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Nomura Holdings, Inc. reported consolidated net revenue of ¥686.7 billion for the three months ended June 30, 2026, an increase of 31.2% from the prior-year quarter. Income before income taxes rose to ¥211.5 billion, up 32.0%, and net income attributable to shareholders reached ¥145.6 billion, up 39.2%. Annualized return on shareholders’ equity improved to 15.4%.
Wealth Management, Investment Management and Wholesale all recorded higher net revenue and profits, with income before income taxes of ¥71.1 billion, ¥45.0 billion and ¥93.3 billion, respectively. The Other segment posted a loss before income taxes of ¥7.0 billion. Total assets were ¥68,224.0 billion, equity was ¥3,993.7 billion, both higher than March 31, 2026.
The interim review of the quarterly consolidated financial statements by Ernst & Young ShinNihon LLC was completed, with no matters identified indicating the statements were not prepared in all material respects under the applicable Japanese exchange standards. Nomura does not present earnings or dividend forecasts, citing uncertainties in global capital markets.
Nomura America Finance, LLC is issuing $4,655,000 of senior unsecured Issuer Redeemable Contingent Coupon Barrier Notes, fully and unconditionally guaranteed by Nomura Holdings, Inc., maturing on August 3, 2029. The notes are linked to the least performing of the Nasdaq‑100 Index (NDX), Russell 2000 Index (RTY) and S&P 500 Index (SPX).
Investors receive a 3.4125% quarterly contingent coupon (13.65% per annum) only if on each observation date all three indices are at or above their contingent coupon barriers, set at 70% of initial levels. Principal is at risk: if at final valuation the least performing index is below its barrier value, set at 65% of its initial level, repayment is reduced 1:1 with the index loss, down to a possible 100% loss of principal.
The issuer may redeem the notes at par plus any due coupon on specified quarterly dates starting November 5, 2026. The notes are offered at 100% of principal with a 0.60% selling commission (99.40% proceeds to issuer). The estimated value at pricing is $988.40 per $1,000. The notes are not bank deposits, not FDIC insured, not listed on any exchange, and their value and payment depend on Nomura’s creditworthiness.
Nomura Holdings reported strong first-quarter FY2026/27 results under US GAAP. Net revenue was Y686.7bn, up 19% QoQ and 31% YoY. Income before income taxes rose to Y211.5bn (+96% QoQ, +32% YoY) and net income attributable to shareholders was Y145.6bn (+97% QoQ), delivering ROE of 15.4%.
All four operating segments increased income before income taxes QoQ. Wealth Management net revenue reached Y145.4bn, with recurring revenue cost coverage at 76%, a 49% margin on income before income taxes, and record net inflows of recurring revenue assets of Y539.6bn. Investment Management posted record net revenue of Y98.3bn and income before income taxes of Y45.0bn, with assets under management at a record Y156.4trn. Wholesale net revenue climbed to Y369.1bn, a record since the division’s establishment, driven by Global Markets and record-high Equities revenue; Investment Banking net revenue exceeded Y50bn in a first quarter for the first time.
Banking net revenue grew to Y15.2bn, supported by lending growth and a new deposit sweep service, which helped lift deposits to Y1,664.2bn. Income before income taxes from the three international regions reached a record Y75.2bn. Capital and liquidity remained solid, with a CET1 ratio of 12.9%, total HQLA of Y8.9trn, an LCR of 196.9%, and an average 1-day 95% Value at Risk of Y6.0bn.
Nomura Holdings reported strong consolidated results for the first quarter of the fiscal year ending March 31, 2027, with net revenue of 686.7 billion yen (US$4.2 billion), up 19 percent quarter on quarter and 31 percent year on year. Income before income taxes was 211.5 billion yen, increasing 96 percent sequentially and 32 percent year on year, and net income attributable to shareholders was 145.6 billion yen (US$895 million), up 97 percent and 39 percent, respectively. Return on equity was 15.4 percent, compared with 2030 targets of 10 to 12 percent or more.
Pretax income from the four business divisions totaled 213.0 billion yen. Wealth Management generated net revenue of 145.4 billion yen and pretax income of 71.1 billion yen, supported by record recurring revenue metrics and a recurring revenue cost coverage ratio of 76 percent. Investment Management posted net revenue of 98.3 billion yen and pretax income of 45.0 billion yen, with assets under management at an all-time high of 156 trillion yen. Wholesale delivered record net revenue of 369.1 billion yen and pretax income of 93.3 billion yen, including Investment Banking first-quarter net revenue of 50.4 billion yen. Banking net revenue was 15.2 billion yen and pretax income 3.6 billion yen, aided by loan growth and a new deposit sweep service.
Nomura Holdings reported higher earnings for the three months ended June 30, 2026 under U.S. GAAP. Net revenue rose to ¥686.7 billion from ¥523.3 billion, while income before income taxes increased to ¥211.5 billion. Net income attributable to shareholders grew to ¥145.6 billion, with basic EPS of ¥49.90 and annualized ROE of 15.4%.
Increases were broad-based across business segments. Wealth Management, Investment Management and Wholesale all reported higher net revenue and sharply higher income before income taxes, while assets under management reached ¥156.4 trillion. Non-interest expenses increased to ¥475.2 billion, and the Other segment recorded a ¥7.0 billion pre-tax loss. The balance sheet expanded, with total assets at ¥68,224.0 billion and total equity at ¥3,993.7 billion as of June 30, 2026.
Koike Hiroyasu, Head of Investment Management at Nomura Holdings, reported a grant/award acquisition of 245.3080 shares of common stock on July 24, 2026 at $9.8300 per share, a price converted from yen at JPY164.01 = US$1. After this award, 252.3280 shares are held indirectly in an officers' stock ownership plan, and a separate holding entry shows 114,385.0000 shares held directly, reflecting prior transfers from the plan to a brokerage account with no change in total beneficial ownership.
Nomura Holdings Inc. director Ishizuka Masahiro reported a grant of 183.958 shares of Common Stock on July 24, 2026, acquired through an officers' stock ownership plan at $9.83 per share, with the price converted from Japanese yen at JPY164.01 = US$1. Following this award, he beneficially owns 482.535 shares indirectly via the plan and 10,600 shares directly, with a June 25, 2026 transfer of 700 shares between his plan and brokerage accounts resulting in no change in his total beneficial ownership.
Ozaki Yukiko, an officer of Nomura Holdings Inc, received a grant of 6.1690 shares of common stock on July 24, 2026 at $9.8300 per share, held indirectly through an officers' stock ownership plan. The dollar price is converted from yen at JPY164.01 = US$1. Indirect plan holdings total 68.0680 shares, and direct holdings total 21019.0000 shares, reflecting a transfer of 100 shares from the plan to a brokerage account with no change in total securities beneficially owned. The filing indicates these transactions were not made under a Rule 10b5-1 trading plan.
Nomura Holdings director Shoji Ogawa received a grant of 183.927 shares of common stock on July 24, 2026 at a price of $9.83 per share, with the price converted from Japanese yen using a JPY164.01 = US$1 spot exchange rate. These shares are held indirectly through an officers' stock ownership plan, bringing that plan holding to 422.750 shares. A separate entry reports 58,840 shares held directly, with a footnote explaining that a prior transfer of 700 shares from the plan to a brokerage account on June 25, 2026 did not change Ogawa's total beneficial ownership.
Nomura Holdings CIO Akio Hori reported receiving a grant of 61.412 shares of common stock on July 24, 2026 through an officers' stock ownership plan, valued at $9.83 per share after conversion from Japanese yen at JPY164.01 = US$1. Following this award, indirect holdings in the plan total 151.964 shares. The filing also reports 60,082 directly held shares, reflecting a June 25, 2026 transfer of 900 shares from the plan to a brokerage account with no change in total securities beneficially owned.