Executive Akio Hori receives share grant in Nomura Holdings (NYSE: NMR) plan

Rhea-AI Filing Summary

Nomura Holdings Inc. officer Akio Hori reported updated share holdings. The filing shows a routine grant-related acquisition of 70.614 shares of common stock at $8.86 per share, held indirectly in an officers' stock ownership plan.

After this grant, Hori’s indirect holdings in the plan total 90.552 shares of common stock. A separate entry records 60,082 shares held directly, listed as a holding entry rather than a new transaction.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Hori Akio

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	70.614	$8.86	$625.64
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 90.552 shares (Indirect, Held in officers' stock ownership plan); Common Stock — 60,082 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Grant shares: 70.614 shares Grant price: $8.86 per share Direct holdings: 60,082 shares +2 more

5 metrics

Grant shares 70.614 shares Grant-related acquisition of common stock

Grant price $8.86 per share Reported price for acquired shares

Direct holdings 60,082 shares Common stock held directly after transaction

Indirect holdings 90.552 shares Common stock in officers' stock ownership plan after grant

FX rate JPY161.82 = US$1 Exchange rate used to convert price into U.S. dollars

Key Terms

officers' stock ownership plan, grant/award acquisition, indirect ownership, spot exchange rate, +1 more

5 terms

officers' stock ownership plan financial

"nature_of_ownership: "Held in officers' stock ownership plan""

grant/award acquisition financial

"transaction_action: "grant/award acquisition""

indirect ownership financial

"ownership_type: "indirect" for the plan-held shares"

spot exchange rate financial

"using the JPY161.82 = US$1 as spot exchange rate"

common stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/29/2026 - 11:21 AM Accepted by SEC EDGAR 06/29/2026 - 11:21 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hori Akio

(Last) (First) (Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO JAPAN 103-8645

(City) (State) (Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/25/2026		A		70.614	A	$8.86(1)	90.552	I	Held in officers' stock ownership plan
Common Stock								60,082	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price has been converted into U.S. dollars from Japanese yen using the JPY161.82 = US$1 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd on June 25, 2026.

Remarks:

CIO (Chief Information Officer)

	/s/ Takashi Futaki, as Attorney-in-fact	06/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Akio Hori report for Nomura Holdings (NMR)?

Akio Hori reported a grant-related acquisition of 70.614 Nomura Holdings common shares at $8.86 per share. These shares are held indirectly through an officers' stock ownership plan, indicating a compensation award rather than an open-market purchase or sale.

Was the Akio Hori Form 4 for Nomura (NMR) an open-market trade?

No, the filing shows a grant or award acquisition of 70.614 shares, not an open-market trade. The shares are credited to an officers' stock ownership plan, which typically reflects compensation-related allocations instead of discretionary buying or selling by the officer.

How many Nomura (NMR) shares does Akio Hori hold after this Form 4?

After the reported transactions, Akio Hori holds 60,082 Nomura common shares directly and 90.552 shares indirectly. The indirect position is in an officers' stock ownership plan, while the larger direct block is recorded as an existing holding entry.

What price was used for the Akio Hori Nomura (NMR) share grant?

The grant-related acquisition is reported at $8.86 per share for 70.614 Nomura common shares. This U.S. dollar figure reflects a conversion from Japanese yen using a stated JPY161.82 to US$1 foreign exchange rate on the transaction date.

Does the Akio Hori Form 4 for Nomura (NMR) indicate large insider activity?

The reported activity is small in scale, involving 70.614 shares granted at $8.86 per share. It appears to be a routine compensation-related award into an officers' stock ownership plan, rather than a sizeable open-market purchase or sale by the executive.