Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NRSCF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. (NRSCF) SEC filings provide detailed insight into how the company presents its global financial services business to regulators and investors. As a foreign private issuer, Nomura submits Form 6-K reports under the Securities Exchange Act of 1934, and its filings state that it files annual reports on Form 20-F. These documents describe Nomura as a financial services group with an integrated global network, serving individuals, institutions, corporates and governments through four divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking), and Banking.
On this page, you can review Nomura’s 6-K submissions that include English translations of share buyback reports filed with the Kanto Finance Bureau. These reports outline board-authorized repurchase programs for common stock, the number of shares repurchased, total repurchase amounts, and the status of treasury shares. They also describe dispositions of treasury shares related to stock acquisition rights and equity compensation plans such as Restricted Stock Units.
Nomura’s filings also contain extensive financial statement and note disclosures. These cover areas such as collateralized agreements and collateralized financing (repurchase and reverse repurchase agreements, securities lending and borrowing), derivative instruments and hedging activities, fair value measurements, private equity and debt investments, and non-trading investments. The company explains how it applies offsetting under master netting and similar agreements, how it accounts for contract liabilities from investment advisory services, and how it recognizes deferred tax assets and liabilities within each tax-paying component.
In addition, Nomura uses Form 6-K to report corporate transactions and strategic initiatives. One filing describes the completion of the acquisition of Macquarie’s U.S. and European public asset management business and the formation of Nomura Asset Management International by combining the acquired assets with Nomura Capital Management and Nomura Corporate Research and Asset Management. Another 6-K announces the planned timing of quarterly operating results and associated conference call webcasts.
Stock Titan’s platform surfaces these filings as they are made available on EDGAR and applies AI-powered summaries to help readers understand the key points in complex documents such as 6-K and 20-F reports. Users can quickly identify sections on share repurchases, asset management activities, derivatives and securities financing, and other topics that Nomura highlights in its regulatory disclosures, without having to parse every technical detail themselves.
Nomura Holdings, Inc. reported progress on its ongoing share buyback program authorized by its Board on January 30, 2026. During the period from March 1 to March 31, 2026, the company repurchased 24,638,300 common shares for an aggregate 30,180,151,350 yen via stock exchange purchases through a trust bank.
The Board authorization permits repurchases of up to 100 million common shares, described as 3.2% of issued shares, for a total value of up to 60 billion yen during the period from February 17 to September 30, 2026, excluding the ten business days following quarterly results announcements. As of March 31, 2026, Nomura had cumulatively repurchased 32,551,600 shares for 41,478,448,300 yen under this program.
Nomura Holdings Inc. director Ishizuka Masahiro bought additional shares of company stock. On the reported date, an officers' stock ownership plan purchased 238.186 shares of Nomura common stock for him in an open-market transaction at about $8.05 per share, increasing his indirect holdings in that plan to 335.852 shares.
He also holds 9,900 shares directly after a transfer of 600 shares from the officers' stock ownership plan account to his personal brokerage account, which did not change his total beneficial ownership. The filing shows no derivative positions remaining.
NOMURA HOLDINGS INC director Ogawa Shoji made a small open-market share purchase. On March 25, 2026, an account in an officers' stock ownership plan bought 238.186 shares of common stock at $8.05 per share, reported as indirect ownership. Following this, indirect holdings in the plan were 276.848 shares, and direct holdings in the director’s own name were 58,140 shares of common stock. A footnote explains that a separate transfer of 700 shares from the officers’ stock ownership plan account to a brokerage account in the reporting person’s name did not change the total number of shares beneficially owned.
Nomura Holdings Inc. officer Yukiko Ozaki reported an open-market purchase of common stock through an officers' stock ownership plan. On the transaction date, the plan bought 7.939 shares at $8.05 per share, with the price translated from Japanese yen using a JPY158.66 per $1.00 exchange rate.
After this trade, the indirect holdings in the officers' stock ownership plan totaled 62.565 shares of Nomura common stock, and Ozaki also had a separately reported direct holding of 17,486 shares.
Nomura Holdings, Inc. has scheduled the release of its operating results for the fourth quarter and full fiscal year ending March 31, 2026. The announcement will take place in Tokyo at 15:30 on April 24, 2026.
Financial statements and presentation materials will be posted on Nomura’s website shortly after the announcement. The company will also host a conference call with a live audio webcast via nomura.com at 18:30 (JST), which corresponds to 10:30 (BST) and 05:30 (EDT).
Nomura Holdings Inc. officer Masahiro Goto reported his equity holdings in the company. He directly owns 204,268 shares of Common Stock, reflecting his current share position. He also holds three tranches of Restricted Stock Units, each representing one share of Common Stock.
The RSU tranches cover 69,800 underlying shares scheduled for April 1, 2026, 57,100 underlying shares scheduled for April 1, 2027, and 37,700 underlying shares scheduled for April 1, 2028. These RSUs have no separate expiration date, providing additional future equity exposure.
Nomura Holdings Inc. officer Kato Sotaro filed an initial Form 3 reporting his existing equity-based holdings in the company. He directly holds 42,957 shares of Common Stock. He also holds Restricted Stock Units tied to 42,300, 24,300 and 17,100 underlying shares of Common Stock, scheduled to exercise on April 1, 2026, April 1, 2027 and April 1, 2028, respectively. In addition, he holds Notional Stock Units linked to 35,736, 24,279 and 17,156 underlying shares of Common Stock with the same respective exercise dates, where each unit pays cash equal to the value of one share.
Nomura Holdings executive Moriuchi Hiroyuki has filed an initial ownership report showing equity-based compensation and share holdings in the company. The filing lists Restricted Stock Units tied to 9,200, 6,500 and 5,100 shares of Common Stock, scheduled to convert starting on April 1, 2026, April 1, 2027 and April 1, 2028. It also reports direct ownership of 25,852 shares of Common Stock. There are no recorded buy or sell transactions; this is a baseline disclosure of the officer’s existing position.
Nomura Holdings officer Kishida Yoshifumi filed an initial ownership report listing his existing equity-linked interests in the company. The filing shows direct ownership of 20,464 shares of Common Stock.
He also holds Restricted Stock Units that each represent one share of Common Stock, tied to 5,500, 2,600, and 800 underlying shares scheduled to convert on April 1, 2026, April 1, 2027, and April 1, 2028. In addition, he holds Notional Stock Units linked to 860, 859, and 859 underlying shares of Common Stock on the same schedule, which will be settled in cash equal to the share value.
Nomura Holdings Inc. officer Patrick James Eltridge filed an initial Form 3 reporting his holdings of cash-settled Notional Stock Units linked to Nomura common stock. Each unit represents the right to receive cash equal in value to one share of common stock and has no separate expiration date.
The filing lists several blocks of Notional Stock Units with different future exercise dates, including units tied to 252,444 underlying shares exercisable on April 1, 2026 and units tied to 30,922 underlying shares exercisable on June 30, 2026. Additional tranches extend through 2030, showing a staggered schedule of long-term incentive awards rather than any current share purchases or sales.