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Nomura Holdings, Inc. filings document a foreign private issuer that furnishes Form 6-K reports and incorporates selected financial exhibits into Form F-3 registration statements. The filings present unaudited consolidated financial information under U.S. GAAP, reported in Japanese yen, with financial highlights, operating results, balance sheet data, value-at-risk disclosure and segment information for Wealth Management, Investment Management, Wholesale and Banking.
Nomura’s regulatory documents also cover corporate governance reports filed in translation, capital structure and corporate attributes, Corporate Governance Guidelines, treasury share dispositions, restricted stock unit stock-award matters and related board or executive management decisions. These disclosures describe the company’s governance framework, compensation-linked share activity and formal public-company reporting obligations.
Nomura America Finance, LLC is offering Issuer Redeemable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100, with a trade date of July 16, 2026, expected original issue date July 21, 2026 and stated maturity July 19, 2029. Each note has a $1,000 denomination. The notes pay a contingent quarterly coupon of at least $28.75 per $1,000 (a contingent coupon rate of 2.875% quarterly, 11.50% per annum) if each reference asset closes at or above a contingent coupon barrier of 70.00% of its initial value on observation dates. A barrier value is 65.00%; if the least performing reference asset finishes below that barrier at maturity you may lose up to 100% of principal. The front cover shows an estimated value range of $947.40 to $977.40 per $1,000 and an original issue price of 100.00% of principal, with an agent’s commission of up to 0.55%.
Nomura America Finance, LLC is offering Issuer Redeemable Contingent Coupon Barrier Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100, with an expected trade date of July 15, 2026 and an original issue date of July 20, 2026. The notes mature on or about July 19, 2029 and pay a monthly contingent coupon of at least 1.0333% monthly (equivalent to 12.40% per annum) if each reference asset on a coupon observation date is at or above its contingent coupon barrier (set at 70.00% of initial value). At maturity, if the least performing reference asset is: at or above its contingent coupon barrier, investors receive $1,000 + final contingent coupon; at or above its barrier value (55.00% of initial value) but below the contingent coupon barrier, they receive $1,000; if below the barrier value, the cash settlement equals $1,000 × (1 + reference asset performance), exposing holders to up to 100% principal loss. The notes are unsecured obligations of the issuer and are fully and unconditionally guaranteed by Nomura Holdings, Inc.
Nomura America Finance, LLC priced an offering of U.S. dollar-denominated autocallable contingent coupon barrier notes, fully guaranteed by Nomura Holdings, Inc. The notes reference the least performing of the S&P 500, Russell 2000 and Nasdaq-100, with a Stated Maturity of July 13, 2028 and an expected Original Issue Date of July 15, 2026.
The notes pay a contingent quarterly coupon at a rate of at least 2.8125% per quarter (annualized 11.25%) if each reference asset is at or above a contingent coupon barrier of 75.00% of its initial value on coupon observation dates. The notes are callable beginning on the coupon observation date of January 11, 2027 if each reference asset is at or above its call barrier of 100.00% of initial value. Estimated value on the trade date is between $931.70 and $961.70 per $1,000 principal amount; price to public is 100.00%.
Nomura America Finance, LLC is offering US$1,000,000 of Digital Barrier Notes linked to the least performing of the S&P 500® and the Russell 2000® with a digital return of 5.65% and maturity on April 9, 2027. The notes pay $1,000 + $1,000×5.65% at maturity if the least performing reference asset’s final value is at or above its 70.00% barrier (SPX barrier 5,276.20; RTY barrier 2,106.679). If the final value is below the barrier, holders receive $1,000 + $1,000×(reference asset performance) and may lose up to 100% of principal. Trade date is July 6, 2026 and original issue date is July 9, 2026. The estimated model value on the trade date was $988.40 per $1,000. The notes are unsecured obligations of the issuer, fully guaranteed by Nomura Holdings, Inc., do not pay interest, and are not FDIC insured.
Nomura America Finance, LLC is offering $1,000 face‑amount denominated callable contingent coupon index‑linked notes due 2029, guaranteed by Nomura Holdings, Inc. The notes pay a contingent monthly coupon of 1.00% per month (up to 12.00% per annum) if each underlier meets its coupon trigger on observation dates and repay at maturity an amount tied to the least performing underlier (subject to a 60% trigger buffer and a 70% coupon trigger). The notes are unsecured and expose investors to issuer/guarantor credit risk, potential full loss of principal, and an issuer call option commencing October 13, 2026.
Nomura America Finance, LLC is offering redeemable contingent coupon barrier notes due July 12, 2029, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of at least 2.775% (at least $27.75 per $1,000) when each reference asset closes at or above its contingent coupon barrier. The notes are linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500; each barrier equals 55.00% of the initial value. If the least performing reference asset is below its barrier at final valuation, the cash settlement equals $1,000 plus that asset’s performance, risking up to 100% principal loss. The trade date is July 7, 2026, original issue date expected July 10, 2026, and final valuation date is July 9, 2029. The price to public is 100.00% with agent’s commission up to 0.20% and proceeds to issuer at least 99.80%. The estimated value range on the trade date is $958.20–$988.20 per $1,000.
Nomura America Finance, LLC is offering redeemable contingent coupon barrier notes linked to the least performing of the EURO STOXX 50® (SX5E), the Russell 2000® (RTY) and the S&P 500® (SPX), with a stated maturity of July 12, 2029.
Each note has a $1,000 denomination, an original issue price of 100.00%, a contingent coupon rate of at least 3.0875% quarterly (≈12.35% per annum) if each reference asset closes at or above a 70.00% barrier on coupon observation dates, and a final valuation date of July 9, 2029. Payments at maturity depend on the performance of the least performing reference asset and could result in loss of up to 100% of principal if that asset closes below its barrier.
Nomura Holdings, Inc. furnished a Form 6-K identifying new exhibit forms for multiple U.S. dollar senior notes and related legal opinions, which are incorporated by reference into its existing shelf Registration Statement on Form F-3 (No. 333-283915).
The exhibits include forms of $500,000,000 Senior Floating Rate Notes due 2029 and $300,000,000 Senior Floating Rate Notes due 2031, as well as $1,000,000,000 4.996% Senior Fixed Rate Notes due 2029, $700,000,000 5.166% Senior Fixed Rate Notes due 2031 and $1,000,000,000 5.545% Senior Fixed Rate Notes due 2036. The filing also lists opinions of Sullivan & Cromwell LLP and Anderson Mori & Tomotsune relating to these note forms.
Nagai Koji reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings director Nagai Koji reported updated share holdings, including a very small new grant of common stock. The filing shows a grant of 0.003 shares of common stock at $8.86 per share, held indirectly through an officers' stock ownership plan, bringing that indirect position to 0.297 shares.
Separately, Nagai holds 512,942 shares of common stock directly following a holding entry on the same date. The activity reflects routine compensation-related and reporting updates rather than meaningful trading in the stock.
Ogawa Shoji reported acquisition or exercise transactions in this Form 4 filing.
Nomura Holdings Inc. director Shoji Ogawa reported a routine share award under an officers' stock ownership plan. On this Form 4, an indirect account associated with Ogawa received 204.13 shares of Common Stock as a grant or award at $8.86 per share.
Following the award, indirect holdings in the officers' stock ownership plan total 238.823 shares, while Ogawa also directly holds 58,840 shares of Common Stock. The filing reflects compensation-related equity, not an open‑market purchase or sale.