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Nomura (NMR) files Form 20-F and reappoints key board, executive leaders

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
6-K/A

Rhea-AI Filing Summary

Nomura Holdings, Inc. filed an amended report for June 2026 mainly to clarify that Exhibit 2 from its earlier June 23, 2026 report is incorporated by reference into two existing Registration Statements on Form F-3. The filing also notes that Nomura has submitted its Annual Report on Form 20-F for the fiscal year ended March 31, 2026 to the U.S. Securities and Exchange Commission, available on the company’s website and by free printed request for shareholders and ADR holders. In addition, the document details that, at the Annual General Meeting and subsequent Board meeting held in Tokyo on June 23, 2026, Nomura reappointed multiple directors and outside directors and confirmed key executive officer roles, including the Representative Executive Officer, President and Group CEO and several deputy presidents and C-suite positions.

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Form 20-F filing date June 22, 2026 Annual Report on Form 20-F filed with SEC
Fiscal year end March 31, 2026 Period covered by Nomura’s latest Form 20-F
AGM and board meeting date June 23, 2026 Meetings where directors and executive officers were appointed
Form 6-K/A regulatory
"The registrant is furnishing this amendment to its report on Form 6-K"
Form 6-K/A is an amended report filed with the U.S. Securities and Exchange Commission by a foreign (non‑U.S.) company to correct or add material information previously sent in a Form 6‑K. It matters to investors because it updates the official public record—think of it as a corrected or expanded page in a company’s disclosure file—so the new or corrected details can affect how investors judge the company’s risks, results or future prospects.
Form 20-F regulatory
"Nomura Holdings, Inc. filed its Annual Report on Form 20-F"
Form 20-F is the standardized annual disclosure that non-U.S. companies must file with the U.S. securities regulator when their shares are traded in the U.S.; it contains audited financial statements, a plain-language description of the business, management discussion, governance details and key risk factors. It matters to investors because it provides a consistent, comparable company “report card” and rulebook, helping buyers assess financial health, governance and risks before investing.
Registration Statement on Form F-3 regulatory
"in the prospectus that is part of the Registration Statement on Form F-3"
A registration statement on Form F-3 is a streamlined filing used by eligible foreign companies to register securities for sale in the U.S., often as a “shelf” that lets them offer shares quickly when market conditions are right. For investors it matters because it signals that the company can raise capital on short notice—potentially increasing liquidity but also the risk of share dilution if new stock is issued—similar to a company keeping a pre-approved credit line ready to use.
American Depositary Receipts financial
"including holders of its American Depositary Receipts, can request a free printed copy"
A certificate traded on U.S. markets that represents ownership of shares in a foreign company, letting U.S. investors buy and sell that company as if it were listed domestically. Think of it as a local voucher for a foreign product: it makes price quotes in dollars, trades on familiar exchanges, and brings differences in liquidity, fees and legal protections that can affect returns and risk compared with buying the underlying foreign shares directly.
Board Risk Committee financial
"Chairperson of the Board Risk Committee"
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FAQ

What is the main purpose of Nomura Holdings (NMR) June 2026 Form 6-K/A?

The Form 6-K/A primarily updates a prior June 23, 2026 report to explicitly incorporate Exhibit 2 into two existing Form F-3 registration statements. It does not change the exhibits themselves, focusing instead on technical cross-references within Nomura’s U.S. registration documents.

When did Nomura Holdings (NMR) file its latest Form 20-F and for which fiscal year?

Nomura filed its Annual Report on Form 20-F with the U.S. Securities and Exchange Commission on June 22, 2026. The report covers the fiscal year ended March 31, 2026, providing Nomura’s most recent audited consolidated financial statements and related disclosures for international investors.

How can Nomura Holdings (NMR) shareholders obtain a copy of the 2026 Form 20-F?

Shareholders, including American Depositary Receipt holders, can view the Form 20-F through Nomura’s investor website. They may also request a free printed copy via an online request form, ensuring broad access to the latest audited consolidated financial statements and related information.

What board-level appointments did Nomura Holdings (NMR) confirm in June 2026?

Nomura announced reappointments of its Chairman of the Board, key representative executive officers, and several outside directors. Committee roles, including Audit, Nomination, Compensation and Board Risk Committees, were also confirmed, maintaining continuity in board oversight and governance responsibilities following the Annual General Meeting in Tokyo.

Which senior executive roles were highlighted by Nomura Holdings (NMR) in this filing?

The filing lists core executive officers such as the Representative Executive Officer and President Group CEO, a Representative Executive Officer and Deputy President, and deputy presidents overseeing Wholesale, Banking, and strategic functions. It also identifies the Chief Transformation Officer, Chief Risk Officer, and Chief Financial Officer positions.

Does this Nomura Holdings (NMR) filing include detailed financial performance data?

The document notes that Nomura’s detailed financial statements are contained in the Annual Report on Form 20-F for the year ended March 31, 2026. It focuses mainly on regulatory cross-references and governance appointments rather than repeating revenue, profit, or other specific financial performance figures.
 
 

FORM 6-K/A

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of June 2026

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F X     Form 40-F 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):    

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

 

 
 


Explanatory Note

The registrant is furnishing this amendment to its report on Form 6-K originally furnished to the SEC on June 23, 2026 (the “Original 6-K”). This Form 6-K/A is solely to include the underlined language below incorporating Exhibit 2 to the Original 6-K by reference into the registration statements listed. No amendments are being made to Exhibits 1 or 2.

Information furnished on this form:

Exhibit Number

 

1.  Nomura Files Annual Report on Form 20-F

 

2.  Nomura Announces Top Management Appointments

The registrant hereby incorporates Exhibit 2 to this report on Form 6-K/A by reference (i) in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-283915) of the registrant, originally filed with the SEC on December 19, 2024, as amended by Post-Effective Amendment No. 1 thereto, filed with the SEC on August 29, 2025 and (ii) in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-273353) of the registrant and of Nomura America Finance, LLC, filed with the SEC on July 20, 2023.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: June 26, 2026     By:  

/s/ Akito Bato

      Akito Bato
      Senior Managing Director


LOGO

Nomura Files Annual Report on Form 20-F

Tokyo, June 23, 2026—Nomura Holdings, Inc. filed its Annual Report on Form 20-F, for the fiscal year ended March 31, 2026, with the U.S. Securities and Exchange Commission on June 22, 2026. The report can be accessed via Nomura’s website at:

https://www.nomuraholdings.com/investor/library/sec/

Shareholders of Nomura Holdings, Inc., including holders of its American Depositary Receipts, can request a free printed copy of the Annual Report on Form 20-F, which contains Nomura’s most recent audited consolidated financial statements. Requests may be submitted via:

https://www.nomuraholdings.com/form/en/agree_07.html

 

 

 

  ends   

 

For further information please contact:

 

Name

  

Company

  

Telephone

Kenji Yamashita   

Nomura Holdings, Inc.

Group Corporate Communications Dept.

   81-3-3278-0591

Nomura

Nomura is a financial services group with an integrated global network. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking), and Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.


LOGO

Nomura Announces Top Management Appointments

Tokyo, June 23, 2026—Nomura Holdings, Inc. today announced the appointments of members of its Board of Directors and Executive Officers, which were made, respectively, at the Annual General Meeting of the Shareholders and the Board of Directors meeting held today.

 

1.

Directors

 

Koji Nagai       Reappointment       Chairman of the Board of Directors
Kentaro Okuda       Reappointment       Representative Executive Officer, President and Group CEO
Yutaka Nakajima       Reappointment       Representative Executive Officer, Deputy President
Shoji Ogawa      

Reappointment

Member of the Audit Committee (full-time) and Board Risk Committee

       
Victor Chu      

Outside Director

Reappointment

Member of the Audit Committee

      Chairman and Chief Executive Officer of First Eastern Investment Group
Patricia Mosser      

Outside Director

Reappointment

Chairperson of the Board Risk Committee

     

Special Research Scholar and Director of Central Banking and Financial Policy at Columbia University, School of International and Public Affairs

Former Deputy Director of the Office of Financial Research, U.S Department of the Treasury Former Senior Vice President of the Federal Reserve Bank of New York

Takahisa Takahara      

Outside Director

Reappointment

Member of the Nomination Committee and Compensation Committee

      Representative Director, President & CEO of Unicharm Corporation
Miyuki Ishiguro      

Outside Director

Reappointment

Member of the Nomination Committee, Compensation Committee and Board Risk Committee

     

Lawyer

Partner of Nagashima Ohno & Tsunematsu

Masahiro Ishizuka      

Outside Director

Reappointment

Chairman of the Audit Committee

     

Certified Public Accountant

Former Partner of Deloitte Touche Tohmatsu LLC

Taku Oshima      

Outside Director

Reappointment

Chairman of the Nomination Committee and Compensation Committee

     

Chairman and Representative Director of NGK Corporation

Former President and Representative Director of NGK INSULATORS, LTD. (Currently NGK Corporation)

Nellie Liang      

Outside Director

Reappointment

Member of the Board Risk Committee

     

Former Under Secretary for Domestic Finance, U.S. Department of the Treasury

Former Director, Division of Financial Stability, U.S. Federal Reserve Board

Former Visiting Scholar, Monetary and Capital Markets Department, International Monetary Fund


2.

Executive Officers

 

Kentaro Okuda  

Representative Executive Officer and President

Group CEO

Yutaka Nakajima   Representative Executive Officer and Deputy President
Toshiyasu Iiyama  

Executive Officer, Deputy President

Chief of Staff, Head of Well-Growing Institute and Head of China Committee

Christopher Willcox  

Executive Officer, Deputy President

Head of Wholesale and Chairman of Investment Management (based in New York)

Go Sugiyama  

Executive Officer, Deputy President

Head of Banking

Takumi Kitamura  

Executive Officer

CTO (Chief Transformation Officer)

Sotaro Kato  

Executive Officer

CRO (Chief Risk Officer) (based in New York)

Hiroyuki Moriuchi  

Executive Officer

CFO (Chief Financial Officer)

 

 

 

  ends   

 

For further information please contact:

 

Name

  

Company

  

Telephone

Kenji Yamashita

  

Nomura Holdings, Inc.

   81-3-3278-0591
  

Group Corporate Communications Dept.

  

Nomura

Nomura is a financial services group with an integrated global network. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking), and Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.