Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NRSCF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document a foreign private issuer that furnishes Form 6-K reports and incorporates selected financial exhibits into Form F-3 registration statements. The filings present unaudited consolidated financial information under U.S. GAAP, reported in Japanese yen, with financial highlights, operating results, balance sheet data, value-at-risk disclosure and segment information for Wealth Management, Investment Management, Wholesale and Banking.
Nomura’s regulatory documents also cover corporate governance reports filed in translation, capital structure and corporate attributes, Corporate Governance Guidelines, treasury share dispositions, restricted stock unit stock-award matters and related board or executive management decisions. These disclosures describe the company’s governance framework, compensation-linked share activity and formal public-company reporting obligations.
Nomura Holdings Inc officer Minami Naotaka reported new equity awards. On May 25, 2026, he received three grants of Restricted Stock Units (RSUs) covering 600, 600 and 700 units. Each RSU represents the right to receive one share of common stock.
The RSUs have scheduled exercise dates on April 1, 2029, April 1, 2028 and April 1, 2027, respectively, with no separate expiration date noted. After these awards, the filing shows 29,078 shares of common stock held directly, along with the updated RSU balances for each grant.
Nomura Holdings Inc. officer Go Sugiyama reported new equity-based compensation awards. On 2026-05-25, he received three grants of 6,600 Restricted Stock Units each, with scheduled conversion into one share of common stock per unit on 2027-04-01, 2028-04-01, and 2029-04-01. The grant price is shown as $0.0000 per unit, reflecting compensation rather than a market purchase.
He also received three grants of Notional Stock Units of 6,583, 6,584, and 6,584 units, each representing the right to receive cash equal in value to one share of common stock at future dates matching the same 2027-04-01, 2028-04-01, and 2029-04-01 schedule. These are derivative awards, not open-market transactions. Following the reported transactions, his direct holdings of common stock are shown as 53,814 shares.
Ozaki Yukiko reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings executive Yukiko Ozaki reported new equity-based compensation grants. On May 25, 2026, she received 84.183 shares of Common Stock at $8.21 per share, held in an officers' stock ownership plan.
She was also granted 1,343, 1,344 and 1,344 Notional Stock Units, each representing the right to receive cash equal to one share of Common Stock. These units are scheduled to be settled in cash based on Common Stock value around April 1, 2027, April 1, 2028, and April 1, 2029, respectively.
Following these awards, Ozaki directly holds 20,919 shares of Common Stock and 154.116 shares in the officers' stock ownership plan, along with multiple series of Notional Stock Units.
Nakajima Yutaka reported acquisition or exercise transactions in this Form 4 filing.
NOMURA HOLDINGS INC officer Yutaka Nakajima reported equity-based compensation awards rather than open-market trading. On May 25, 2026, he received 192,000 Performance Share Units, each tied to between 0% and 150% of one share of common stock based on three-year performance.
He was also granted three tranches of 87,138 Notional Stock Units each, all linked to the value of common stock and settled in cash. Following these awards, his reported holdings include 682,743 shares of common stock directly owned. The filing shows no reported stock purchases or sales; the transactions are compensation grants.
Director Ogawa Shoji reported updated holdings of NOMURA HOLDINGS INC common stock. The filing shows a grant of 236.799 shares acquired as a compensation-related award at an indicated price of $8.21 per share, held indirectly through an officers' stock ownership plan. Following this grant, indirect holdings in that plan rose to 734.693 shares, while a separate line shows 58,140 shares held directly. The transaction reflects an equity award rather than an open-market purchase or sale.
Horiuchi Yuko reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings officer Horiuchi Yuko reported new equity compensation awards. On May 25, 2026, the officer received three grants of Restricted Stock Units covering 600, 700, and 700 units of common stock (2,000 RSUs in total). Each RSU represents the right to receive one share of common stock. Following these awards, the filing shows 18,448 shares of common stock held directly.
Nomura Holdings Inc. director Koji Nagai reported new equity-linked compensation and updated share holdings. On May 25, 2026, he received three grants of Notional Stock Units, each covering 95,055 units tied to Nomura common stock, with future exercise dates in 2027, 2028, and 2029.
Each Notional Stock Unit entitles him to cash equal to the value of one share of common stock, rather than actual shares. Following these awards, he reports direct ownership of 512,942 shares of common stock and a small additional indirect interest through an officers' stock ownership plan.
Nomura Holdings Inc filed a Form 13F Combination Report reporting holdings in Section 13(f) securities. The report lists $37,713,188,553 in aggregate market value across 2,179 information-table entries and includes positions reported for 4 other included managers.
Nomura Holdings, Inc. plans to dispose of treasury shares to fund long-term stock-based compensation for directors, executive officers, and employees through Restricted Stock Units (RSUs) and Performance Share Units (PSUs). All awards use the company’s existing treasury stock as consideration via monetary compensation claims contributed in kind.
For RSUs, Nomura will dispose of 9,375,700, 9,295,800, 9,217,000 and 1,848,300 common shares at a disposition price of 1,274 yen per share, with payment periods between April 2027 and May 2030. For PSU No.3, 811,500 shares are earmarked for disposal over April 2029 to September 2029, with final grants tied to three-year Return on Equity and Total Shareholder Return performance, each weighted 50% and adjustable from 0% to 150% of the base share number.
Nomura Holdings, Inc. reports on its April 2026 share repurchase and treasury share activity under a previously authorized buyback program. The board had authorized repurchases of up to 100,000,000 common shares for up to 60,000,000,000 JPY between February 17 and September 30, 2026.
During April 2026, the company repurchased 14,309,600 shares for a total of 18,521,431,000 JPY. Cumulatively under this authorization, 46,861,200 shares had been repurchased for 59,999,879,300 JPY, representing 46.9% of the maximum share amount and 100.0% of the maximum cash amount.
As of April 30, 2026, Nomura had 3,088,562,601 total issued shares and held 165,591,036 shares in treasury. Treasury share movements also included 35,525,232 shares delivered under a Restricted Stock Units plan as equity compensation.