Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NRSCF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.
NOMURA HOLDINGS INC (NMR) reported that director Masahiro Ishizuka received a grant/award of 196.312 shares of common stock on August 25, 2026, held indirectly through an officers' stock ownership plan. The award is valued at an FX-converted price of $9.87 per share, bringing this indirect plan holding to 678.847 shares. Separately, Ishizuka is reported to hold 10,600 shares directly, with a footnote stating that prior transfers of 700 shares from the plan to a brokerage account did not change his total beneficial ownership.
NOMURA HOLDINGS INC (NMR) reported that executive Tobari Akihito, Head of Wealth Management, received a grant of 65.443 shares of common stock on August 25, 2026. The grant is held indirectly through an officers' stock ownership plan at a price of $9.87 per share, converted from Japanese yen using an exchange rate of JPY159.23 = US$1 on the transaction date.
After this award, Tobari is reported as beneficially owning 232.507 shares indirectly via the plan and 105,866 shares directly. A June 25, 2026 transfer of 900 shares from the plan to a brokerage account is noted, with no change in the total amount of securities beneficially owned as a result of that transfer.
NOMURA HOLDINGS INC (NMR) reported that officer Yukiko Ozaki received a grant of 6.545 shares of common stock on August 25, 2026 as a grant, award, or other acquisition. The shares are held indirectly in an officers' stock ownership plan, bringing that indirect plan holding to 74.613 shares.
A separate holding entry shows 21,019 direct shares of common stock in Ozaki's name after transfers. A footnote states that transfers of 100 shares from the officers' stock ownership plan to a brokerage account on June 25, 2026 did not change the total securities beneficially owned.
NOMURA HOLDINGS INC (NMR) reported that director Ogawa Shoji acquired 196.31 shares of common stock on August 25, 2026 as a grant/award held indirectly through an officers' stock ownership plan. The award price was $9.87 per share, converted from Japanese yen using a JPY159.23 = US$1 spot exchange rate. Following this award, indirect plan holdings were 619.06 shares. A separate line reports 58,840 shares held directly, with a footnote stating that prior changes in these amounts reflected internal transfers of 700 shares between the plan and a brokerage account with no change in total beneficial ownership.
NOMURA HOLDINGS INC (NMR) reported an insider equity award for Head of Investment Management Hiroyasu Koike. On August 25, 2026, the reporting person received a grant of 261.751 shares of common stock, held indirectly through an officers' stock ownership plan, at a price of $9.87 per share based on a foreign-exchange conversion.
Following this grant, the plan account held 314.079 shares, and a separate holding entry shows 114,585 shares held directly in a brokerage account. A footnote explains that 200 shares were transferred from the officers' stock ownership plan to the brokerage account on August 25, 2026, with no change in the total amount of securities beneficially owned as a result of the transfer.
NOMURA HOLDINGS INC (NMR) reported that officer Hori Akio received a grant/award of 65.442 shares of Common Stock on 2026-08-25 under an officers' stock ownership plan, reported at a price of $9.87 per share after conversion from Japanese yen. Following this award, 217.406 shares are held indirectly through the plan and 60,082 shares are held directly. A footnote explains that transfers of 900 shares from the officer's stock ownership plan account to a brokerage account on 2026-06-25 did not change the total amount of securities beneficially owned.
Nomura Holdings Inc submitted a Form 13F combination report as an institutional investment manager, detailing 2,655 reportable positions with an aggregate reported value of $85,358,323,156. The report covers positions where Nomura and certain subsidiaries exercise investment discretion, while Nomura Asset Management International Inc. and its subsidiaries report separately due to information barriers. The report also identifies 4 other included Nomura-affiliated managers whose positions are consolidated in this summary.
Nomura Holdings, Inc. reports monthly progress for its ongoing share repurchase program authorized by the Board on January 30, 2026. The authorization permits repurchasing up to 100,000,000 common shares for a total of up to JPY 60,000,000,000 during the period from February 17, 2026 to September 30, 2026, excluding the ten business days following announcement of each quarterly financial results.
As of July 31, 2026, the company had repurchased an aggregate 46,861,200 shares for a total of JPY 59,999,879,300, reflecting 46.9% of the maximum share amount and 100.0% of the maximum monetary amount. No shares were repurchased in July 2026 itself.
During July, 2,300 treasury shares were disposed of in connection with exercise of stock acquisition rights. As of July 31, 2026, total issued shares were 3,088,562,601, of which 165,591,352 were held in treasury. Treasury-share figures reflect equity compensation arrangements under the Restricted Stock Units plan, based on the contribution date of related monetary compensation claims.
Nomura America Finance, fully guaranteed by Nomura Holdings, is offering Autocallable Contingent Coupon Barrier Notes maturing on August 23, 2029, linked to the least performing of the Russell 2000, Nasdaq-100 Technology Sector Index and S&P 500.
The notes pay a contingent monthly coupon of at least 0.9458% (about 11.35% per year) only if each index is at or above its 70% contingent coupon barrier on observation dates. They auto-call from August 2027 if all indices are at or above 100% of initial value. Principal is protected only if, at final valuation, the worst index stays at or above its 60% barrier value; below that, losses match the index decline, up to a 100% loss of principal.
Notes are unsecured obligations of the issuer, guaranteed by Nomura, with an estimated value of $946.80–$976.80 per $1,000, below the 100% issue price. Minimum investment is $1,000, they are not listed, and secondary liquidity and tax treatment are uncertain.
Nomura Holdings reported net revenue of 686.7 billion yen for the three months ended June 30, 2026, up 31.2% year on year, with non-interest expenses of 475.2 billion yen. Income before income taxes was 211.5 billion yen and net income attributable to shareholders was 145.6 billion yen, implying basic EPS of 49.90 yen, diluted EPS of 48.34 yen and return on shareholders’ equity of 15.4%.
Wealth Management net revenue increased to 145.4 billion yen and Investment Management to 98.3 billion yen, partly reflecting consolidation of the Macquarie businesses. Wholesale net revenue rose to 369.1 billion yen, with higher Fixed Income and Equities revenue, and Banking net revenue grew to 15.2 billion yen. The Other category posted net revenue of 53.1 billion yen and a loss before income taxes of 7.0 billion yen.
Assets under management reached 156.4 trillion yen, while recurring revenue assets rose to 31.7 trillion yen. Value at risk stood at 6.3 billion yen at a 95% confidence level and one-day horizon. Nomura employed 29,212 people globally as of June 30, 2026.