Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NRSCF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document a foreign private issuer that furnishes Form 6-K reports and incorporates selected financial exhibits into Form F-3 registration statements. The filings present unaudited consolidated financial information under U.S. GAAP, reported in Japanese yen, with financial highlights, operating results, balance sheet data, value-at-risk disclosure and segment information for Wealth Management, Investment Management, Wholesale and Banking.
Nomura’s regulatory documents also cover corporate governance reports filed in translation, capital structure and corporate attributes, Corporate Governance Guidelines, treasury share dispositions, restricted stock unit stock-award matters and related board or executive management decisions. These disclosures describe the company’s governance framework, compensation-linked share activity and formal public-company reporting obligations.
Nomura Holdings Inc. officer Akio Hori reported updated share holdings. The filing shows a routine grant-related acquisition of 70.614 shares of common stock at $8.86 per share, held indirectly in an officers' stock ownership plan.
After this grant, Hori’s indirect holdings in the plan total 90.552 shares of common stock. A separate entry records 60,082 shares held directly, listed as a holding entry rather than a new transaction.
Nomura Holdings Inc. officer Akio Hori reported updated share holdings. The filing shows a routine grant-related acquisition of 70.614 shares of common stock at $8.86 per share, held indirectly in an officers' stock ownership plan.
After this grant, Hori’s indirect holdings in the plan total 90.552 shares of common stock. A separate entry records 60,082 shares held directly, listed as a holding entry rather than a new transaction.
Nomura Holdings executive Hiroyasu Koike reported a compensation-related share award under an officers' stock ownership plan. On June 25, 2026, Koike acquired 273.935 shares of Nomura common stock indirectly through this plan at a reported price of $8.86 per share, translated from Japanese yen using a JPY161.82 = US$1 spot exchange rate. Following this grant, indirect holdings in the plan total 307.020 shares, while a separate line shows 114,085 shares held directly after the reported transactions.
Nomura Holdings executive Hiroyasu Koike reported a compensation-related share award under an officers' stock ownership plan. On June 25, 2026, Koike acquired 273.935 shares of Nomura common stock indirectly through this plan at a reported price of $8.86 per share, translated from Japanese yen using a JPY161.82 = US$1 spot exchange rate. Following this grant, indirect holdings in the plan total 307.020 shares, while a separate line shows 114,085 shares held directly after the reported transactions.
Nomura Holdings Inc. director Ishizuka Masahiro reported a stock award and updated holdings. An officers' stock ownership plan credited him with an indirect acquisition of 204.88 shares of Common Stock at $8.86 per share, classified as a grant or award. Following this transaction, indirect holdings in the plan totaled 298.577 shares, while a separate entry shows 10,600 shares held directly. The reported share price was converted from Japanese yen using a JPY161.82 = US$1 exchange rate on the transaction date.
Nomura Holdings Inc. director Ishizuka Masahiro reported a stock award and updated holdings. An officers' stock ownership plan credited him with an indirect acquisition of 204.88 shares of Common Stock at $8.86 per share, classified as a grant or award. Following this transaction, indirect holdings in the plan totaled 298.577 shares, while a separate entry shows 10,600 shares held directly. The reported share price was converted from Japanese yen using a JPY161.82 = US$1 exchange rate on the transaction date.
Nomura Holdings executive Yukiko Ozaki reported updated share holdings and a small stock award. On June 25, 7.783 shares of common stock were acquired as a grant or award at $8.86 per share, held indirectly through an officers' stock ownership plan.
Following this compensation-related grant, Ozaki holds 21,019 common shares directly and 61.899 common shares indirectly via the plan. The filing also notes that the reported dollar price reflects conversion from Japanese yen using a specified foreign exchange rate on the transaction date.
Nomura Holdings executive Yukiko Ozaki reported updated share holdings and a small stock award. On June 25, 7.783 shares of common stock were acquired as a grant or award at $8.86 per share, held indirectly through an officers' stock ownership plan.
Following this compensation-related grant, Ozaki holds 21,019 common shares directly and 61.899 common shares indirectly via the plan. The filing also notes that the reported dollar price reflects conversion from Japanese yen using a specified foreign exchange rate on the transaction date.
Nomura Holdings Inc executive Tobari Akihito reported updated share ownership, including a new stock grant. On the officers' stock ownership plan, he received 70.803 shares of common stock as a grant, valued at $8.86 per share based on the stated exchange rate. Following this grant, he holds 105,866 common shares directly and 105.644 shares indirectly through the officers' stock ownership plan. The reported dollar value reflects conversion from Japanese yen at JPY161.82 per US$1 on the transaction date.
Nomura Holdings Inc executive Tobari Akihito reported updated share ownership, including a new stock grant. On the officers' stock ownership plan, he received 70.803 shares of common stock as a grant, valued at $8.86 per share based on the stated exchange rate. Following this grant, he holds 105,866 common shares directly and 105.644 shares indirectly through the officers' stock ownership plan. The reported dollar value reflects conversion from Japanese yen at JPY161.82 per US$1 on the transaction date.
Nomura Holdings, Inc. filed an amended report for June 2026 mainly to clarify that Exhibit 2 from its earlier June 23, 2026 report is incorporated by reference into two existing Registration Statements on Form F-3. The filing also notes that Nomura has submitted its Annual Report on Form 20-F for the fiscal year ended March 31, 2026 to the U.S. Securities and Exchange Commission, available on the company’s website and by free printed request for shareholders and ADR holders. In addition, the document details that, at the Annual General Meeting and subsequent Board meeting held in Tokyo on June 23, 2026, Nomura reappointed multiple directors and outside directors and confirmed key executive officer roles, including the Representative Executive Officer, President and Group CEO and several deputy presidents and C-suite positions.
Nomura Holdings, Inc. filed an amended report for June 2026 mainly to clarify that Exhibit 2 from its earlier June 23, 2026 report is incorporated by reference into two existing Registration Statements on Form F-3. The filing also notes that Nomura has submitted its Annual Report on Form 20-F for the fiscal year ended March 31, 2026 to the U.S. Securities and Exchange Commission, available on the company’s website and by free printed request for shareholders and ADR holders. In addition, the document details that, at the Annual General Meeting and subsequent Board meeting held in Tokyo on June 23, 2026, Nomura reappointed multiple directors and outside directors and confirmed key executive officer roles, including the Representative Executive Officer, President and Group CEO and several deputy presidents and C-suite positions.
Nomura Holdings, Inc. reports that shareholders at its 122nd Annual General Meeting on June 23, 2026 approved the appointment of 11 directors. Each nominee, including Koji Nagai and Kentaro Okuda, received high support, with approval ratios ranging from about 90% to 98% of voting rights present.
The company explains that proposals require a simple majority of voting rights at a meeting where at least one-third of total voting rights are represented. Votes cast in advance and at the meeting, where an opinion could be confirmed, were counted to determine that all director appointments met the legal requirements and were duly adopted.
Nomura Holdings, Inc. reports that shareholders at its 122nd Annual General Meeting on June 23, 2026 approved the appointment of 11 directors. Each nominee, including Koji Nagai and Kentaro Okuda, received high support, with approval ratios ranging from about 90% to 98% of voting rights present.
The company explains that proposals require a simple majority of voting rights at a meeting where at least one-third of total voting rights are represented. Votes cast in advance and at the meeting, where an opinion could be confirmed, were counted to determine that all director appointments met the legal requirements and were duly adopted.
Nomura Holdings, Inc. has filed its Annual Report on Form 20-F for the fiscal year ended March 31, 2026 with the U.S. Securities and Exchange Commission. The report is available on Nomura’s website, and shareholders, including ADR holders, can request a free printed copy containing the latest audited consolidated financial statements.
Nomura also announced Board of Directors and Executive Officer appointments made at its Annual General Meeting and subsequent Board meeting. The changes mainly reflect reappointments, including Chairman of the Board Koji Nagai and Representative Executive Officer, President and Group CEO Kentaro Okuda, along with the continuation of multiple outside directors and senior executive roles.
Nomura Holdings, Inc. has filed its Annual Report on Form 20-F for the fiscal year ended March 31, 2026 with the U.S. Securities and Exchange Commission. The report is available on Nomura’s website, and shareholders, including ADR holders, can request a free printed copy containing the latest audited consolidated financial statements.
Nomura also announced Board of Directors and Executive Officer appointments made at its Annual General Meeting and subsequent Board meeting. The changes mainly reflect reappointments, including Chairman of the Board Koji Nagai and Representative Executive Officer, President and Group CEO Kentaro Okuda, along with the continuation of multiple outside directors and senior executive roles.
Nomura Holdings, Inc. proposes an offering of multiple series of senior notes across floating- and fixed-rate tenors. The prospectus supplement describes 3-year and 5-year Floating Rate Notes linked to Compounded Daily SOFR and 3-year, 5-year and 10-year Fixed Rate Notes, issued under a senior debt indenture.
The Securities are direct, unsecured and rank pari passu with other unsecured obligations, are intended to qualify as TLAC debt under Japanese TLAC rules, have minimum denominations of $200,000, and have received approval-in-principle for listing on the SGX-ST. Net proceeds are intended for loans to Nomura subsidiaries for general corporate purposes.
Nomura Holdings, Inc. proposes an offering of multiple series of senior notes across floating- and fixed-rate tenors. The prospectus supplement describes 3-year and 5-year Floating Rate Notes linked to Compounded Daily SOFR and 3-year, 5-year and 10-year Fixed Rate Notes, issued under a senior debt indenture.
The Securities are direct, unsecured and rank pari passu with other unsecured obligations, are intended to qualify as TLAC debt under Japanese TLAC rules, have minimum denominations of $200,000, and have received approval-in-principle for listing on the SGX-ST. Net proceeds are intended for loans to Nomura subsidiaries for general corporate purposes.
Nomura Holdings, Inc. provides an updated snapshot of its consolidated capitalization and indebtedness as of March 31, 2026, stating there has been no material change since that date. Total capitalization and indebtedness were ¥21,152,540 million, driven mainly by long-term borrowings.
Short-term borrowings were ¥1,752,669 million and long-term borrowings were ¥15,544,956 million. Total equity was ¥3,854,915 million, including NHI shareholders’ equity of ¥3,707,868 million after treasury stock and noncontrolling interests of ¥147,047 million. Nomura also had outstanding guarantee contracts with potential future payments of ¥5,222,432 million.
Nomura Holdings, Inc. provides an updated snapshot of its consolidated capitalization and indebtedness as of March 31, 2026, stating there has been no material change since that date. Total capitalization and indebtedness were ¥21,152,540 million, driven mainly by long-term borrowings.
Short-term borrowings were ¥1,752,669 million and long-term borrowings were ¥15,544,956 million. Total equity was ¥3,854,915 million, including NHI shareholders’ equity of ¥3,707,868 million after treasury stock and noncontrolling interests of ¥147,047 million. Nomura also had outstanding guarantee contracts with potential future payments of ¥5,222,432 million.