Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NRSCF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document a foreign private issuer that furnishes Form 6-K reports and incorporates selected financial exhibits into Form F-3 registration statements. The filings present unaudited consolidated financial information under U.S. GAAP, reported in Japanese yen, with financial highlights, operating results, balance sheet data, value-at-risk disclosure and segment information for Wealth Management, Investment Management, Wholesale and Banking.
Nomura’s regulatory documents also cover corporate governance reports filed in translation, capital structure and corporate attributes, Corporate Governance Guidelines, treasury share dispositions, restricted stock unit stock-award matters and related board or executive management decisions. These disclosures describe the company’s governance framework, compensation-linked share activity and formal public-company reporting obligations.
Nomura Holdings, Inc. has filed its Annual Report on Form 20-F for the fiscal year ended March 31, 2026 with the U.S. Securities and Exchange Commission. The report is available on Nomura’s website, and shareholders, including ADR holders, can request a free printed copy containing the latest audited consolidated financial statements.
Nomura also announced Board of Directors and Executive Officer appointments made at its Annual General Meeting and subsequent Board meeting. The changes mainly reflect reappointments, including Chairman of the Board Koji Nagai and Representative Executive Officer, President and Group CEO Kentaro Okuda, along with the continuation of multiple outside directors and senior executive roles.
Nomura Holdings, Inc. has filed its Annual Report on Form 20-F for the fiscal year ended March 31, 2026 with the U.S. Securities and Exchange Commission. The report is available on Nomura’s website, and shareholders, including ADR holders, can request a free printed copy containing the latest audited consolidated financial statements.
Nomura also announced Board of Directors and Executive Officer appointments made at its Annual General Meeting and subsequent Board meeting. The changes mainly reflect reappointments, including Chairman of the Board Koji Nagai and Representative Executive Officer, President and Group CEO Kentaro Okuda, along with the continuation of multiple outside directors and senior executive roles.
Nomura Holdings, Inc. proposes an offering of multiple series of senior notes across floating- and fixed-rate tenors. The prospectus supplement describes 3-year and 5-year Floating Rate Notes linked to Compounded Daily SOFR and 3-year, 5-year and 10-year Fixed Rate Notes, issued under a senior debt indenture.
The Securities are direct, unsecured and rank pari passu with other unsecured obligations, are intended to qualify as TLAC debt under Japanese TLAC rules, have minimum denominations of $200,000, and have received approval-in-principle for listing on the SGX-ST. Net proceeds are intended for loans to Nomura subsidiaries for general corporate purposes.
Nomura Holdings, Inc. proposes an offering of multiple series of senior notes across floating- and fixed-rate tenors. The prospectus supplement describes 3-year and 5-year Floating Rate Notes linked to Compounded Daily SOFR and 3-year, 5-year and 10-year Fixed Rate Notes, issued under a senior debt indenture.
The Securities are direct, unsecured and rank pari passu with other unsecured obligations, are intended to qualify as TLAC debt under Japanese TLAC rules, have minimum denominations of $200,000, and have received approval-in-principle for listing on the SGX-ST. Net proceeds are intended for loans to Nomura subsidiaries for general corporate purposes.
Nomura Holdings, Inc. provides an updated snapshot of its consolidated capitalization and indebtedness as of March 31, 2026, stating there has been no material change since that date. Total capitalization and indebtedness were ¥21,152,540 million, driven mainly by long-term borrowings.
Short-term borrowings were ¥1,752,669 million and long-term borrowings were ¥15,544,956 million. Total equity was ¥3,854,915 million, including NHI shareholders’ equity of ¥3,707,868 million after treasury stock and noncontrolling interests of ¥147,047 million. Nomura also had outstanding guarantee contracts with potential future payments of ¥5,222,432 million.
Nomura Holdings, Inc. provides an updated snapshot of its consolidated capitalization and indebtedness as of March 31, 2026, stating there has been no material change since that date. Total capitalization and indebtedness were ¥21,152,540 million, driven mainly by long-term borrowings.
Short-term borrowings were ¥1,752,669 million and long-term borrowings were ¥15,544,956 million. Total equity was ¥3,854,915 million, including NHI shareholders’ equity of ¥3,707,868 million after treasury stock and noncontrolling interests of ¥147,047 million. Nomura also had outstanding guarantee contracts with potential future payments of ¥5,222,432 million.
Nomura Holdings, Inc. files its annual Form 20‑F, outlining its global businesses in Wealth Management, Investment Management, Wholesale and Banking. As of March 31, 2026, 2,901,337,224 common shares were outstanding, including 79,924,681 represented by American Depositary Shares.
The report highlights completion of the Macquarie asset management acquisition for ¥288.8 billion, adding about ¥25,524 billion of assets under management and creating substantial new goodwill and intangible assets. Extensive risk factors describe exposure to market, credit, liquidity, climate, operational, cyber and legal risks, as well as intense competition and regulatory change.
Nomura discloses past issues including a ¥14 billion loss from failed U.K. transactions and approximately ¥62.0 billion related to legacy U.S. transactions, and notes a 2024 material weakness in cash‑flow statement classification that led to restatements but has since been remediated. The filing also explains Japan‑specific shareholder, unit share and ADR limitations that can affect foreign investors.
Nomura Holdings, Inc. files its annual Form 20‑F, outlining its global businesses in Wealth Management, Investment Management, Wholesale and Banking. As of March 31, 2026, 2,901,337,224 common shares were outstanding, including 79,924,681 represented by American Depositary Shares.
The report highlights completion of the Macquarie asset management acquisition for ¥288.8 billion, adding about ¥25,524 billion of assets under management and creating substantial new goodwill and intangible assets. Extensive risk factors describe exposure to market, credit, liquidity, climate, operational, cyber and legal risks, as well as intense competition and regulatory change.
Nomura discloses past issues including a ¥14 billion loss from failed U.K. transactions and approximately ¥62.0 billion related to legacy U.S. transactions, and notes a 2024 material weakness in cash‑flow statement classification that led to restatements but has since been remediated. The filing also explains Japan‑specific shareholder, unit share and ADR limitations that can affect foreign investors.
Nomura Holdings, Inc. will announce operating results for the first quarter of the fiscal year ending March 31, 2027 on July 29, 2026 at 15:30 in Tokyo.
Financial statements, presentation materials, and a live audio webcast of the conference call will be made available on the company’s website, with the call scheduled for 18:30 JST (10:30 BST, 05:30 EDT).
Nomura Holdings, Inc. will announce operating results for the first quarter of the fiscal year ending March 31, 2027 on July 29, 2026 at 15:30 in Tokyo.
Financial statements, presentation materials, and a live audio webcast of the conference call will be made available on the company’s website, with the call scheduled for 18:30 JST (10:30 BST, 05:30 EDT).
Nomura Holdings, Inc. reports monthly progress on its share buyback program for the period from May 1 to May 31, 2026. The board authorized repurchases of up to 100,000,000 common shares for up to 60,000,000,000 JPY under a resolution dated January 30, 2026.
No shares were repurchased during this reporting month. As of May 31, 2026, the company had cumulatively repurchased 46,861,200 shares for a total of 59,999,879,300 JPY, representing 46.9% of the authorized share amount and 100.0% of the authorized monetary amount. Total issued shares were 3,088,562,601 and treasury shares were 165,591,765 as of the same date.
Nomura Holdings, Inc. reports monthly progress on its share buyback program for the period from May 1 to May 31, 2026. The board authorized repurchases of up to 100,000,000 common shares for up to 60,000,000,000 JPY under a resolution dated January 30, 2026.
No shares were repurchased during this reporting month. As of May 31, 2026, the company had cumulatively repurchased 46,861,200 shares for a total of 59,999,879,300 JPY, representing 46.9% of the authorized share amount and 100.0% of the authorized monetary amount. Total issued shares were 3,088,562,601 and treasury shares were 165,591,765 as of the same date.
Nomura Holdings director Takahisa Takahara has amended his initial ownership report to update share holdings. The filing lists indirect holdings of 98,000 shares of Common Stock held by Tokyo Soft K.K. and 101,500 shares held by Takahara Kosan K.K., both described as private asset management companies, plus 881 shares held directly. A footnote explains these shares were previously omitted due to miscommunication and insufficient understanding of a new reporting requirement.
Nomura Holdings director Takahisa Takahara has amended his initial ownership report to update share holdings. The filing lists indirect holdings of 98,000 shares of Common Stock held by Tokyo Soft K.K. and 101,500 shares held by Takahara Kosan K.K., both described as private asset management companies, plus 881 shares held directly. A footnote explains these shares were previously omitted due to miscommunication and insufficient understanding of a new reporting requirement.
Nomura America Finance, LLC is offering US$815,000 of autocalable contingent coupon barrier notes, fully guaranteed by Nomura Holdings, Inc. The notes link to the least performing of the SPX, RTY and NDXT, trade date May 22, 2026, original issue date May 28, 2026 and stated maturity May 25, 2029. The contingent coupon is 0.75% monthly (9.00% per annum) payable only if each reference asset closes at or above its contingent coupon barrier on coupon observation dates. Call from November 23, 2026 if all reference assets are at or above 100% call barriers. If not called, maturity payoff depends on the least performing reference asset and could result in a loss of up to 100% of principal. The pricing models estimated value was $980.20 per $1,000, below the 100.00% issue price.