Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NRSCF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. (NRSCF) SEC filings provide detailed insight into how the company presents its global financial services business to regulators and investors. As a foreign private issuer, Nomura submits Form 6-K reports under the Securities Exchange Act of 1934, and its filings state that it files annual reports on Form 20-F. These documents describe Nomura as a financial services group with an integrated global network, serving individuals, institutions, corporates and governments through four divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking), and Banking.
On this page, you can review Nomura’s 6-K submissions that include English translations of share buyback reports filed with the Kanto Finance Bureau. These reports outline board-authorized repurchase programs for common stock, the number of shares repurchased, total repurchase amounts, and the status of treasury shares. They also describe dispositions of treasury shares related to stock acquisition rights and equity compensation plans such as Restricted Stock Units.
Nomura’s filings also contain extensive financial statement and note disclosures. These cover areas such as collateralized agreements and collateralized financing (repurchase and reverse repurchase agreements, securities lending and borrowing), derivative instruments and hedging activities, fair value measurements, private equity and debt investments, and non-trading investments. The company explains how it applies offsetting under master netting and similar agreements, how it accounts for contract liabilities from investment advisory services, and how it recognizes deferred tax assets and liabilities within each tax-paying component.
In addition, Nomura uses Form 6-K to report corporate transactions and strategic initiatives. One filing describes the completion of the acquisition of Macquarie’s U.S. and European public asset management business and the formation of Nomura Asset Management International by combining the acquired assets with Nomura Capital Management and Nomura Corporate Research and Asset Management. Another 6-K announces the planned timing of quarterly operating results and associated conference call webcasts.
Stock Titan’s platform surfaces these filings as they are made available on EDGAR and applies AI-powered summaries to help readers understand the key points in complex documents such as 6-K and 20-F reports. Users can quickly identify sections on share repurchases, asset management activities, derivatives and securities financing, and other topics that Nomura highlights in its regulatory disclosures, without having to parse every technical detail themselves.
Nomura Holdings reported solid results for the third quarter of the year ending March 2026, with net revenue of Y551.8bn (up 7% quarter-on-quarter and 10% year-on-year) and income before income taxes of Y135.2bn. Net income was Y91.6bn and diluted EPS Y30.19, while ROE reached 10.3%, meeting the 8–10% or more target for the seventh consecutive quarter.
For the first nine months, net revenue rose to Y1,590.5bn (up 10%), income before income taxes to Y432.1bn (up 15%), and net income to Y288.2bn (up 7%), with ROE at 10.8%. Core businesses were strong: Wealth Management net revenue climbed to Y132.5bn and income before income taxes to Y58.5bn, supported by record recurring revenue and recurring asset inflows above Y500bn. Investment Management grew net revenue to Y60.9bn and lifted assets under management to a record Y134.7trn following completion of Macquarie Group’s public asset management acquisition, though income fell to Y17.9bn due to weaker investment gains and acquisition-related costs.
Wholesale delivered record-high quarterly revenue in Equities and Investment Banking, with segment net revenue of Y313.9bn and income before income taxes of Y62.3bn. Banking posted net revenue of Y13.7bn and income before income taxes of Y4.2bn, supported by loan growth and higher investment trust balances. Nomura also approved a share buyback of up to 100 million shares, with a maximum value of Y60bn, to be executed between February 17 and September 30, 2026.
Nomura Holdings reported stronger results for the nine months ended December 31, 2025 under U.S. GAAP. Net revenue rose to 1,590.5 billion yen, up 10.5% year on year, while income before income taxes increased 15.5% to 432.1 billion yen. Net income attributable to Nomura shareholders grew 7.2% to 288.2 billion yen, lifting annualized return on equity to 10.8%.
Wealth Management and Wholesale both delivered higher net revenue and double‑digit growth in pretax income, while Investment Management and Banking saw pretax earnings decline despite higher revenues due to rising expenses. Total assets reached 61,935.2 billion yen and total equity increased to 3,814.6 billion yen.
Nomura completed the acquisition of several Macquarie asset management companies for approximately 1.8 billion U.S. dollars (about 281.4 billion yen), adding 100% of their shares and making them consolidated subsidiaries. The Board also approved a share buyback program of up to 100 million shares (about 3.2% of issued shares) or 60,000 million yen between February 17 and September 30, 2026, and separately resolved to cancel 75 million shares (about 2.4% of issued shares) on March 2, 2026.
Nomura Holdings, Inc. reports that Delaware Management Company (DMC) has become a “specified subsidiary” after Nomura completed acquiring Macquarie Group’s U.S. and European public asset management business. DMC has share capital of USD 590 million and is now 100.0% owned by Nomura through 330 voting rights.
DMC, an investment management and advisory firm based in Wilmington, recorded consolidated net assets of USD 780 million and profit attributable to owners of parent of USD 123 million for the fiscal year ended March 31, 2025. DMC’s consolidated results will be included in Nomura’s consolidated results from the third quarter of the fiscal year ending March 2026.
Nomura Holdings reported solid third quarter results while stepping up capital returns and integration of a major acquisition. Net revenue for the quarter was 551.8 billion yen, up 7% from the prior quarter and 10% year on year. Income before income taxes was 135.2 billion yen, down slightly, and net income attributable to shareholders was 91.6 billion yen, 10% lower than a year ago. For the nine months to December, net revenue rose to 1,590.5 billion yen and pretax income to 432.1 billion yen, with net income up 7%.
Return on equity was 10.3%, marking a seventh straight quarter at or above the 8–10% target range. Wealth Management delivered strong growth with net revenue of 132.5 billion yen and pretax income of 58.5 billion yen, both up sharply and supported by record-high recurring and flow revenue. Investment Management posted record assets under management of 134.7 trillion yen after completing the acquisition of Macquarie’s U.S. and European public asset management business, though pretax income fell quarter on quarter due to lower investment gains and one-off acquisition costs. Wholesale and Banking also grew net revenue, with record Equities and Investment Banking revenue in Wholesale.
Nomura’s board approved a share buyback program of up to 100 million shares, or 3.2% of issued shares, with a 60 billion yen cap between February 17 and September 30, 2026, via a trust bank. Separately, the company will cancel 75 million shares, about 2.4% of issued shares, on March 2, 2026. In addition, Delaware Management Company, part of the acquired Macquarie asset management business, has become a specified subsidiary, with its consolidated results now included in Nomura’s financials.
Nomura Holdings filed a Form 6-K furnishing an English translation of its updated corporate governance report and long-term financial framework. The company targets income before income taxes of over 500 billion yen and aims to sustain return on equity (ROE) of 8 to 10 percent or higher toward 2030.
Nomura reports that its price-to-book ratio (PBR) reached 1.1 times as of December 31, 2025, and ROE improved from 5.1 percent for the fiscal year ended March 2024 to 10.0 percent for fiscal year ended March 2025 and 11.3 percent for the first half of fiscal year ended March 2026. The filing also details its board structure with eight of twelve directors serving as outside directors, diversity and human capital initiatives, sustainability governance, and compensation policies linking executive pay to performance and shareholder value.
Nomura Holdings, Inc. reports that it plans to announce its operating results for the third quarter of the fiscal year ending March 31, 2026 on January 30, 2026 at 15:30 in Tokyo. Financial statements and presentation materials will be made available on the Nomura Holdings website shortly after the announcement.
The company will also host a live audio webcast of its conference call via nomura.com, scheduled for 18:30 Japan Standard Time, 09:30 Greenwich Mean Time, and 04:30 Eastern Standard Time. The report also notes that Nomura is a global financial services group serving individuals, institutions, corporates, and governments through wealth management, investment management, wholesale, and banking divisions.
Nomura Holdings reports detailed fair value and derivatives disclosures for the six months ended September 30, 2025, highlighting how it values complex securities, collateralized agreements, and derivative positions under U.S. GAAP. The notes explain how master netting agreements, collateral offsets, and Level 3 valuation inputs such as credit spreads, prepayment rates, and loss severity affect reported trading and investment balances.
A key event in the period was the sale of certain land and buildings in Takanawa, Tokyo to Nomura Real Estate Development and a third-party financing company, which Nomura treats as a related-party transaction. This sale generated a gain of ¥56,144 million, recorded in Revenue—Other. The company also discloses dividends per share of ¥23.00 for the six months ended September 30, 2024 and ¥27.00 for the six months ended September 30, 2025, indicating higher cash returns to shareholders.
Nomura Holdings, Inc. reports on its ongoing share buyback program and treasury share activity for the period from November 1 to November 30, 2025. Under a board authorization dated April 25, 2025 for repurchases of up to 100,000,000 common shares or JPY 60,000,000,000, the company had cumulatively repurchased 66,790,900 shares for JPY 59,999,913,930 as of November 30, 2025, representing 66.8% of the share limit and 100.0% of the monetary limit. No share repurchases occurred during the November reporting month. During the month, 131,500 shares were issued through exercises of stock acquisition rights for an aggregate amount of JPY 75,086,500. As of November 30, 2025, total issued shares were 3,163,562,601, with 229,335,006 shares held in treasury.
Nomura Holdings, Inc. has completed its acquisition of Macquarie’s U.S. and European public asset management business for US$1.8 billion. The transaction adds approximately US$166 billion in client assets under management as of October 31, 2025, spanning equities, fixed income and multi-asset strategies, which will operate under the global Nomura Asset Management brand.
Nomura is combining these acquired operations with its private markets arm, Nomura Capital Management, and its high-yield business, Nomura Corporate Research and Asset Management, to create Nomura Asset Management International within its Investment Management division. The new business will be led by CEO Shawn Lytle and President and Deputy CEO Robert Stark, reflecting a strengthened management structure in New York and Philadelphia.
Nomura and Macquarie have also formalized a strategic partnership to distribute select Macquarie private funds to U.S. high-net-worth and family office clients and to co-develop investment solutions for clients in the U.S. and Japan, supporting Nomura’s long-term 2030 Management Vision.
Nomura Holdings Inc. (NMR) filed a Form 13F-HR disclosing its institutional equity holdings. The report lists 2,495 information table entries with an aggregate reported value of $64,565,684,446.
The filing is a 13F Holdings Report, indicating all reportable positions are included. It also identifies 3 other included managers associated with the report. This is a routine quarterly disclosure of U.S. equity positions by a large institutional manager.