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NOMURA HOLDINGS INC (NRSCF) SEC Filings

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Welcome to our dedicated page for NOMURA HOLDINGS SEC filings (Ticker: NRSCF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NOMURA HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NOMURA HOLDINGS's regulatory disclosures and financial reporting.

Rhea-AI Summary

Nomura America Finance, LLC is offering $1,000 face‑amount denominated callable contingent coupon index‑linked notes due 2029, guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of 1.00% per month (up to 12.00% per annum) if each underlier meets its coupon trigger on observation dates and repay at maturity an amount tied to the least performing underlier (subject to a 60% trigger buffer and a 70% coupon trigger). The notes are unsecured and expose investors to issuer/guarantor credit risk, potential full loss of principal, and an issuer call option commencing October 13, 2026.

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Nomura America Finance, LLC is offering redeemable contingent coupon barrier notes due July 12, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of at least 2.775% (at least $27.75 per $1,000) when each reference asset closes at or above its contingent coupon barrier. The notes are linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500; each barrier equals 55.00% of the initial value. If the least performing reference asset is below its barrier at final valuation, the cash settlement equals $1,000 plus that asset’s performance, risking up to 100% principal loss. The trade date is July 7, 2026, original issue date expected July 10, 2026, and final valuation date is July 9, 2029. The price to public is 100.00% with agent’s commission up to 0.20% and proceeds to issuer at least 99.80%. The estimated value range on the trade date is $958.20–$988.20 per $1,000.

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Nomura America Finance, LLC is offering redeemable contingent coupon barrier notes linked to the least performing of the EURO STOXX 50® (SX5E), the Russell 2000® (RTY) and the S&P 500® (SPX), with a stated maturity of July 12, 2029.

Each note has a $1,000 denomination, an original issue price of 100.00%, a contingent coupon rate of at least 3.0875% quarterly (≈12.35% per annum) if each reference asset closes at or above a 70.00% barrier on coupon observation dates, and a final valuation date of July 9, 2029. Payments at maturity depend on the performance of the least performing reference asset and could result in loss of up to 100% of principal if that asset closes below its barrier.

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Nomura Holdings, Inc. furnished a Form 6-K identifying new exhibit forms for multiple U.S. dollar senior notes and related legal opinions, which are incorporated by reference into its existing shelf Registration Statement on Form F-3 (No. 333-283915).

The exhibits include forms of $500,000,000 Senior Floating Rate Notes due 2029 and $300,000,000 Senior Floating Rate Notes due 2031, as well as $1,000,000,000 4.996% Senior Fixed Rate Notes due 2029, $700,000,000 5.166% Senior Fixed Rate Notes due 2031 and $1,000,000,000 5.545% Senior Fixed Rate Notes due 2036. The filing also lists opinions of Sullivan & Cromwell LLP and Anderson Mori & Tomotsune relating to these note forms.

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Nagai Koji reported acquisition or exercise transactions in this Form 4 filing.

Nomura Holdings director Nagai Koji reported updated share holdings, including a very small new grant of common stock. The filing shows a grant of 0.003 shares of common stock at $8.86 per share, held indirectly through an officers' stock ownership plan, bringing that indirect position to 0.297 shares.

Separately, Nagai holds 512,942 shares of common stock directly following a holding entry on the same date. The activity reflects routine compensation-related and reporting updates rather than meaningful trading in the stock.

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Ogawa Shoji reported acquisition or exercise transactions in this Form 4 filing.

Nomura Holdings Inc. director Shoji Ogawa reported a routine share award under an officers' stock ownership plan. On this Form 4, an indirect account associated with Ogawa received 204.13 shares of Common Stock as a grant or award at $8.86 per share.

Following the award, indirect holdings in the officers' stock ownership plan total 238.823 shares, while Ogawa also directly holds 58,840 shares of Common Stock. The filing reflects compensation-related equity, not an open‑market purchase or sale.

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Nomura Holdings Inc. officer Akio Hori reported updated share holdings. The filing shows a routine grant-related acquisition of 70.614 shares of common stock at $8.86 per share, held indirectly in an officers' stock ownership plan.

After this grant, Hori’s indirect holdings in the plan total 90.552 shares of common stock. A separate entry records 60,082 shares held directly, listed as a holding entry rather than a new transaction.

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Nomura Holdings executive Hiroyasu Koike reported a compensation-related share award under an officers' stock ownership plan. On June 25, 2026, Koike acquired 273.935 shares of Nomura common stock indirectly through this plan at a reported price of $8.86 per share, translated from Japanese yen using a JPY161.82 = US$1 spot exchange rate. Following this grant, indirect holdings in the plan total 307.020 shares, while a separate line shows 114,085 shares held directly after the reported transactions.

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Nomura Holdings Inc. director Ishizuka Masahiro reported a stock award and updated holdings. An officers' stock ownership plan credited him with an indirect acquisition of 204.88 shares of Common Stock at $8.86 per share, classified as a grant or award. Following this transaction, indirect holdings in the plan totaled 298.577 shares, while a separate entry shows 10,600 shares held directly. The reported share price was converted from Japanese yen using a JPY161.82 = US$1 exchange rate on the transaction date.

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Nomura Holdings executive Yukiko Ozaki reported updated share holdings and a small stock award. On June 25, 7.783 shares of common stock were acquired as a grant or award at $8.86 per share, held indirectly through an officers' stock ownership plan.

Following this compensation-related grant, Ozaki holds 21,019 common shares directly and 61.899 common shares indirectly via the plan. The filing also notes that the reported dollar price reflects conversion from Japanese yen using a specified foreign exchange rate on the transaction date.

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FAQ

How many NOMURA HOLDINGS (NRSCF) SEC filings are available on StockTitan?

StockTitan tracks 152 SEC filings for NOMURA HOLDINGS (NRSCF), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NOMURA HOLDINGS (NRSCF)?

The most recent SEC filing for NOMURA HOLDINGS (NRSCF) was filed on July 8, 2026.