Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NRSCF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. (NRSCF) SEC filings provide detailed insight into how the company presents its global financial services business to regulators and investors. As a foreign private issuer, Nomura submits Form 6-K reports under the Securities Exchange Act of 1934, and its filings state that it files annual reports on Form 20-F. These documents describe Nomura as a financial services group with an integrated global network, serving individuals, institutions, corporates and governments through four divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking), and Banking.
On this page, you can review Nomura’s 6-K submissions that include English translations of share buyback reports filed with the Kanto Finance Bureau. These reports outline board-authorized repurchase programs for common stock, the number of shares repurchased, total repurchase amounts, and the status of treasury shares. They also describe dispositions of treasury shares related to stock acquisition rights and equity compensation plans such as Restricted Stock Units.
Nomura’s filings also contain extensive financial statement and note disclosures. These cover areas such as collateralized agreements and collateralized financing (repurchase and reverse repurchase agreements, securities lending and borrowing), derivative instruments and hedging activities, fair value measurements, private equity and debt investments, and non-trading investments. The company explains how it applies offsetting under master netting and similar agreements, how it accounts for contract liabilities from investment advisory services, and how it recognizes deferred tax assets and liabilities within each tax-paying component.
In addition, Nomura uses Form 6-K to report corporate transactions and strategic initiatives. One filing describes the completion of the acquisition of Macquarie’s U.S. and European public asset management business and the formation of Nomura Asset Management International by combining the acquired assets with Nomura Capital Management and Nomura Corporate Research and Asset Management. Another 6-K announces the planned timing of quarterly operating results and associated conference call webcasts.
Stock Titan’s platform surfaces these filings as they are made available on EDGAR and applies AI-powered summaries to help readers understand the key points in complex documents such as 6-K and 20-F reports. Users can quickly identify sections on share repurchases, asset management activities, derivatives and securities financing, and other topics that Nomura highlights in its regulatory disclosures, without having to parse every technical detail themselves.
Nomura Holdings Inc. officer Mizuno Shinichi has filed an initial ownership report showing direct holdings of Common Stock and Restricted Stock Units (RSUs). He directly holds 35,921 shares of Common Stock.
He also holds RSUs tied to 5,600, 3,600, and 2,500 underlying shares of Common Stock, with exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028, respectively. Each RSU represents the right to receive one share of Common Stock, with no separate expiration date and a stated exercise price of $0.0000 per share.
Nomura Holdings Inc. officer Toshiyasu Iiyama filed an initial ownership report listing existing equity interests in the company. He directly holds 243,806 shares of Common Stock, along with several awards linked to the stock.
The filing shows Restricted Stock Units covering 107,300, 60,700, and 44,900 underlying Common shares with exercise dates on April 1, 2026, April 1, 2027, and April 1, 2028. Each Restricted Stock Unit represents the right to receive one Common share. It also lists Notional Stock Units tied to 60,745, 60,744, and 44,885 underlying shares, each representing the right to receive cash equal to the value of one Common share on similar future dates. These entries describe current holdings rather than new market transactions.
Nomura Holdings Inc officer Horiuchi Yuko filed an initial Form 3 disclosing existing equity holdings in the company. The filing shows direct ownership of 15,678 shares of Common Stock, plus three grants of Restricted Stock Units tied to 5,400, 3,100, and 1,600 underlying Common shares. Each Restricted Stock Unit represents the right to receive one share of Common Stock with no separate expiration date. The filing reports holdings only and does not show any buy or sell transactions.
NOMURA HOLDINGS INC director Patricia Campbell Mosser filed an initial ownership report showing beneficial ownership of 100 American Depository Shares. Each American Depository Share represents one share of Common Stock, so this reflects an initial position of 100 underlying common shares held directly.
Nomura Holdings Inc executive Kitamura Takumi has filed an initial ownership report showing existing equity-linked positions in the company. The filing lists direct holdings of 139,763 shares of Common Stock and an additional 1,000 shares of Common Stock held indirectly by a spouse.
Kitamura also holds Restricted Stock Units covering 9,100 underlying shares of Common Stock, each representing the right to receive one share. In addition, he holds several blocks of Notional Stock Units tied to Common Stock values: 85,906 underlying shares with an exercise date of April 1, 2026, 58,444 underlying shares with an exercise date of April 1, 2027, and 41,325 underlying shares with an exercise date of April 1, 2028. These notional units provide cash equal to the value of one share of Common Stock rather than actual shares. The report reflects holdings only and does not show any new purchases or sales.
Nomura Holdings Inc. officer Minami Naotaka filed an initial ownership report showing existing equity-based holdings. The filing lists 27,065 shares of Common Stock held directly. It also shows Restricted Stock Units tied to 4,000, 1,600 and 500 underlying Common shares, plus Notional Stock Units tied to 503, 503 and 502 underlying Common shares. Each Restricted Stock Unit represents the right to receive one share of Common Stock, while each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.
Nomura Holdings Inc. director Ishiguro Miyuki filed an initial insider ownership report on Form 3, indicating no securities are beneficially owned as of the reported date. The filing lists zero shares held directly and shows no purchase, sale, or derivative transactions.
Nomura Holdings Inc. officer Mori Takako has filed an initial ownership report showing direct holdings of Common Stock and Restricted Stock Units (RSUs). The filing lists 18,804 shares of Common Stock held directly. It also shows RSUs representing 7,900, 4,800 and 2,800 underlying Common shares, each RSU giving the right to receive one share of Common Stock at an exercise price of 0.0000, with exercise dates on 2026-04-01, 2027-04-01 and 2028-04-01, respectively.
Nomura Holdings Inc. director Chu Lap Lik Victor reported initial beneficial ownership of 20,000 shares of Common Stock. These shares are held indirectly through First Eastern Capital Services Limited, a private asset management company.
NOMURA HOLDINGS INC director reports no share ownership. In a new Form 3, director Giancarlo James Christopher reports that he beneficially owns no securities of Nomura Holdings Inc, with total shares following this initial statement shown as 0. This filing simply establishes his baseline ownership position as a company insider.