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Nomura Holdings, Inc. filings document a foreign private issuer that furnishes Form 6-K reports and incorporates selected financial exhibits into Form F-3 registration statements. The filings present unaudited consolidated financial information under U.S. GAAP, reported in Japanese yen, with financial highlights, operating results, balance sheet data, value-at-risk disclosure and segment information for Wealth Management, Investment Management, Wholesale and Banking.
Nomura’s regulatory documents also cover corporate governance reports filed in translation, capital structure and corporate attributes, Corporate Governance Guidelines, treasury share dispositions, restricted stock unit stock-award matters and related board or executive management decisions. These disclosures describe the company’s governance framework, compensation-linked share activity and formal public-company reporting obligations.
NOMURA HOLDINGS INC officer Christopher Paul Willcox reported compensation-related equity activity. He received three grants of Notional Stock Units, each representing the right to receive cash equal in value to one share of Common Stock, with exercise dates on April 1, 2027, April 1, 2028, and April 1, 2029. These awards were recorded with transaction code A for grant or award acquisitions and carry a conversion price of $0.00 per unit. Willcox also reported direct ownership of 14,586 shares of Common Stock following the reported transactions.
NOMURA HOLDINGS INC officer Christopher Paul Willcox reported compensation-related equity activity. He received three grants of Notional Stock Units, each representing the right to receive cash equal in value to one share of Common Stock, with exercise dates on April 1, 2027, April 1, 2028, and April 1, 2029. These awards were recorded with transaction code A for grant or award acquisitions and carry a conversion price of $0.00 per unit. Willcox also reported direct ownership of 14,586 shares of Common Stock following the reported transactions.
Nomura Holdings executive Toshiyasu Iiyama reported new compensation awards linked to the company’s stock. He received three grants of Notional Stock Units on May 25, 2026, covering 66,543 units, 66,544 units, and 66,544 units, each tied to an equal number of underlying shares of common stock.
Each Notional Stock Unit represents the right to receive cash equal in value to one share of common stock, with scheduled exercise dates on April 1, 2029, April 1, 2028, and April 1, 2027. Following these equity-linked awards, Iiyama directly holds 301,656 shares of Nomura Holdings common stock, and no open-market purchases or sales were reported in this filing.
Nomura Holdings executive Toshiyasu Iiyama reported new compensation awards linked to the company’s stock. He received three grants of Notional Stock Units on May 25, 2026, covering 66,543 units, 66,544 units, and 66,544 units, each tied to an equal number of underlying shares of common stock.
Each Notional Stock Unit represents the right to receive cash equal in value to one share of common stock, with scheduled exercise dates on April 1, 2029, April 1, 2028, and April 1, 2027. Following these equity-linked awards, Iiyama directly holds 301,656 shares of Nomura Holdings common stock, and no open-market purchases or sales were reported in this filing.
Nomura Holdings director Masahiro Ishizuka reported a compensation-related stock grant. He acquired 236.799 shares of Common Stock at $8.21 per share in a grant/award transaction held indirectly through an officers' stock ownership plan. After this grant, indirect holdings were 793.697 shares, and a separate holding entry shows 9,900 shares held directly.
Nomura Holdings director Masahiro Ishizuka reported a compensation-related stock grant. He acquired 236.799 shares of Common Stock at $8.21 per share in a grant/award transaction held indirectly through an officers' stock ownership plan. After this grant, indirect holdings were 793.697 shares, and a separate holding entry shows 9,900 shares held directly.
Mori Takako reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings executive Mori Takako reported new equity awards in the form of Restricted Stock Units (RSUs). On May 25, 2026, she received RSU grants covering 1,300, 1,400 and 1,400 units, each representing the right to receive one share of common stock.
The RSUs are scheduled to be deliverable in common stock on April 1, 2029, April 1, 2028 and April 1, 2027, respectively. Following these awards, Mori directly owns 22,925 shares of Nomura common stock, in addition to the reported RSU positions.
Mori Takako reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings executive Mori Takako reported new equity awards in the form of Restricted Stock Units (RSUs). On May 25, 2026, she received RSU grants covering 1,300, 1,400 and 1,400 units, each representing the right to receive one share of common stock.
The RSUs are scheduled to be deliverable in common stock on April 1, 2029, April 1, 2028 and April 1, 2027, respectively. Following these awards, Mori directly owns 22,925 shares of Nomura common stock, in addition to the reported RSU positions.
Nomura Holdings Inc. executive Akio Hori reported compensation-related equity awards in Common Stock and Restricted Stock Units. Hori received 764.785 shares of Common Stock at $8.2100 per share, held indirectly through an officers' stock ownership plan, bringing that indirect position to 919.938 shares.
He was also granted three awards of 800 Restricted Stock Units each, all with a conversion price of $0.0000 per unit and exercisable into Common Stock on April 1, 2027, April 1, 2028, and April 1, 2029. Following these grants, Hori directly holds 59,182 shares of Common Stock and 7,900 Restricted Stock Units, in addition to his indirect holdings.
Nomura Holdings Inc. executive Akio Hori reported compensation-related equity awards in Common Stock and Restricted Stock Units. Hori received 764.785 shares of Common Stock at $8.2100 per share, held indirectly through an officers' stock ownership plan, bringing that indirect position to 919.938 shares.
He was also granted three awards of 800 Restricted Stock Units each, all with a conversion price of $0.0000 per unit and exercisable into Common Stock on April 1, 2027, April 1, 2028, and April 1, 2029. Following these grants, Hori directly holds 59,182 shares of Common Stock and 7,900 Restricted Stock Units, in addition to his indirect holdings.
Nomura Holdings Inc. officer Akihito Tobari reported new equity compensation awards. On May 25, 2026, he received 764.785 shares of Common Stock indirectly through an officers' stock ownership plan at $8.21 per share.
He was also granted three blocks of 3,200 Restricted Stock Units each, for a total of 9,600 RSUs, all at a $0 exercise price. Each RSU represents the right to receive one share of Common Stock, with scheduled exercise dates on April 1, 2027, April 1, 2028, and April 1, 2029.
After these awards, Tobari holds 104,966 shares of Common Stock directly, 934.841 shares indirectly through the officers' stock ownership plan, and 31,300 RSUs representing additional potential Common Stock, as reflected in this filing.
Nomura Holdings Inc. officer Akihito Tobari reported new equity compensation awards. On May 25, 2026, he received 764.785 shares of Common Stock indirectly through an officers' stock ownership plan at $8.21 per share.
He was also granted three blocks of 3,200 Restricted Stock Units each, for a total of 9,600 RSUs, all at a $0 exercise price. Each RSU represents the right to receive one share of Common Stock, with scheduled exercise dates on April 1, 2027, April 1, 2028, and April 1, 2029.
After these awards, Tobari holds 104,966 shares of Common Stock directly, 934.841 shares indirectly through the officers' stock ownership plan, and 31,300 RSUs representing additional potential Common Stock, as reflected in this filing.
Koike Hiroyasu reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings officer Koike Hiroyasu reported new equity compensation grants. On May 25, 2026, he received 772.713 shares of Common Stock at $8.21 per share through an officers' stock ownership plan and three separate grants of 800 Restricted Stock Units each, linked to future delivery of Common Stock through April 2029. After these transactions, his directly held Common Stock totaled 112,985 shares and his indirect plan holdings were 1,133.085 shares. These are compensation-related awards rather than open-market purchases or sales.
Koike Hiroyasu reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings officer Koike Hiroyasu reported new equity compensation grants. On May 25, 2026, he received 772.713 shares of Common Stock at $8.21 per share through an officers' stock ownership plan and three separate grants of 800 Restricted Stock Units each, linked to future delivery of Common Stock through April 2029. After these transactions, his directly held Common Stock totaled 112,985 shares and his indirect plan holdings were 1,133.085 shares. These are compensation-related awards rather than open-market purchases or sales.
Moriuchi Hiroyuki reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings officer Hiroyuki Moriuchi received new equity-based awards as compensation. On May 25, 2026, he was granted multiple blocks of 16,200 Restricted Stock Units, each representing one share of common stock, and 16,168 Notional Stock Units, each payable in cash equal to one common share’s value, vesting between April 1, 2027 and April 1, 2029. His direct holdings of common stock are reported at 30,676 shares after these awards.
Moriuchi Hiroyuki reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings officer Hiroyuki Moriuchi received new equity-based awards as compensation. On May 25, 2026, he was granted multiple blocks of 16,200 Restricted Stock Units, each representing one share of common stock, and 16,168 Notional Stock Units, each payable in cash equal to one common share’s value, vesting between April 1, 2027 and April 1, 2029. His direct holdings of common stock are reported at 30,676 shares after these awards.
Nomura Holdings executive Masahiro Goto reported new equity awards and updated holdings. On 2026-05-25, he received three grants of 12,100 Restricted Stock Units each, all at a price of $0.0000 per unit, with scheduled exercise dates on 2027-04-01, 2028-04-01, and 2029-04-01.
Each Restricted Stock Unit represents the right to receive one share of common stock. The filing also shows he directly holds 243,374 shares of Nomura Holdings common stock following the reported transactions.
Nomura Holdings executive Masahiro Goto reported new equity awards and updated holdings. On 2026-05-25, he received three grants of 12,100 Restricted Stock Units each, all at a price of $0.0000 per unit, with scheduled exercise dates on 2027-04-01, 2028-04-01, and 2029-04-01.
Each Restricted Stock Unit represents the right to receive one share of common stock. The filing also shows he directly holds 243,374 shares of Nomura Holdings common stock following the reported transactions.
Okuda Kentaro reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings director and officer Kentaro Okuda reported new equity-based awards and updated holdings. He received grants of 349,000 Performance Share Units and multiple grants of 158,429 Notional Stock Units, each tied to one share of common stock in value. The Performance Share Units can pay between 0% and 150% of one share depending on performance over a three-year period. Following these awards, he directly holds 529,192 shares of common stock and significant derivative interests scheduled to settle beginning on April 1, 2027.
Okuda Kentaro reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings director and officer Kentaro Okuda reported new equity-based awards and updated holdings. He received grants of 349,000 Performance Share Units and multiple grants of 158,429 Notional Stock Units, each tied to one share of common stock in value. The Performance Share Units can pay between 0% and 150% of one share depending on performance over a three-year period. Following these awards, he directly holds 529,192 shares of common stock and significant derivative interests scheduled to settle beginning on April 1, 2027.