Nomura (NMR) director amends filing to detail indirect and direct stakes
Rhea-AI Filing Summary
Nomura Holdings director Takahisa Takahara has amended his initial ownership report to update share holdings. The filing lists indirect holdings of 98,000 shares of Common Stock held by Tokyo Soft K.K. and 101,500 shares held by Takahara Kosan K.K., both described as private asset management companies, plus 881 shares held directly. A footnote explains these shares were previously omitted due to miscommunication and insufficient understanding of a new reporting requirement.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Takahara Takahisa
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 881 shares (Direct);
Common Stock — 101,500 shares (Indirect, Held by Takahara Kosan K.K.., a private asset management company);
Common Stock — 98,000 shares (Indirect, Held by Tokyo Soft K.K., a private asset management company)
Footnotes (1)
- F1. The shares reported in this amendment were inadvertently not included due to miscommunication and insufficient understanding regarding the new reporting requirement.
Key Figures
Indirect holdings via Tokyo Soft K.K.: 98,000 shares
Indirect holdings via Takahara Kosan K.K.: 101,500 shares
Direct holdings: 881 shares
+2 more
5 metrics
Indirect holdings via Tokyo Soft K.K.
98,000 shares
Common Stock held indirectly
Indirect holdings via Takahara Kosan K.K.
101,500 shares
Common Stock held indirectly
Direct holdings
881 shares
Common Stock held directly
Unknown transaction entries
3 entries
Holding entries with unknown direction
Holding entries total
3 entries
Non-derivative holdings listed
Key Terms
Form 3/A, indirect, private asset management company, Common Stock
4 terms
Form 3/A regulatory
"The shares reported in this amendment were inadvertently not included"
An amended Form 3 (Form 3/A) is a corrected or updated disclosure filed with regulators that revises an insider’s initial report of their ownership in a public company — typically for officers, directors or large shareholders. Investors use it like a corrected inventory list: it clarifies who owns how many shares and whether earlier reports had errors, helping assess insider confidence, possible conflicts and the accuracy of ownership records that can affect stock valuation and trust.
indirect financial
"ownership_type: "indirect" and nature_of_ownership held by asset management company"
private asset management company financial
"Held by Tokyo Soft K.K., a private asset management company"
Common Stock financial
"security_title: "Common Stock" for each reported holding entry"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does Nomura (NMR) director Takahisa Takahara report in this Form 3/A amendment?
Takahisa Takahara reports updated holdings of Nomura Common Stock. The amendment lists indirect stakes via two private asset management companies and a smaller direct position, correcting earlier omissions cited as due to miscommunication and limited understanding of a new reporting rule.
Why was Takahisa Takahara’s Nomura (NMR) Form 3 amended?
A footnote explains the amendment adds shares that were inadvertently not included originally. The omission is attributed to miscommunication and insufficient understanding regarding a new reporting requirement, prompting an updated disclosure of Takahara’s direct and indirect holdings.
What types of ownership are disclosed for Nomura (NMR) director Takahisa Takahara?
The amendment distinguishes indirect ownership through Tokyo Soft K.K. and Takahara Kosan K.K., and direct ownership of 881 shares. Indirect entries are marked as held by private asset management companies, while the direct entry is recorded under Takahara’s own name.