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NRK (NRK) Form 3 lists EVP Risk & Compliance as reporting insider

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND reported that Joseph Castro, its EVP, Chief Risk & Compliance, became a reporting person on Form 3. The filing lists his officer role but does not report any share transactions or holdings, serving as an initial ownership disclosure record.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Castro Joseph

(Last) (First) (Middle)
333 W. WACKER DRIVE
SUITE 2900

(Street)
CHICAGO IL 60606

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/16/2025
3. Issuer Name and Ticker or Trading Symbol
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND [ NRK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Risk & Compliance
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
castropoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney 10/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the NRK Form 3 filing for Joseph Castro report?

The Form 3 reports that Joseph Castro is a reporting person for NRK as EVP, Chief Risk & Compliance. It is an initial ownership disclosure and does not list any share transactions or balances.

Does the NRK Form 3 show Joseph Castro buying or selling shares?

No, the Form 3 for NRK shows no share purchases or sales by Joseph Castro. The transaction summary lists zero buy, sell, acquire, or dispose transactions and zero reported shares.

What is Joseph Castro’s role at NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND (NRK)?

Joseph Castro is identified as an officer of NRK with the title EVP, Chief Risk & Compliance. He is not listed as a director or ten percent owner in this Form 3 filing.

Why is there a Form 3 filed for NRK if no transactions occurred?

Form 3 serves as an initial statement of beneficial ownership for insiders. For NRK, it records Joseph Castro’s status as an officer and reporting person, even though no share transactions are reported.

Does the NRK Form 3 indicate Joseph Castro is a 10% owner?

No, the Form 3 explicitly indicates that Joseph Castro is not a ten percent owner of NRK. He is reported solely in his capacity as an officer with a specified executive title.
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