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Neostellar Capital Corp. (NSLR) director Ronald Lott, through the Ronald M. Lott Family Trust, has filed notice to sell common stock of Neostellar under Rule 144. Goldman Sachs & Co. LLC is listed as the broker for a proposed sale involving 5,085 shares of common stock.
The shares to be sold were acquired as compensation through Restricted Stock Units granted on May 31, 2023 and June 5, 2025. The notice also reports a prior sale of 500 common shares by the Ronald M. Lott Family Trust on June 23, 2026.
Neostellar Capital Corp. (NSLR) director Falk Erik A reported a purchase of common stock. On 2026-08-26, an entity described as a revocable trust associated with Falk Erik A acquired 50,000 shares of Neostellar Capital Corp. common stock in a transaction reported as a purchase. The filing reports a weighted-average purchase price of $10.22 per share, with the reporting person undertaking to provide detailed price breakdowns upon request. Following this transaction, the revocable trust holds 50,000 shares of Neostellar Capital Corp. common stock as indirect ownership.
Neostellar Capital Corp. director and Chairman, CEO and President Mark D. Klein reported an open-market purchase of 26,040 shares of common stock on August 10, 2026 at a weighted-average price of $9.60 per share. After this transaction, he beneficially owns 1,758,796 shares, including shares held by his spouse and multiple grants of restricted shares that have fully vested but remain subject to transfer restrictions under prior equity incentive plans and a lock-up agreement.
Neostellar Capital Corp., a business development company, reported a sharp expansion of its balance sheet as of June 30, 2026. Total investments at fair value reached $405.9 million and total assets $420.1 million, up from $225.5 million and $276.0 million at December 31, 2025. Net assets climbed to $355.9 million and net asset value per share rose to $13.44 from $8.09, with 26.5 million common shares outstanding. Liabilities totaled $64.3 million, including 6.00% notes due 2026 with a $35.8 million face amount and 6.50% convertible notes due 2029 with a $27.0 million face amount.
For the six months ended June 30, 2026, net change in net assets resulting from operations was $136.9 million, more than double the prior‑year period, driven by $158.3 million of net unrealized appreciation and $5.9 million of realized gains. These were partly offset by a $27.3 million net investment loss as operating expenses increased to $28.4 million, including $21.7 million of compensation and $2.6 million of professional fees. The second quarter alone produced an $18.7 million decrease in net assets from operations, or a basic loss of $0.72 per share.
Operating activities used $29.8 million of cash and financing activities used $6.3 million, reducing cash and restricted cash from $49.1 million to $12.9 million. The investment portfolio is highly concentrated, with Whoop, Inc. valued at $150.8 million (42.4% of net assets), ARK Type One Deep Ventures Fund at $59.3 million (16.7%), and IH10, LLC at $34.0 million (9.6%). Non‑qualifying assets represented 32.73% of total investments. Effective July 15, 2026, the company became externally managed by Neostellar Advisors LLC.
Neostellar Capital Corp. reported results for the quarter ended June 30, 2026. Net assets were about $355.9 million, with Net Asset Value of $13.44 per share, compared with $14.24 per share at March 31, 2026 and $9.18 per share at June 30, 2025. Total investments at fair value were $405.9 million across 37 portfolio companies.
The quarter showed a net investment loss of $23.4 million, or $(0.90) per share, driven by roughly $20.0 million of accelerated, non-recurring expenses tied to the transition to an externally managed structure. Net realized gains on investments were $5.0 million, the net change in unrealized appreciation was a loss of $0.4 million, and the net decrease in net assets from operations was $(18.7) million, or $(0.72) per share.
The investment portfolio remained concentrated, with the top five holdings, led by Whoop, ARK Type One Deep Ventures Fund (exposure to OpenAI), IH10 (VAST Data), a TensorWave SPV, and Blink Health, representing about 69% of fair value. During the quarter Neostellar funded the remaining $15.0 million of its $20.0 million TensorWave commitment and invested $9.5 million in ClickHouse. Subsequent to quarter-end, a Magnetar affiliate provided $20.0 million via a 6.50% redeemable promissory note due 2029, which may be repaid in common shares if the company completes transactions raising at least $230.0 million of gross proceeds.
Neostellar Capital Corp. reported preliminary second-quarter 2026 results, estimating net asset value at $13.25 to $13.75 per share as of June 30, 2026. Net assets were previously $361.6 million, or $14.24 per share, as of March 31, 2026.
The company completed its full $20.0 million commitment to TensorWave via Magnetar Opportunity 2025-4 LP and invested $9.5 million in ClickHouse, Inc., both focused on AI and enterprise infrastructure. It also exited or harvested gains from vehicles tied to CoreWeave, GrabAGun Digital Holdings, and HL Digital Assets, generating several million dollars of proceeds and realized gains.
As of June 30, 2026, Neostellar held positions in 37 portfolio companies, with liquid assets of about $14.7 million and 26,473,222 common shares outstanding. The company recently rebranded from SuRo Capital Corp. and expects to complete a transition to an externally managed structure, subject to customary regulatory approvals, and plans to announce full second-quarter results in August 2026.