What are Kitamura Takumi’s Nomura (NMR) share holdings after these transactions?

After the reported transactions, he holds 144,534 Nomura common shares directly and 1,000 shares indirectly through his spouse. He also holds the granted Notional Stock Units, which are cash-settled instruments linked to common stock value.

Nomura (NYSE: NMR) officer awarded new notional stock units and updates holdings

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Kitamura Takumi reported acquisition or exercise transactions in this Form 4 filing.

Nomura Holdings Inc. officer Kitamura Takumi reported new equity-based compensation and updated holdings. On May 25, 2026, he received three grants of Notional Stock Units covering 28,029, 28,030 and 28,030 units, each linked to one share of common stock and payable in cash. These units are scheduled to deliver value on April 1, 2027, April 1, 2028, and April 1, 2029. Following these awards, he holds 144,534 common shares directly and 1,000 shares indirectly through his spouse, along with the reported notional units.

Insider Trade Summary

5 transactions reported

Mixed 5 txns

Insider Kitamura Takumi

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Notional Stock Units	28,030	$0.00	--
Grant/Award	Notional Stock Units	28,030	$0.00	--
Grant/Award	Notional Stock Units	28,029	$0.00	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Notional Stock Units — 127,799 shares (Direct, null); Common Stock — 144,534 shares (Direct, null); Common Stock — 1,000 shares (Indirect, Held by spouse)

Footnotes (1)

Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock. No separate Expiration Date.

Key Figures

Direct common shares after transaction: 144,534 shares Indirect common shares after transaction: 1,000 shares Notional Stock Unit grant 1: 28,029 units +5 more

8 metrics

Direct common shares after transaction 144,534 shares Total common stock held directly following May 25, 2026 entry

Indirect common shares after transaction 1,000 shares Common stock held indirectly, described as held by spouse

Notional Stock Unit grant 1 28,029 units Cash-settled units exercisable on April 1, 2029, linked to common stock

Notional Stock Unit grant 2 28,030 units Cash-settled units exercisable on April 1, 2028, linked to common stock

Notional Stock Unit grant 3 28,030 units Cash-settled units exercisable on April 1, 2027, linked to common stock

Notional Stock Units outstanding (entry 1) 183,858 units Total Notional Stock Units in first award line after transaction

Notional Stock Units outstanding (entry 2) 155,829 units Total Notional Stock Units in second award line after transaction

Notional Stock Units outstanding (entry 3) 127,799 units Total Notional Stock Units in third award line after transaction

Key Terms

Notional Stock Units, grant/award acquisition, Held by spouse, indirect ownership

4 terms

Notional Stock Units financial

"Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock."

grant/award acquisition financial

"transaction_action: grant/award acquisition with transaction code A for Notional Stock Units."

Held by spouse financial

"Indirect ownership of 1,000 common shares is described as Held by spouse."

indirect ownership financial

"The filing classifies 1,000 common shares as indirect ownership with code I."

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Form 4 Insider Transactions: What Each Field Means →

05/27/2026 - 06:25 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kitamura Takumi

(Last)

(First)

(Middle)

13-1, NIHONBASHI 1-CHOME, CHUO-KU

(Street)

TOKYO

JAPAN

103-8645

(City)

(State)

(Zip)

JAPAN

(Country)

2. Issuer Name and Ticker or Trading Symbol
NOMURA HOLDINGS INC [ NMR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

2a. Foreign Trading Symbol
[TSE: 8604]

3. Date of Earliest Transaction (Month/Day/Year)
05/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								144,534	D
Common Stock								1,000	I	Held by spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Notional Stock Units⁽¹⁾	⁽¹⁾	05/25/2026		A		28,030		04/01/2027	⁽²⁾	Common stock	28,030	$0	127,799	D
Notional Stock Units⁽¹⁾	⁽¹⁾	05/25/2026		A		28,030		04/01/2028	⁽²⁾	Common stock	28,030	$0	155,829	D
Notional Stock Units⁽¹⁾	⁽¹⁾	05/25/2026		A		28,029		04/01/2029	⁽²⁾	Common stock	28,029	$0	183,858	D

Explanation of Responses:

1. Each Notional Stock Unit represents the right to receive cash equal in value to one share of Common Stock.

2. No separate Expiration Date.

Remarks:

Executive Officer, CTO (Chief Transformation Officer)

	/s/ Takashi Futaki, as Attorney-in-fact	05/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did Kitamura Takumi report at Nomura Holdings (NMR)?

Kitamura Takumi reported grants of Notional Stock Units and updated share holdings. The filing shows three stock-based awards on May 25, 2026, plus his direct and indirect common stock ownership after these compensation-related transactions.

How many Notional Stock Units were granted to Kitamura Takumi in this Nomura (NMR) filing?

He received three separate Notional Stock Unit grants of 28,029, 28,030 and 28,030 units. Each unit represents the right to receive cash equal in value to one share of Nomura common stock at settlement.

When do Kitamura Takumi’s Notional Stock Units at Nomura (NMR) become payable?

The Notional Stock Units are scheduled for delivery on April 1, 2027, April 1, 2028, and April 1, 2029. These dates correspond to the exercise dates listed for each award in the compensation arrangement.

Did Kitamura Takumi buy or sell Nomura (NMR) shares in this Form 4?

The filing does not show any open-market buys or sells of Nomura common stock. It reports compensation-related grants of Notional Stock Units and updates to his existing direct and indirect share holdings.

What does a Notional Stock Unit mean in the Nomura (NMR) compensation plan?

Each Notional Stock Unit gives the right to receive cash equal to one Nomura common share. These are derivative awards used in compensation, without a separate expiration date and with scheduled future exercise or payment dates.