STOCK TITAN

NetApp director sells 3,526 shares at $194.04

NetApp director Deepak Ahuja reported a Rule 10b5-1 planned sale of 3,526 shares, leaving him with 16,264 shares directly held.

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

NetApp, Inc. (NTAP) director Deepak Ahuja sold 3,526 Common Shares on September 14, 2026 at a price of $194.04 per share. After this sale, he directly holds 16,264 shares. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2026.

Positive

  • None.

Negative

  • None.
Insider Ahuja Deepak
Role Director
Sold 3,526 shs ($684K)
Type Security Shares Price Value
Sale Common Shares F1 3,526 $194.04 $684K
Holdings After Transaction: Common Shares — 16,264 shares (Direct)
Footnotes (1)
  1. F1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2026.
Shares sold 3,526 shares Common Shares sold by director on September 14, 2026
Sale price per share $194.04 per share Price for the 3,526 Common Shares sold on September 14, 2026
Shares held after transaction 16,264 shares Director’s directly owned Common Shares following the sale
Net shares sold in filing 3,526 shares Net sell volume across all reported transactions in this Form 4
Rule 10b5-1 plan adoption date June 15, 2026 Date the trading plan governing the reported sale was adopted
Rule 10b5-1 trading plan regulatory
"was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Common Shares financial
"security title is listed as Common Shares for the reported transaction"
Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.
open market or private transaction financial
"described as a Sale in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NetApp (NTAP) director Deepak Ahuja report?

Deepak Ahuja reported a sale of 3,526 NetApp Common Shares on September 14, 2026. The transaction was labeled as a sale in open market or private transaction and left him with 16,264 shares directly owned afterward.

At what price were the NTAP shares sold by director Deepak Ahuja?

The reported sale by Deepak Ahuja of 3,526 NetApp Common Shares on September 14, 2026 was executed at a price of $194.04 per share, according to the transaction details.

How many NetApp (NTAP) shares does Deepak Ahuja hold after this Form 4 transaction?

Following the September 14, 2026 sale, Deepak Ahuja directly holds 16,264 NetApp Common Shares. This figure is reported as his total shares following the transaction on the Form 4.

Was Deepak Ahuja’s NTAP share sale under a Rule 10b5-1 trading plan?

Yes. The Form 4 states that the September 14, 2026 sale of 3,526 shares was effected pursuant to a Rule 10b5-1 trading plan that Deepak Ahuja adopted on June 15, 2026.

What role does Deepak Ahuja have at NetApp (NTAP) in this Form 4?

In this Form 4, Deepak Ahuja is identified as a director of NetApp, Inc. He is not listed as an officer or ten percent owner in the reporting-person information.

How many total NetApp (NTAP) shares did Deepak Ahuja sell in this reported transaction?

The transaction summary reports a net sale of 3,526 shares of NetApp Common Shares by director Deepak Ahuja, with one sell transaction and no reported purchases, exercises, or gifts in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ahuja Deepak

(Last)(First)(Middle)
3060 OLSEN DRIVE

(Street)
SAN JOSE CALIFORNIA 95128

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NetApp, Inc. [ NTAP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares09/14/2026S(1)3,526D$194.0416,264D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2026.
/s/ Colin Lloyd, Attorney-in-Fact for Deepak Ahuja09/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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