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Nomura Holdings, Inc. filings document a foreign private issuer that furnishes Form 6-K reports and incorporates selected financial exhibits into Form F-3 registration statements. The filings present unaudited consolidated financial information under U.S. GAAP, reported in Japanese yen, with financial highlights, operating results, balance sheet data, value-at-risk disclosure and segment information for Wealth Management, Investment Management, Wholesale and Banking.
Nomura’s regulatory documents also cover corporate governance reports filed in translation, capital structure and corporate attributes, Corporate Governance Guidelines, treasury share dispositions, restricted stock unit stock-award matters and related board or executive management decisions. These disclosures describe the company’s governance framework, compensation-linked share activity and formal public-company reporting obligations.
Nomura Holdings, Inc. furnished a Form 6-K identifying new exhibit forms for multiple U.S. dollar senior notes and related legal opinions, which are incorporated by reference into its existing shelf Registration Statement on Form F-3 (No. 333-283915).
The exhibits include forms of $500,000,000 Senior Floating Rate Notes due 2029 and $300,000,000 Senior Floating Rate Notes due 2031, as well as $1,000,000,000 4.996% Senior Fixed Rate Notes due 2029, $700,000,000 5.166% Senior Fixed Rate Notes due 2031 and $1,000,000,000 5.545% Senior Fixed Rate Notes due 2036. The filing also lists opinions of Sullivan & Cromwell LLP and Anderson Mori & Tomotsune relating to these note forms.
Nomura Holdings, Inc. furnished a Form 6-K identifying new exhibit forms for multiple U.S. dollar senior notes and related legal opinions, which are incorporated by reference into its existing shelf Registration Statement on Form F-3 (No. 333-283915).
The exhibits include forms of $500,000,000 Senior Floating Rate Notes due 2029 and $300,000,000 Senior Floating Rate Notes due 2031, as well as $1,000,000,000 4.996% Senior Fixed Rate Notes due 2029, $700,000,000 5.166% Senior Fixed Rate Notes due 2031 and $1,000,000,000 5.545% Senior Fixed Rate Notes due 2036. The filing also lists opinions of Sullivan & Cromwell LLP and Anderson Mori & Tomotsune relating to these note forms.
Nagai Koji reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings director Nagai Koji reported updated share holdings, including a very small new grant of common stock. The filing shows a grant of 0.003 shares of common stock at $8.86 per share, held indirectly through an officers' stock ownership plan, bringing that indirect position to 0.297 shares.
Separately, Nagai holds 512,942 shares of common stock directly following a holding entry on the same date. The activity reflects routine compensation-related and reporting updates rather than meaningful trading in the stock.
Nagai Koji reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings director Nagai Koji reported updated share holdings, including a very small new grant of common stock. The filing shows a grant of 0.003 shares of common stock at $8.86 per share, held indirectly through an officers' stock ownership plan, bringing that indirect position to 0.297 shares.
Separately, Nagai holds 512,942 shares of common stock directly following a holding entry on the same date. The activity reflects routine compensation-related and reporting updates rather than meaningful trading in the stock.
Ogawa Shoji reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings Inc. director Shoji Ogawa reported a routine share award under an officers' stock ownership plan. On this Form 4, an indirect account associated with Ogawa received 204.13 shares of Common Stock as a grant or award at $8.86 per share.
Following the award, indirect holdings in the officers' stock ownership plan total 238.823 shares, while Ogawa also directly holds 58,840 shares of Common Stock. The filing reflects compensation-related equity, not an open‑market purchase or sale.
Ogawa Shoji reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings Inc. director Shoji Ogawa reported a routine share award under an officers' stock ownership plan. On this Form 4, an indirect account associated with Ogawa received 204.13 shares of Common Stock as a grant or award at $8.86 per share.
Following the award, indirect holdings in the officers' stock ownership plan total 238.823 shares, while Ogawa also directly holds 58,840 shares of Common Stock. The filing reflects compensation-related equity, not an open‑market purchase or sale.
Nomura Holdings Inc. officer Akio Hori reported updated share holdings. The filing shows a routine grant-related acquisition of 70.614 shares of common stock at $8.86 per share, held indirectly in an officers' stock ownership plan.
After this grant, Hori’s indirect holdings in the plan total 90.552 shares of common stock. A separate entry records 60,082 shares held directly, listed as a holding entry rather than a new transaction.
Nomura Holdings Inc. officer Akio Hori reported updated share holdings. The filing shows a routine grant-related acquisition of 70.614 shares of common stock at $8.86 per share, held indirectly in an officers' stock ownership plan.
After this grant, Hori’s indirect holdings in the plan total 90.552 shares of common stock. A separate entry records 60,082 shares held directly, listed as a holding entry rather than a new transaction.
Nomura Holdings executive Hiroyasu Koike reported a compensation-related share award under an officers' stock ownership plan. On June 25, 2026, Koike acquired 273.935 shares of Nomura common stock indirectly through this plan at a reported price of $8.86 per share, translated from Japanese yen using a JPY161.82 = US$1 spot exchange rate. Following this grant, indirect holdings in the plan total 307.020 shares, while a separate line shows 114,085 shares held directly after the reported transactions.
Nomura Holdings executive Hiroyasu Koike reported a compensation-related share award under an officers' stock ownership plan. On June 25, 2026, Koike acquired 273.935 shares of Nomura common stock indirectly through this plan at a reported price of $8.86 per share, translated from Japanese yen using a JPY161.82 = US$1 spot exchange rate. Following this grant, indirect holdings in the plan total 307.020 shares, while a separate line shows 114,085 shares held directly after the reported transactions.
Nomura Holdings Inc. director Ishizuka Masahiro reported a stock award and updated holdings. An officers' stock ownership plan credited him with an indirect acquisition of 204.88 shares of Common Stock at $8.86 per share, classified as a grant or award. Following this transaction, indirect holdings in the plan totaled 298.577 shares, while a separate entry shows 10,600 shares held directly. The reported share price was converted from Japanese yen using a JPY161.82 = US$1 exchange rate on the transaction date.
Nomura Holdings Inc. director Ishizuka Masahiro reported a stock award and updated holdings. An officers' stock ownership plan credited him with an indirect acquisition of 204.88 shares of Common Stock at $8.86 per share, classified as a grant or award. Following this transaction, indirect holdings in the plan totaled 298.577 shares, while a separate entry shows 10,600 shares held directly. The reported share price was converted from Japanese yen using a JPY161.82 = US$1 exchange rate on the transaction date.
Nomura Holdings executive Yukiko Ozaki reported updated share holdings and a small stock award. On June 25, 7.783 shares of common stock were acquired as a grant or award at $8.86 per share, held indirectly through an officers' stock ownership plan.
Following this compensation-related grant, Ozaki holds 21,019 common shares directly and 61.899 common shares indirectly via the plan. The filing also notes that the reported dollar price reflects conversion from Japanese yen using a specified foreign exchange rate on the transaction date.
Nomura Holdings executive Yukiko Ozaki reported updated share holdings and a small stock award. On June 25, 7.783 shares of common stock were acquired as a grant or award at $8.86 per share, held indirectly through an officers' stock ownership plan.
Following this compensation-related grant, Ozaki holds 21,019 common shares directly and 61.899 common shares indirectly via the plan. The filing also notes that the reported dollar price reflects conversion from Japanese yen using a specified foreign exchange rate on the transaction date.
Nomura Holdings Inc executive Tobari Akihito reported updated share ownership, including a new stock grant. On the officers' stock ownership plan, he received 70.803 shares of common stock as a grant, valued at $8.86 per share based on the stated exchange rate. Following this grant, he holds 105,866 common shares directly and 105.644 shares indirectly through the officers' stock ownership plan. The reported dollar value reflects conversion from Japanese yen at JPY161.82 per US$1 on the transaction date.
Nomura Holdings Inc executive Tobari Akihito reported updated share ownership, including a new stock grant. On the officers' stock ownership plan, he received 70.803 shares of common stock as a grant, valued at $8.86 per share based on the stated exchange rate. Following this grant, he holds 105,866 common shares directly and 105.644 shares indirectly through the officers' stock ownership plan. The reported dollar value reflects conversion from Japanese yen at JPY161.82 per US$1 on the transaction date.
Nomura Holdings, Inc. filed an amended report for June 2026 mainly to clarify that Exhibit 2 from its earlier June 23, 2026 report is incorporated by reference into two existing Registration Statements on Form F-3. The filing also notes that Nomura has submitted its Annual Report on Form 20-F for the fiscal year ended March 31, 2026 to the U.S. Securities and Exchange Commission, available on the company’s website and by free printed request for shareholders and ADR holders. In addition, the document details that, at the Annual General Meeting and subsequent Board meeting held in Tokyo on June 23, 2026, Nomura reappointed multiple directors and outside directors and confirmed key executive officer roles, including the Representative Executive Officer, President and Group CEO and several deputy presidents and C-suite positions.
Nomura Holdings, Inc. filed an amended report for June 2026 mainly to clarify that Exhibit 2 from its earlier June 23, 2026 report is incorporated by reference into two existing Registration Statements on Form F-3. The filing also notes that Nomura has submitted its Annual Report on Form 20-F for the fiscal year ended March 31, 2026 to the U.S. Securities and Exchange Commission, available on the company’s website and by free printed request for shareholders and ADR holders. In addition, the document details that, at the Annual General Meeting and subsequent Board meeting held in Tokyo on June 23, 2026, Nomura reappointed multiple directors and outside directors and confirmed key executive officer roles, including the Representative Executive Officer, President and Group CEO and several deputy presidents and C-suite positions.
Nomura Holdings, Inc. reports that shareholders at its 122nd Annual General Meeting on June 23, 2026 approved the appointment of 11 directors. Each nominee, including Koji Nagai and Kentaro Okuda, received high support, with approval ratios ranging from about 90% to 98% of voting rights present.
The company explains that proposals require a simple majority of voting rights at a meeting where at least one-third of total voting rights are represented. Votes cast in advance and at the meeting, where an opinion could be confirmed, were counted to determine that all director appointments met the legal requirements and were duly adopted.
Nomura Holdings, Inc. reports that shareholders at its 122nd Annual General Meeting on June 23, 2026 approved the appointment of 11 directors. Each nominee, including Koji Nagai and Kentaro Okuda, received high support, with approval ratios ranging from about 90% to 98% of voting rights present.
The company explains that proposals require a simple majority of voting rights at a meeting where at least one-third of total voting rights are represented. Votes cast in advance and at the meeting, where an opinion could be confirmed, were counted to determine that all director appointments met the legal requirements and were duly adopted.