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Nomura Holdings, Inc. filings document a foreign private issuer that furnishes Form 6-K reports and incorporates selected financial exhibits into Form F-3 registration statements. The filings present unaudited consolidated financial information under U.S. GAAP, reported in Japanese yen, with financial highlights, operating results, balance sheet data, value-at-risk disclosure and segment information for Wealth Management, Investment Management, Wholesale and Banking.
Nomura’s regulatory documents also cover corporate governance reports filed in translation, capital structure and corporate attributes, Corporate Governance Guidelines, treasury share dispositions, restricted stock unit stock-award matters and related board or executive management decisions. These disclosures describe the company’s governance framework, compensation-linked share activity and formal public-company reporting obligations.
Nomura Holdings executive Kitamura Takumi reported compensation-related equity activity rather than open-market trading. On April 24, 2026, 85,906 Notional Stock Units were converted and settled in cash, while an equivalent 85,906 shares of Common Stock were issued and then returned to Nomura in a disposition to the issuer. On April 27, 2026, 9,100 Restricted Stock Units vested into 9,100 Common shares, with 4,329 of those shares withheld to cover tax obligations. After these transactions, Kitamura holds 148,863 Common shares directly, plus 1,000 shares held indirectly through his spouse.
Nomura Holdings executive Kitamura Takumi reported compensation-related equity activity rather than open-market trading. On April 24, 2026, 85,906 Notional Stock Units were converted and settled in cash, while an equivalent 85,906 shares of Common Stock were issued and then returned to Nomura in a disposition to the issuer. On April 27, 2026, 9,100 Restricted Stock Units vested into 9,100 Common shares, with 4,329 of those shares withheld to cover tax obligations. After these transactions, Kitamura holds 148,863 Common shares directly, plus 1,000 shares held indirectly through his spouse.
Nomura Holdings Inc executive Sugiyama Go reported stock-based compensation activity involving both share acquisitions and dispositions. On April 24, 2026, 42,060 Notional Stock Units linked to Common Stock were settled in cash, with no new shares issued, and a matching 42,060 Common Stock disposition to the issuer at $8.21 per share.
On April 27, 2026, 27,800 Restricted Stock Units vested and were settled in Common Stock, each unit delivering one share. To cover tax obligations, 12,922 of these shares were withheld at $7.71 per share. After these transactions, Sugiyama holds 53,814 Common Stock shares directly. The filing reflects routine equity award vesting, tax withholding, and issuer-related dispositions rather than open-market trading.
Nomura Holdings Inc executive Sugiyama Go reported stock-based compensation activity involving both share acquisitions and dispositions. On April 24, 2026, 42,060 Notional Stock Units linked to Common Stock were settled in cash, with no new shares issued, and a matching 42,060 Common Stock disposition to the issuer at $8.21 per share.
On April 27, 2026, 27,800 Restricted Stock Units vested and were settled in Common Stock, each unit delivering one share. To cover tax obligations, 12,922 of these shares were withheld at $7.71 per share. After these transactions, Sugiyama holds 53,814 Common Stock shares directly. The filing reflects routine equity award vesting, tax withholding, and issuer-related dispositions rather than open-market trading.
Nomura Holdings executive Minami Naotaka reported routine equity-compensation activity involving restricted and notional stock units. On April 27, 2026, 4,000 Restricted Stock Units were exercised and settled in shares of Common Stock, increasing direct holdings to 31,065 shares after these transactions.
In connection with that vesting, 1,987 Common Stock shares were withheld at $7.71 per share to cover tax withholding obligations. On April 24, 2026, 503 Notional Stock Units and related units were settled in cash, with no shares issued, at a value based on Common Stock priced at $8.21 per share. Following these events, Minami held 2,100 Restricted Stock Units and 1,005 Notional Stock Units in addition to the Common Stock position.
Nomura Holdings executive Minami Naotaka reported routine equity-compensation activity involving restricted and notional stock units. On April 27, 2026, 4,000 Restricted Stock Units were exercised and settled in shares of Common Stock, increasing direct holdings to 31,065 shares after these transactions.
In connection with that vesting, 1,987 Common Stock shares were withheld at $7.71 per share to cover tax withholding obligations. On April 24, 2026, 503 Notional Stock Units and related units were settled in cash, with no shares issued, at a value based on Common Stock priced at $8.21 per share. Following these events, Minami held 2,100 Restricted Stock Units and 1,005 Notional Stock Units in addition to the Common Stock position.
Nomura Holdings director Koji Nagai reported compensation-related stock transactions rather than open-market trading. On April 24, 2026, 220,643 Notional Stock Units linked to Nomura common stock were exercised and, as disclosed, vested on April 1, 2026 and were settled in cash on April 24, 2026, with no shares issued. Each unit represents the right to receive cash equal in value to one share of common stock, so these entries reflect cash-settled equity compensation and an internal disposition to the issuer, not share purchases or sales in the market.
Nomura Holdings director Koji Nagai reported compensation-related stock transactions rather than open-market trading. On April 24, 2026, 220,643 Notional Stock Units linked to Nomura common stock were exercised and, as disclosed, vested on April 1, 2026 and were settled in cash on April 24, 2026, with no shares issued. Each unit represents the right to receive cash equal in value to one share of common stock, so these entries reflect cash-settled equity compensation and an internal disposition to the issuer, not share purchases or sales in the market.
Nomura Holdings officer Toshiyasu Iiyama reported compensation-related stock transactions involving Common Stock and equity units. On April 27, 2026, 107,300 Restricted Stock Units converted into the same number of Common shares, with 49,450 shares withheld at $7.71 per share to cover tax obligations.
On April 24, 2026, 60,745 Notional Stock Units were settled in cash, linked to Common Stock valued at $8.21 per share, and 60,745 shares were disposed of to the issuer. After these transactions, Iiyama directly held 301,656 Common shares. No Notional Stock Units or Restricted Stock Units remain outstanding in this filing.
Nomura Holdings officer Toshiyasu Iiyama reported compensation-related stock transactions involving Common Stock and equity units. On April 27, 2026, 107,300 Restricted Stock Units converted into the same number of Common shares, with 49,450 shares withheld at $7.71 per share to cover tax obligations.
On April 24, 2026, 60,745 Notional Stock Units were settled in cash, linked to Common Stock valued at $8.21 per share, and 60,745 shares were disposed of to the issuer. After these transactions, Iiyama directly held 301,656 Common shares. No Notional Stock Units or Restricted Stock Units remain outstanding in this filing.
Nomura Holdings executive Sotaro Kato reported compensation-related stock activity involving vested awards and tax withholding. On April 27, 2026, 42,300 Restricted Stock Units vested and were settled in shares of common stock, with 22,483 shares withheld at $7.71 per share to cover tax obligations.
On April 24, 2026, 35,736 Notional Stock Units vested and were settled entirely in cash, so no new shares were issued. Following these events, Kato directly held 62,774 shares of common stock, plus remaining balances of both Restricted Stock Units and Notional Stock Units.
Nomura Holdings executive Sotaro Kato reported compensation-related stock activity involving vested awards and tax withholding. On April 27, 2026, 42,300 Restricted Stock Units vested and were settled in shares of common stock, with 22,483 shares withheld at $7.71 per share to cover tax obligations.
On April 24, 2026, 35,736 Notional Stock Units vested and were settled entirely in cash, so no new shares were issued. Following these events, Kato directly held 62,774 shares of common stock, plus remaining balances of both Restricted Stock Units and Notional Stock Units.
Nomura Holdings Inc. executive Akihito Tobari reported routine equity compensation activity. On April 27, 2026, 17,100 Restricted Stock Units that had vested on April 1, 2026 were settled into an equal number of common shares.
To cover tax obligations on this settlement, 6,602 common shares were withheld rather than sold in the market. Following these transactions, Tobari directly holds 111,568 common shares and 21,700 remaining Restricted Stock Units. On April 24, 2026, he also acquired 73.682 common shares indirectly through an officers' stock ownership plan, bringing that indirect plan balance to 170.056 shares.
Nomura Holdings Inc. executive Akihito Tobari reported routine equity compensation activity. On April 27, 2026, 17,100 Restricted Stock Units that had vested on April 1, 2026 were settled into an equal number of common shares.
To cover tax obligations on this settlement, 6,602 common shares were withheld rather than sold in the market. Following these transactions, Tobari directly holds 111,568 common shares and 21,700 remaining Restricted Stock Units. On April 24, 2026, he also acquired 73.682 common shares indirectly through an officers' stock ownership plan, bringing that indirect plan balance to 170.056 shares.
NOMURA HOLDINGS INC officer Hiroyasu Koike reported routine equity compensation activity. On April 27, 2026, 10,000 Restricted Stock Units were settled into common shares, and 4,744 shares were withheld at about $7.71 per share to cover tax obligations.
Following these transactions, Koike held 117,729 common shares directly. Separately, on April 24, 2026, he acquired 294.729 common shares indirectly through an officers' stock ownership plan at about $8.41 per share, bringing those indirect holdings to 660.372 shares.
NOMURA HOLDINGS INC officer Hiroyasu Koike reported routine equity compensation activity. On April 27, 2026, 10,000 Restricted Stock Units were settled into common shares, and 4,744 shares were withheld at about $7.71 per share to cover tax obligations.
Following these transactions, Koike held 117,729 common shares directly. Separately, on April 24, 2026, he acquired 294.729 common shares indirectly through an officers' stock ownership plan at about $8.41 per share, bringing those indirect holdings to 660.372 shares.
Ogawa Shoji reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings director Shoji Ogawa reported a routine equity compensation grant in the form of Common Stock. He received 221.046 shares at $8.41 per share, credited to an officers' stock ownership plan, bringing his indirect holdings in that plan to 497.894 shares. Separately, he directly holds 58,140 shares of Nomura common stock.
Ogawa Shoji reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings director Shoji Ogawa reported a routine equity compensation grant in the form of Common Stock. He received 221.046 shares at $8.41 per share, credited to an officers' stock ownership plan, bringing his indirect holdings in that plan to 497.894 shares. Separately, he directly holds 58,140 shares of Nomura common stock.
Nomura Holdings Inc. officer Mori Takako reported routine equity compensation activity. Restricted Stock Units vested on April 1, 2026 and were settled in shares on April 27, 2026, delivering 7,900 shares of Common Stock.
In connection with this settlement, 3,779 shares of Common Stock were withheld to satisfy tax withholding obligations at a reported price of $7.71 per share, which is not an open-market sale. After these transactions, Mori directly holds 26,704 shares of Common Stock and 7,600 Restricted Stock Units, each representing the right to receive one share of Common Stock.
Nomura Holdings Inc. officer Mori Takako reported routine equity compensation activity. Restricted Stock Units vested on April 1, 2026 and were settled in shares on April 27, 2026, delivering 7,900 shares of Common Stock.
In connection with this settlement, 3,779 shares of Common Stock were withheld to satisfy tax withholding obligations at a reported price of $7.71 per share, which is not an open-market sale. After these transactions, Mori directly holds 26,704 shares of Common Stock and 7,600 Restricted Stock Units, each representing the right to receive one share of Common Stock.