing or influencing control of the fund.

Karpus Management, Inc. filed Amendment No. 8 to Schedule 13G reporting beneficial ownership of 6,626,131 common shares of Nuveen New York AMT‑Free Quality Municipal Income Fund (NRK), representing 7.60% of the class. Karpus reports sole voting and sole dispositive power over the same number of shares. The date of the event requiring the filing is October 31, 2025.

Karpus is a registered investment adviser (Type: IA) and certifies the securities were acquired and are held in the ordinary course, not to change or influence control. As of September 30, 2025, Karpus disclosed 8,699,281 shares (9.97%) with sole voting and dispositive power.