Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NRSCF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. (NRSCF) SEC filings provide detailed insight into how the company presents its global financial services business to regulators and investors. As a foreign private issuer, Nomura submits Form 6-K reports under the Securities Exchange Act of 1934, and its filings state that it files annual reports on Form 20-F. These documents describe Nomura as a financial services group with an integrated global network, serving individuals, institutions, corporates and governments through four divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking), and Banking.
On this page, you can review Nomura’s 6-K submissions that include English translations of share buyback reports filed with the Kanto Finance Bureau. These reports outline board-authorized repurchase programs for common stock, the number of shares repurchased, total repurchase amounts, and the status of treasury shares. They also describe dispositions of treasury shares related to stock acquisition rights and equity compensation plans such as Restricted Stock Units.
Nomura’s filings also contain extensive financial statement and note disclosures. These cover areas such as collateralized agreements and collateralized financing (repurchase and reverse repurchase agreements, securities lending and borrowing), derivative instruments and hedging activities, fair value measurements, private equity and debt investments, and non-trading investments. The company explains how it applies offsetting under master netting and similar agreements, how it accounts for contract liabilities from investment advisory services, and how it recognizes deferred tax assets and liabilities within each tax-paying component.
In addition, Nomura uses Form 6-K to report corporate transactions and strategic initiatives. One filing describes the completion of the acquisition of Macquarie’s U.S. and European public asset management business and the formation of Nomura Asset Management International by combining the acquired assets with Nomura Capital Management and Nomura Corporate Research and Asset Management. Another 6-K announces the planned timing of quarterly operating results and associated conference call webcasts.
Stock Titan’s platform surfaces these filings as they are made available on EDGAR and applies AI-powered summaries to help readers understand the key points in complex documents such as 6-K and 20-F reports. Users can quickly identify sections on share repurchases, asset management activities, derivatives and securities financing, and other topics that Nomura highlights in its regulatory disclosures, without having to parse every technical detail themselves.
Nomura Holdings Inc. director and officer Nakajima Yutaka filed an initial Form 3 reporting his beneficial interests in the company. He directly holds 677,540 shares of Common Stock, plus awards linked to additional shares through Restricted Stock Units, Notional Stock Units, and Performance Share Units that reference specific numbers of Nomura common shares.
Nomura Holdings Inc. director Ishizuka Masahiro has filed an initial Form 3 reporting his ownership of the company’s common stock. He reports 9,300 shares held directly and an additional 697.666 shares held indirectly through an officers' stock ownership plan.
Nomura Holdings Inc. director Takahisa Takahara filed an initial Form 3 reporting his ownership position in the company. The filing shows he is a director of Nomura Holdings but currently has no securities beneficially owned, with total direct holdings reported as 0 shares.
Nomura Holdings Inc. director Ogawa Shoji filed an initial ownership report showing his existing holdings of the company’s common stock. The filing lists 57,440 shares held directly and 738.662 shares held indirectly through an officers' stock ownership plan, establishing his reported stake as a director.
Nomura Holdings Inc. director Oshima Taku has filed an initial ownership report stating that he has no securities beneficially owned in the company. The filing shows a total of 0 shares held directly after the reporting date, establishing a baseline ownership position with no reported transactions.
Nomura Holdings, Inc. reported progress on its share repurchase program for the month from February 1 to February 28, 2026. Under a Board authorization dated January 30, 2026 to repurchase up to 100,000,000 common shares for up to 60,000,000,000 JPY between February 17 and September 30, 2026, it bought back shares on eight trading days in February.
During this reporting month, Nomura repurchased a total of 7,913,300 common shares for an aggregate cost of 11,298,296,950 JPY. As of the end of February 2026, the progress of the share repurchase was 7.9% based on shares and 18.8% based on the yen amount authorized. The report also notes 2,400 treasury shares disposed in connection with the exercise of stock acquisition rights.
As of February 28, 2026, Nomura had total issued shares of 3,163,562,601 and held 237,217,891 shares in treasury. The treasury share balance reflects equity compensation dispositions recorded based on contribution dates of monetary compensation claims.
Nomura Holdings, Inc. reported progress on its ongoing share buyback program. Between February 17 and February 28, 2026, the company repurchased 7,913,300 common shares for a total of 11,298,296,950 yen through stock exchange purchases via a trust bank.
The buyback is being carried out under a Board of Directors resolution from January 30, 2026, which authorized repurchases of up to 100 million common shares, equal to 3.2% of issued shares, for a total value of up to 60 billion yen during the period from February 17 to September 30, 2026.
Nomura Holdings Inc. filed a quarterly Form 13F-HR combination report detailing equity holdings over which it and certain subsidiaries have investment discretion. The filing covers 2,405 reportable positions with a total reported market value of $75,144,025,197.
The report states that Nomura ultimately owns several subsidiaries, including Nomura Asset Management International Inc. (NAMI), and that information barriers are in place so NAMI entities exercise investment discretion independently. As a result, some positions are reported separately by NAMI, and this filing is marked as a 13F combination report with three other included managers.
Nomura Holdings, Inc. has authorized a share buyback of up to 100,000,000 common shares for a total of JPY 60,000,000,000 under a board resolution dated January 30, 2026. The repurchase period runs from February 17, 2026 to September 30, 2026, excluding the ten business days following the announcement of each quarterly financial results.
During the reporting month from January 1 to January 31, 2026, no shares were repurchased and buyback progress remained at 0%. Treasury shares totaling 24,600 were disposed through the exercise of stock acquisition rights on January 30. As of January 31, 2026, total issued shares were 3,163,562,601 and shares held in treasury were 229,306,283.
Nomura Holdings reported stronger results for the nine months ended December 31, 2025, with net revenue of 1,590.5 billion yen, up 10.5%, and net income attributable to shareholders of 288.2 billion yen, up 7.2%. Annualized return on equity improved to 10.8%.
Wealth Management and Wholesale delivered solid profit growth, while Investment Management and Banking saw higher revenue but weaker margins. Assets under management reached 134.7 trillion yen, helped by Nomura’s approximately 1.8 billion U.S. dollar acquisition of three Macquarie asset management companies, which are now consolidated subsidiaries.
The interim review of these U.S. GAAP financial statements by Ernst & Young ShinNihon found no material issues. Nomura’s board also approved a share buyback of up to 100 million shares (up to 60 billion yen) between February 17 and September 30, 2026, and the cancellation of 75 million shares on March 2, 2026, signalling active capital management.