Nomura Holdings, Inc. filings document a foreign private issuer that furnishes Form 6-K reports and incorporates selected financial exhibits into Form F-3 registration statements. The filings present unaudited consolidated financial information under U.S. GAAP, reported in Japanese yen, with financial highlights, operating results, balance sheet data, value-at-risk disclosure and segment information for Wealth Management, Investment Management, Wholesale and Banking.
Nomura’s regulatory documents also cover corporate governance reports filed in translation, capital structure and corporate attributes, Corporate Governance Guidelines, treasury share dispositions, restricted stock unit stock-award matters and related board or executive management decisions. These disclosures describe the company’s governance framework, compensation-linked share activity and formal public-company reporting obligations.
Nomura Holdings Inc filed a Form 13F Combination Report reporting holdings in Section 13(f) securities. The report lists $37,713,188,553 in aggregate market value across 2,179 information-table entries and includes positions reported for 4 other included managers.
Nomura Holdings Inc filed a Form 13F Combination Report reporting holdings in Section 13(f) securities. The report lists $37,713,188,553 in aggregate market value across 2,179 information-table entries and includes positions reported for 4 other included managers.
Nomura Holdings, Inc. plans to dispose of treasury shares to fund long-term stock-based compensation for directors, executive officers, and employees through Restricted Stock Units (RSUs) and Performance Share Units (PSUs). All awards use the company’s existing treasury stock as consideration via monetary compensation claims contributed in kind.
For RSUs, Nomura will dispose of 9,375,700, 9,295,800, 9,217,000 and 1,848,300 common shares at a disposition price of 1,274 yen per share, with payment periods between April 2027 and May 2030. For PSU No.3, 811,500 shares are earmarked for disposal over April 2029 to September 2029, with final grants tied to three-year Return on Equity and Total Shareholder Return performance, each weighted 50% and adjustable from 0% to 150% of the base share number.
Nomura Holdings, Inc. plans to dispose of treasury shares to fund long-term stock-based compensation for directors, executive officers, and employees through Restricted Stock Units (RSUs) and Performance Share Units (PSUs). All awards use the company’s existing treasury stock as consideration via monetary compensation claims contributed in kind.
For RSUs, Nomura will dispose of 9,375,700, 9,295,800, 9,217,000 and 1,848,300 common shares at a disposition price of 1,274 yen per share, with payment periods between April 2027 and May 2030. For PSU No.3, 811,500 shares are earmarked for disposal over April 2029 to September 2029, with final grants tied to three-year Return on Equity and Total Shareholder Return performance, each weighted 50% and adjustable from 0% to 150% of the base share number.
Nomura Holdings, Inc. reports on its April 2026 share repurchase and treasury share activity under a previously authorized buyback program. The board had authorized repurchases of up to 100,000,000 common shares for up to 60,000,000,000 JPY between February 17 and September 30, 2026.
During April 2026, the company repurchased 14,309,600 shares for a total of 18,521,431,000 JPY. Cumulatively under this authorization, 46,861,200 shares had been repurchased for 59,999,879,300 JPY, representing 46.9% of the maximum share amount and 100.0% of the maximum cash amount.
As of April 30, 2026, Nomura had 3,088,562,601 total issued shares and held 165,591,036 shares in treasury. Treasury share movements also included 35,525,232 shares delivered under a Restricted Stock Units plan as equity compensation.
Nomura Holdings, Inc. reports on its April 2026 share repurchase and treasury share activity under a previously authorized buyback program. The board had authorized repurchases of up to 100,000,000 common shares for up to 60,000,000,000 JPY between February 17 and September 30, 2026.
During April 2026, the company repurchased 14,309,600 shares for a total of 18,521,431,000 JPY. Cumulatively under this authorization, 46,861,200 shares had been repurchased for 59,999,879,300 JPY, representing 46.9% of the maximum share amount and 100.0% of the maximum cash amount.
As of April 30, 2026, Nomura had 3,088,562,601 total issued shares and held 165,591,036 shares in treasury. Treasury share movements also included 35,525,232 shares delivered under a Restricted Stock Units plan as equity compensation.
Nomura Holdings reported strong results for the year ended March 31, 2026, with net revenue of 2,167.7 billion yen, up 14.5% year on year, and net income attributable to shareholders of 362.1 billion yen. Basic EPS was 123.08 yen and diluted EPS was 118.99 yen, giving a return on shareholders’ equity of 10.1%.
Wealth Management net revenue rose to 487.9 billion yen and Investment Management to 258.5 billion yen, helped by consolidating businesses from the Macquarie acquisition. Wholesale net revenue increased to 1,162.2 billion yen, with solid Fixed Income and Equities performance.
Nomura completed the Macquarie Acquisition on December 1, 2025 for approximately $1.8 billion (about 281.4 billion yen), adding significant intangible assets and goodwill and lifting assets under management to 136.9 trillion yen. Value at risk was 5.8 billion yen, a 52.6% increase from March 31, 2025. The group employed 28,677 people globally as of March 31, 2026.
Nomura Holdings reported strong results for the year ended March 31, 2026, with net revenue of 2,167.7 billion yen, up 14.5% year on year, and net income attributable to shareholders of 362.1 billion yen. Basic EPS was 123.08 yen and diluted EPS was 118.99 yen, giving a return on shareholders’ equity of 10.1%.
Wealth Management net revenue rose to 487.9 billion yen and Investment Management to 258.5 billion yen, helped by consolidating businesses from the Macquarie acquisition. Wholesale net revenue increased to 1,162.2 billion yen, with solid Fixed Income and Equities performance.
Nomura completed the Macquarie Acquisition on December 1, 2025 for approximately $1.8 billion (about 281.4 billion yen), adding significant intangible assets and goodwill and lifting assets under management to 136.9 trillion yen. Value at risk was 5.8 billion yen, a 52.6% increase from March 31, 2025. The group employed 28,677 people globally as of March 31, 2026.
Nomura Holdings, Inc. has finalized the details of several Restricted Stock Unit (RSU) grants funded by disposing of treasury shares. On April 27, 2026, the company allotted multiple RSU tranches (Nos. 14, 20, 26, 32, 38, 44 and 50) as stock awards to directors, executive officers and employees of Nomura and its subsidiaries.
Each tranche specifies a set number of common shares, a per-share disposition price and a total disposition amount in yen. For example, RSU No.38 uses 14,254,866 shares at 490 yen per share, while RSU No.50 uses 9,993,957 shares at 888 yen per share. Contributions are made in kind via monetary compensation claims granted under earlier board decisions from 2019 to 2025, effectively converting past compensation into equity-based incentives.
Nomura Holdings, Inc. has finalized the details of several Restricted Stock Unit (RSU) grants funded by disposing of treasury shares. On April 27, 2026, the company allotted multiple RSU tranches (Nos. 14, 20, 26, 32, 38, 44 and 50) as stock awards to directors, executive officers and employees of Nomura and its subsidiaries.
Each tranche specifies a set number of common shares, a per-share disposition price and a total disposition amount in yen. For example, RSU No.38 uses 14,254,866 shares at 490 yen per share, while RSU No.50 uses 9,993,957 shares at 888 yen per share. Contributions are made in kind via monetary compensation claims granted under earlier board decisions from 2019 to 2025, effectively converting past compensation into equity-based incentives.
Nomura Holdings reported record full-year results for FY2025/26 under US GAAP, with net income attributable to shareholders of Y362.1bn and net revenue of Y2,167.7bn. Income before income taxes rose to Y539.8bn and full-year ROE reached 10.1%, meeting the group’s 2030 Vision target for a second consecutive year.
All four operating segments contributed, with combined income before income taxes hitting an all-time high of Y506.9bn. Wealth Management and Wholesale both achieved their highest income since inception, while Investment Management lifted assets under management to Y136.9trn and Banking continued to expand its business base. The company declared annual dividends of Y51 per share, implying a 41% payout ratio.
Fourth-quarter performance softened sequentially: net revenue was Y577.2bn, income before income taxes Y107.7bn, and net income Y73.9bn, with ROE at 8.0%. International income before income taxes from the Americas, Europe, and Asia and Oceania declined year-on-year to Y91.5bn, while Japan generated Y448.3bn.
Nomura Holdings reported record full-year results for FY2025/26 under US GAAP, with net income attributable to shareholders of Y362.1bn and net revenue of Y2,167.7bn. Income before income taxes rose to Y539.8bn and full-year ROE reached 10.1%, meeting the group’s 2030 Vision target for a second consecutive year.
All four operating segments contributed, with combined income before income taxes hitting an all-time high of Y506.9bn. Wealth Management and Wholesale both achieved their highest income since inception, while Investment Management lifted assets under management to Y136.9trn and Banking continued to expand its business base. The company declared annual dividends of Y51 per share, implying a 41% payout ratio.
Fourth-quarter performance softened sequentially: net revenue was Y577.2bn, income before income taxes Y107.7bn, and net income Y73.9bn, with ROE at 8.0%. International income before income taxes from the Americas, Europe, and Asia and Oceania declined year-on-year to Y91.5bn, while Japan generated Y448.3bn.
Nomura Holdings officer Christopher Paul Willcox reported several compensation-related share movements. On April 24, 2026, 1,361,548 Notional Stock Units tied to the value of common stock vested and were settled in cash, with no shares issued, alongside a corresponding derivative exercise and disposition to the issuer at $8.21 per share equivalent.
On April 27, 2026, 9,900 Restricted Stock Units vested and were settled in common shares, with 5,054 shares withheld to cover tax obligations at an equivalent price of $7.71 per share. Following these transactions, Willcox directly held 14,586 shares of Nomura common stock.
Nomura Holdings officer Christopher Paul Willcox reported several compensation-related share movements. On April 24, 2026, 1,361,548 Notional Stock Units tied to the value of common stock vested and were settled in cash, with no shares issued, alongside a corresponding derivative exercise and disposition to the issuer at $8.21 per share equivalent.
On April 27, 2026, 9,900 Restricted Stock Units vested and were settled in common shares, with 5,054 shares withheld to cover tax obligations at an equivalent price of $7.71 per share. Following these transactions, Willcox directly held 14,586 shares of Nomura common stock.
NOMURA HOLDINGS INC officer Yutaka Nakajima reported compensation-related equity transactions involving Common Stock, Restricted Stock Units, and Notional Stock Units. On April 24, 2026, 193,024 Notional Stock Units vested and were settled in cash, with a corresponding 193,024-share disposition of Common Stock back to the issuer at $8.21 per share, so no new shares were issued. On April 27, 2026, 9,900 Restricted Stock Units vested and were settled in shares of Common Stock, while 4,697 shares were withheld to cover tax obligations at $7.71 per share. Following these transactions, Nakajima directly held 682,743 shares of Common Stock.
NOMURA HOLDINGS INC officer Yutaka Nakajima reported compensation-related equity transactions involving Common Stock, Restricted Stock Units, and Notional Stock Units. On April 24, 2026, 193,024 Notional Stock Units vested and were settled in cash, with a corresponding 193,024-share disposition of Common Stock back to the issuer at $8.21 per share, so no new shares were issued. On April 27, 2026, 9,900 Restricted Stock Units vested and were settled in shares of Common Stock, while 4,697 shares were withheld to cover tax obligations at $7.71 per share. Following these transactions, Nakajima directly held 682,743 shares of Common Stock.
Nomura Holdings director and officer Kentaro Okuda reported a series of compensation-related stock transactions. On April 24, 2026, he exercised 325,484 Notional Stock Units tied to Common Stock, which vested on April 1 and were settled entirely in cash; the footnotes state that no shares were issued for these units.
On the same date, he also exercised 325,484 Common Stock at $0.00 and disposed of 325,484 Common Stock back to the issuer at $8.21 per share as a disposition to the company. On April 27, 2026, Okuda’s 57,800 Restricted Stock Units vested and settled in shares on a one-for-one basis into Common Stock, and 26,705 Common Stock were withheld at $7.71 per share to cover tax withholding obligations.
After these exercises, dispositions, and tax withholding, Okuda directly holds 555,897 shares of Nomura Holdings Common Stock. All transactions are reported as direct ownership and reflect derivative exercises, cash settlement, and issuer/tax-related share dispositions rather than open-market buying or selling.
Nomura Holdings director and officer Kentaro Okuda reported a series of compensation-related stock transactions. On April 24, 2026, he exercised 325,484 Notional Stock Units tied to Common Stock, which vested on April 1 and were settled entirely in cash; the footnotes state that no shares were issued for these units.
On the same date, he also exercised 325,484 Common Stock at $0.00 and disposed of 325,484 Common Stock back to the issuer at $8.21 per share as a disposition to the company. On April 27, 2026, Okuda’s 57,800 Restricted Stock Units vested and settled in shares on a one-for-one basis into Common Stock, and 26,705 Common Stock were withheld at $7.71 per share to cover tax withholding obligations.
After these exercises, dispositions, and tax withholding, Okuda directly holds 555,897 shares of Nomura Holdings Common Stock. All transactions are reported as direct ownership and reflect derivative exercises, cash settlement, and issuer/tax-related share dispositions rather than open-market buying or selling.
Nomura Holdings executive Yukiko Ozaki reported routine equity compensation activity. On April 27, 2026 she exercised 4,900 Restricted Stock Units into Common Stock and 1,467 shares were withheld at about $7.71 per share to cover tax obligations. Footnotes state each Restricted Stock Unit delivered one share of Common Stock.
On April 24, 2026 she exercised 2,896 Notional Stock Units that were vested and settled entirely in cash at about $8.21 per unit, so no new shares were issued. The filing also shows a small 7.368‑share Common Stock award through an officers' stock ownership plan. After these transactions, she directly holds 20,919 Common shares, plus a small indirect plan balance.
Nomura Holdings executive Yukiko Ozaki reported routine equity compensation activity. On April 27, 2026 she exercised 4,900 Restricted Stock Units into Common Stock and 1,467 shares were withheld at about $7.71 per share to cover tax obligations. Footnotes state each Restricted Stock Unit delivered one share of Common Stock.
On April 24, 2026 she exercised 2,896 Notional Stock Units that were vested and settled entirely in cash at about $8.21 per unit, so no new shares were issued. The filing also shows a small 7.368‑share Common Stock award through an officers' stock ownership plan. After these transactions, she directly holds 20,919 Common shares, plus a small indirect plan balance.