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NetApp (NTAP) SEC Filings, Oct-Nov 2025

NTAP NASDAQ

NetApp, Inc. filings document the financial reporting, governance, and capital-return disclosures of an enterprise data management and storage company. Form 8-K reports cover quarterly operating results, GAAP and non-GAAP reconciliations, revenue categories such as all-flash arrays and Public Cloud, and shareholder returns through repurchases and dividends.

Proxy and governance filings describe board composition, director appointments, shareholder voting matters, executive and director compensation, equity awards, indemnification arrangements, and related corporate governance practices. The filings also provide formal records for material events and capital-structure matters tied to NetApp's public-company reporting.

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NetApp, Inc. filed a Form S-8 to register an additional 9,000,000 shares of common stock for its employee benefit programs. This includes 4,000,000 shares issuable under the NetApp, Inc. Employee Stock Purchase Plan and 5,000,000 shares issuable under the NetApp, Inc. 2021 Equity Incentive Plan. These shares are of the same class as securities previously registered on earlier Form S-8 filings, whose contents are incorporated by reference. The filing also updates the list of incorporated reports and attaches opinions, consents, and the amended plan documents as exhibits.

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NetApp, Inc. reported modest growth for the quarter ended October 24, 2025. Net revenues rose to $1.705 billion from $1.658 billion a year earlier, while quarterly net income increased to $305 million from $299 million. Diluted EPS improved to $1.51 from $1.42 as share count declined.

For the first six months, net revenues were $3.264 billion versus $3.199 billion, but net income eased to $538 million from $547 million. Gross margin stayed strong at about 71%, supported by both Hybrid Cloud and higher-margin Public Cloud, which generated $171 million of quarterly revenue.

NetApp generated $800 million of operating cash flow in six months, up from $446 million, and ended the quarter with $3.014 billion in cash, cash equivalents and short-term investments. The company repaid $750 million of maturing notes, repurchased 5.2 million shares for $550 million, and paid $207 million in dividends, while authorizing further buybacks and declaring a new $0.52 per-share dividend.

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NetApp, Inc. (NTAP) filed a current report announcing that it has released financial results for the second quarter of its fiscal year 2026, which ended on October 24, 2025. The company issued a press release on November 25, 2025 detailing these results, and that release is included as Exhibit 99.1.

The company notes that the press release and related conference call use non-GAAP financial measures, and a reconciliation to comparable GAAP figures is provided in the press release. The information in this report and its exhibits is being furnished rather than filed, which limits its use for certain legal liability purposes under U.S. securities laws.

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NetApp, Inc. (NTAP) reported an insider transaction by its VP, Controller & CAO, Daniel De Lorenzo, on a Form 4. On 11/17/2025, he sold 327 shares of NetApp common stock at a price of $107.48 per share, reported with transaction code "S." Following this sale, the filing shows that he beneficially owned 0 shares directly. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 26, 2025.

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NetApp, Inc. (NTAP) officer Daniel De Lorenzo, the VP, Controller & CAO, reported equity transactions on November 15, 2025. He acquired 500 common shares through the vesting and conversion of previously granted restricted stock units, which convert into common stock on a one-for-one basis. On the same date, he disposed of 173 common shares at $109.6 per share, typically used to cover tax withholding, leaving him with 327 common shares held directly.

Several restricted stock unit awards granted between 2021 and 2024 partially vested on this date. After these vesting events, portions of those RSU grants remain outstanding, scheduled to continue vesting over time as long as his service with NetApp continues on each applicable vesting date.

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NetApp President Cesar Cernuda converted previously granted restricted stock units into 4,921 common shares on November 15, 2025. To cover tax obligations, 2,312 shares were withheld at $109.6000 per share. After these transactions he directly holds 54,723 common shares and 26,462 restricted stock units.

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NetApp, Inc. (NTAP) reported an insider equity transaction by its EVP, Chief Administrative Officer. On 11/15/2025, the executive acquired 2,752 common shares through the conversion of previously granted restricted stock units and then disposed of 1,373 common shares at $109.6 per share. After these transactions, the executive directly owned 23,007 common shares of NetApp.

The filing also shows multiple restricted stock unit awards converting into common shares on a one-for-one basis, with remaining unvested units continuing to be held. These awards were originally granted in 2022, 2023, and 2024 and vest over multi-year schedules, subject to continued service.

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NetApp, Inc. (NTAP) CEO and director George Kurian reported routine equity transactions involving company stock. On November 15, 2025, he acquired 7,759 common shares upon the vesting and settlement of previously granted restricted stock units, then disposed of 3,876 shares in a transaction coded "F" at $109.6 per share, typically reflecting shares withheld to cover taxes. After these transactions, he directly owned 278,821 NetApp common shares.

Related derivative entries show partial vesting of three restricted stock unit grants originally awarded on July 1, 2022, July 13, 2023, and July 1, 2024. These awards vest over four years, with 25% vesting on May 15 of the first vesting year for each grant and the remaining shares vesting in equal quarterly installments over the next three years, subject to continued service. Following the reported settlements, Kurian continued to hold significant unvested restricted stock units in each grant.

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NetApp (NTAP) Form 4: EVP and Chief Administrative Officer Elizabeth M. O'Callahan reported the sale of 1,000 common shares on 11/10/2025 at a price of $114.29 per share (transaction code S). Following the transaction, she beneficially owns 21,628 shares, held directly.

The filing notes the trade was executed under a Rule 10b5-1 trading plan adopted on 11/29/2024, which pre-schedules trades.

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Rhea-AI Summary

NetApp (NTAP) reported an insider transaction by its EVP, Chief Admin. Officer, Elizabeth M O'Callahan. On 10/10/2025, she sold 1,000 common shares at $119 per share. Following the sale, she beneficially owns 22,628 shares, held directly.

The filing notes the trade was effected under a Rule 10b5-1 trading plan adopted on November 29, 2024. This plan pre‑sets trading parameters, providing a structured framework for transactions.

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FAQ

How many NetApp (NTAP) SEC filings are available on StockTitan?

StockTitan tracks 160 SEC filings for NetApp (NTAP), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NetApp (NTAP)?

The most recent SEC filing for NetApp (NTAP) was filed on November 25, 2025.