Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NRSCF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. (NRSCF) SEC filings provide detailed insight into how the company presents its global financial services business to regulators and investors. As a foreign private issuer, Nomura submits Form 6-K reports under the Securities Exchange Act of 1934, and its filings state that it files annual reports on Form 20-F. These documents describe Nomura as a financial services group with an integrated global network, serving individuals, institutions, corporates and governments through four divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking), and Banking.
On this page, you can review Nomura’s 6-K submissions that include English translations of share buyback reports filed with the Kanto Finance Bureau. These reports outline board-authorized repurchase programs for common stock, the number of shares repurchased, total repurchase amounts, and the status of treasury shares. They also describe dispositions of treasury shares related to stock acquisition rights and equity compensation plans such as Restricted Stock Units.
Nomura’s filings also contain extensive financial statement and note disclosures. These cover areas such as collateralized agreements and collateralized financing (repurchase and reverse repurchase agreements, securities lending and borrowing), derivative instruments and hedging activities, fair value measurements, private equity and debt investments, and non-trading investments. The company explains how it applies offsetting under master netting and similar agreements, how it accounts for contract liabilities from investment advisory services, and how it recognizes deferred tax assets and liabilities within each tax-paying component.
In addition, Nomura uses Form 6-K to report corporate transactions and strategic initiatives. One filing describes the completion of the acquisition of Macquarie’s U.S. and European public asset management business and the formation of Nomura Asset Management International by combining the acquired assets with Nomura Capital Management and Nomura Corporate Research and Asset Management. Another 6-K announces the planned timing of quarterly operating results and associated conference call webcasts.
Stock Titan’s platform surfaces these filings as they are made available on EDGAR and applies AI-powered summaries to help readers understand the key points in complex documents such as 6-K and 20-F reports. Users can quickly identify sections on share repurchases, asset management activities, derivatives and securities financing, and other topics that Nomura highlights in its regulatory disclosures, without having to parse every technical detail themselves.
Nomura Holdings, Inc. reports on its ongoing share buyback program and treasury share activity for the period from November 1 to November 30, 2025. Under a board authorization dated April 25, 2025 for repurchases of up to 100,000,000 common shares or JPY 60,000,000,000, the company had cumulatively repurchased 66,790,900 shares for JPY 59,999,913,930 as of November 30, 2025, representing 66.8% of the share limit and 100.0% of the monetary limit. No share repurchases occurred during the November reporting month. During the month, 131,500 shares were issued through exercises of stock acquisition rights for an aggregate amount of JPY 75,086,500. As of November 30, 2025, total issued shares were 3,163,562,601, with 229,335,006 shares held in treasury.
Nomura Holdings, Inc. has completed its acquisition of Macquarie’s U.S. and European public asset management business for US$1.8 billion. The transaction adds approximately US$166 billion in client assets under management as of October 31, 2025, spanning equities, fixed income and multi-asset strategies, which will operate under the global Nomura Asset Management brand.
Nomura is combining these acquired operations with its private markets arm, Nomura Capital Management, and its high-yield business, Nomura Corporate Research and Asset Management, to create Nomura Asset Management International within its Investment Management division. The new business will be led by CEO Shawn Lytle and President and Deputy CEO Robert Stark, reflecting a strengthened management structure in New York and Philadelphia.
Nomura and Macquarie have also formalized a strategic partnership to distribute select Macquarie private funds to U.S. high-net-worth and family office clients and to co-develop investment solutions for clients in the U.S. and Japan, supporting Nomura’s long-term 2030 Management Vision.
Nomura Holdings Inc. (NMR) filed a Form 13F-HR disclosing its institutional equity holdings. The report lists 2,495 information table entries with an aggregate reported value of $64,565,684,446.
The filing is a 13F Holdings Report, indicating all reportable positions are included. It also identifies 3 other included managers associated with the report. This is a routine quarterly disclosure of U.S. equity positions by a large institutional manager.
Nomura Holdings (NMR) filed a monthly share buyback update. The report covers October 2025 and shows no repurchases during the month under the board authorization dated April 25, 2025 (repurchase period from May 15, 2025 to December 30, 2025).
As of October 31, 2025, Nomura had repurchased 66,790,900 common shares for an aggregate 59,999,913,930 JPY. The filing lists progress of share repurchase at 66.8% (shares) and 100.0% (amount). During the month, the company disposed of 111,064 treasury shares in total, mainly from exercise of stock acquisition rights (111,000 shares; 62,811,000 JPY).
As additional context, total issued shares were 3,163,562,601 and treasury shares were 229,465,317 as of October 31, 2025.
Nomura Holdings (NMR) filed a Form 6-K with financial highlights for the six months ended September 30, 2025. Net revenue was ¥1,038.8 billion, up 10.8% year over year, while non-interest expenses rose 5.7% to ¥741.9 billion. Income before income taxes reached ¥296.9 billion and net income attributable to shareholders was ¥196.6 billion. Basic EPS was ¥66.54 and diluted EPS was ¥64.53. Return on shareholders’ equity was 11.3%.
By segment, Wealth Management was broadly flat on revenue. Investment Management revenue rose 7.4% but pretax income declined 5.2%. Wholesale revenue increased 6.3% with pretax income up 43.1%, as Equities grew 21.0% and Fixed Income dipped 2.6%. Banking revenue rose 9.5% with lower pretax income. “Other” recorded ¥137.5 billion of net revenue and ¥56.9 billion of pretax income, primarily from the April 2025 sale of land and buildings. Value at Risk was ¥4.9 billion, a 28.9% increase versus March 31, 2025. Headcount was 27,876.
Nomura Holdings reported solid FY2025/26 2Q results. Net revenue was ¥515.5bn (-2% QoQ, +7% YoY), income before income taxes ¥136.6bn (-15% QoQ, +3% YoY), and net income ¥92.1bn (-12% QoQ). EPS was ¥30.49 and ROE 10.6%. QoQ profit decline reflected prior-quarter real estate gains, while ROE stayed within its 8–10%+ target range for a sixth straight quarter.
First half performance strengthened: income before income taxes reached ¥296.9bn (+26% YoY), net income ¥196.6bn (+18% YoY), EPS ¥64.53, and ROE 11.3%. Net revenue rose to ¥1,038.8bn (+11% YoY) with a cost coverage ratio of 71%. The company declared a half‑year dividend of ¥27 per share.
By segment in 2Q: Wealth Management net revenue ¥116.5bn, pre‑tax ¥45.5bn; Investment Management net revenue ¥60.8bn, pre‑tax ¥30.7bn with AuM at a record ¥101.2trn; Wholesale net revenue ¥279.2bn, pre‑tax ¥53.1bn as Equities hit a record; Banking net revenue ¥12.9bn, pre‑tax ¥3.2bn. The balance sheet showed total assets of ¥60.4trn, CET1 ratio 12.9%, Tier 1 ratio 15.1%, and LCR 216.5%.
Nomura Holdings (NMR) furnished a Form 6-K summarizing regulatory capital and liquidity metrics as of June 30, 2025. Common equity Tier 1 capital was 3,029.4 billion yen with a CET1 ratio of 13.23%. Tier 1 capital was 3,398.5 billion yen and the Tier 1 ratio was 14.85%. Total capital was 3,425.0 billion yen, supporting a consolidated capital adequacy ratio of 14.96%.
Risk-weighted assets totaled 22,883.7 billion yen, including credit risk-weighted assets of 12,556.5 billion yen, market risk equivalent assets of 6,622.9 billion yen, and operational risk equivalent assets of 3,704.1 billion yen. The consolidated leverage ratio was 4.83%. External TLAC ratios were 26.19% on a risk‑weighted assets basis and 9.56% on a leverage exposure basis.
Nomura Holdings reported second-quarter and first-half results. Q2 net revenue was 515.5 billion yen, down 2 percent from last quarter but up 7 percent year on year. Q2 income before income taxes was 136.6 billion yen, and net income attributable to shareholders was 92.1 billion yen, declining 12 percent quarter on quarter and 6 percent year on year.
For the six months to September, net revenue reached 1,038.8 billion yen, up 11 percent year on year. Income before income taxes rose 26 percent to 296.9 billion yen, and net income attributable to shareholders increased 18 percent to 196.6 billion yen. Management noted ROE was over 11 percent. Wealth Management posted record recurring revenue with a 70 percent cost coverage ratio; Investment Management assets under management hit 101.2 trillion yen; Wholesale pretax income climbed 43 percent year on year in the first half with record Equities revenues. Nomura declared a dividend of 27 yen per share to shareholders of record on September 30, 2025, payable on December 1, 2025.
Nomura Holdings (NMR) reported stronger first-half results. For the six months ended September 30, 2025, net revenue was ¥1,038.8 billion, up 10.8% year over year. Income before income taxes rose 25.8% to ¥296.9 billion, and net income attributable to shareholders increased 17.5% to ¥196.6 billion. Basic EPS was ¥66.54 and annualized return on shareholders’ equity reached 11.3%.
By segment, Wholesale net revenue grew 6.3% to ¥540.3 billion with income before taxes up 43.1% to ¥95.0 billion. Wealth Management was stable with net revenue of ¥222.3 billion and slightly lower profit. Investment Management net revenue rose 7.4% to ¥111.4 billion while profit declined 5.2%. Banking saw 9.5% net revenue growth but lower profit. “Other” benefited from gains related to an April 2025 Tokyo property sale. Total assets were ¥60,367.7 billion and total equity ¥3,608.7 billion as of September 30, 2025. A ¥27.00 per-share dividend was recorded at September 30. Nomura adopted ASU 2023-08 for crypto assets with no material impact and does not provide earnings forecasts.
Nomura Holdings, Inc. has notified investors that it plans to announce operating results for the second quarter of the fiscal year ending March 31, 2026, on October 28, 2025, at 15:30 in Tokyo. Shortly after the announcement, the company will post financial statements and presentation materials on its website.
Nomura will also host a live audio webcast of its conference call via nomura.com, starting at 18:30 Japan Standard Time, 09:30 GMT, and 05:30 EDT, allowing global stakeholders to follow the discussion of the upcoming results.