Every Form 4 that NetApp, Inc (NTAP) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NTAP and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NTAP filings page.
NetApp, Inc. (NTAP) reports that EVP, Chief Admin. Officer Elizabeth M. O’Callahan converted 1,385 restricted stock units into 1,385 common shares on October 15, 2026, on a one-for-one basis. On that date, 699 common shares were delivered or withheld for payment of exercise price or tax liability at $222.20 per share. Her reported post-transaction restricted stock unit position was 9,702 shares.
NetApp, Inc. EVP, Chief Product Officer Syam Nair converted 1,847 restricted stock units into 1,847 common shares on October 15, 2026. On that date, 727 common shares were delivered or withheld for payment of exercise price or tax liability, at a reported price of $222.20 per share. The reported derivative position following the conversion was 12,936 restricted stock units. Nair was granted 14,783 restricted stock units on July 1, 2026; the award terms provide for 1/8th to vest on October 15, 2026, followed by 1/16th quarterly thereafter for a total of 45 months, subject to continued service.
NetApp, Inc. EVP, CFO Wissam G. Jabre converted 1,732 restricted stock units into 1,732 common shares on October 15, 2026. The same-day report lists 874 common shares delivered or withheld for payment of exercise price or tax liability, at a reported price of $222.20 per share. The reported RSU position after the conversion was 12,127 units.
NetApp, Inc. CEO George Kurian converted 3,657 restricted stock units into 3,657 common shares on October 15, 2026; the units convert one-for-one. Another 1,845 common shares were delivered or withheld for payment of exercise price or tax liability, at a reported $222.20 per share. After conversion, 25,602 restricted stock units remained. The award was granted July 1, 2026, and vesting was subject to continued service on each applicable vesting date. No Rule 10b5-1 plan is reported.
Daniel De Lorenzo, NetApp, Inc.’s SVP, Chief Accounting Officer, exercised 808 restricted stock units on October 15, 2026, converting them one-for-one into 808 common shares. On the same date, 287 common shares were delivered or withheld for payment of exercise price or tax liability at $222.20 per share. The derivative position was 5,659 restricted stock units following the transaction.
The units were part of 6,467 restricted stock units granted July 1, 2026. The awards vest over 45 months, subject to continued service on each applicable vesting date.
NetApp, Inc. President Cesar Cernuda converted 1,847 restricted stock units into 1,847 common shares on October 15, 2026. On that date, 869 common shares were delivered or withheld for payment of exercise price or tax liability at $222.20 per share. The derivative position following conversion was 12,936 restricted stock units; vesting of the award is subject to continued service.
NetApp, Inc. reported that Elizabeth M. O'Callahan, its EVP, Chief Admin. Officer, sold 1,000 common shares at $237.42 per share on October 12, 2026. She reported 29,737 shares held directly after the sale. The sale was made under a Rule 10b5-1 trading plan adopted December 22, 2025.
Carrie Palin, a director of NetApp, Inc. (NTAP), sold 5,000 common shares at $216.43 per share on October 2, 2026. The sale is described as occurring in the open market or in a private transaction. Her direct holdings after the sale were 6,660 shares.
NetApp, Inc. director Gerald Held sold 5,757 common shares on October 1, 2026, at $212 per share. The sale was reported as a direct transaction, and Held directly held 10,325 common shares afterward. No Rule 10b5-1 plan is reported.
NetApp, Inc. CEO George Kurian reported selling 10,000 common shares on October 1, 2026, in four direct transactions. The sales were made under a Rule 10b5-1 trading plan adopted June 15, 2026. Reported prices were a weighted average of $209.01 per share for 3,689 shares, $210.20 for 3,612 shares, and $210.98 for 1,697 shares; the remaining 1,002 shares were reported at $211.67 per share.
NetApp, Inc. CEO George Kurian sold 50,000 common shares on September 29, 2026, at a weighted average price of $209.95 per share; actual prices received ranged from $209.95 to $209.98. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2026. Kurian directly held 218,537 shares after the transaction.
NetApp, Inc. CEO George Kurian sold 37,000 common shares at $199.95 per share on September 24, 2026. The sale was made under a Rule 10b5-1 trading plan adopted June 15, 2026. He directly held 268,537 shares after the transaction.
NetApp, Inc. CEO George Kurian sold 13,000 common shares on September 21, 2026, at a weighted average price of $200.01 per share. Prices received ranged from $200.00 to $200.45. The sale was made under a Rule 10b5-1 trading plan adopted on June 15, 2026. After the transaction, Kurian directly held 305,537 shares.
NetApp, Inc. director Deepak Ahuja sold 3,450 common shares at $200 per share on September 21, 2026, leaving 12,814 shares held directly. The sale was made under a Rule 10b5-1 trading plan.
NetApp, Inc. (NTAP) director Deepak Ahuja sold 3,526 Common Shares on September 14, 2026 at a price of $194.04 per share. After this sale, he directly holds 16,264 shares. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2026.
NetApp, Inc. (NTAP) reported that CEO and director George Kurian sold a total of 40,000 Common Shares on September 14, 2026 in multiple open‑market transactions under a Rule 10b5-1 trading plan adopted on June 15, 2026. The reported weighted average sale prices ranged from about $189.70 to $194.04 per share.
NetApp, Inc. (NTAP) director Thomas Michael Nevens reported an indirect sale of 5,940 common shares on September 11, 2026 through The Nevens Family 1997 Trust. The shares were sold at a weighted average price of $195.21 per share, within a range of $194.75 to $195.71, leaving 7,747 shares held by the trust after the transaction. No Rule 10b5-1 trading plan is reported for this sale.
NetApp, Inc. (NTAP) reported that Elizabeth M. O'Callahan, its EVP and Chief Administrative Officer, sold 1,000 common shares on September 10, 2026 in a market transaction at $184.74 per share. After this sale, she directly holds 30,737 shares. The trade was carried out under a Rule 10b5-1 trading plan adopted on December 22, 2025.
NetApp, Inc. (NTAP) director June Yang received an equity compensation grant of 1,542 restricted stock units on September 9, 2026. These RSUs convert into common stock on a one-for-one basis and represent Yang's direct beneficial ownership of 1,542 underlying common shares after the grant.
The RSUs vest on the day immediately preceding the next Annual Meeting of Stockholders following the grant date, contingent on Yang's continuous service on the Board through that date. Vested shares will be delivered upon the earlier of ceasing Board service or a change of control.
NetApp, Inc. (NTAP) reported director Anders Gustafsson’s equity compensation activity. On September 8, 2026, 2,307 restricted stock units vested and converted into 2,307 Common Shares on a one-for-one basis from an award granted on September 10, 2025. Following this conversion, he held 13,756 Common Shares directly.
On September 9, 2026, Gustafsson received a new grant of 1,542 restricted stock units, which will vest on the day immediately preceding the date of the next Annual Meeting of Stockholders, subject to his continuous service on the Board through that date. No Rule 10b5-1 trading plan is reported.
NetApp, Inc. (NTAP) reported that director Deepak Ahuja received a grant of 1,542 Restricted Stock Units (RSUs) on September 9, 2026. Each RSU converts into one share of common stock. The RSUs vest on the day immediately preceding the next Annual Meeting of Stockholders, subject to his continuous service on the Board.
NetApp, Inc. (NTAP) reports that director Paul Fipps received and vested equity awards in the form of restricted stock units. On September 8, 2026, 2,646 restricted stock units granted on January 14, 2026 vested and converted into 2,646 common shares on a one-for-one basis, which he now holds directly. On September 9, 2026, he was granted an additional 1,542 restricted stock units that will vest on the day immediately preceding the date of the next Annual Meeting of Stockholders, subject to his continuous service on the Board. No Rule 10b5-1 trading plan is reported for these transactions.
NetApp, Inc. director Gerald Held reported equity compensation activity involving restricted stock units and common shares. On September 9, 2026, he received a grant of 1,542 restricted stock units, which will vest on the day immediately preceding the next Annual Meeting of Stockholders, subject to his continuous board service. On September 8, 2026, 2,307 previously granted restricted stock units vested and converted into 2,307 common shares on a one-for-one basis, after which he held 16,082 common shares directly. No transactions were made under a Rule 10b5-1 trading plan.
NetApp, Inc. (NTAP) reported equity compensation and vesting activity for director Deborah Kerr. On September 9, 2026, she received a grant of 1,542 restricted stock units, which will vest on the day immediately preceding the date of the next Annual Meeting of Stockholders, subject to her continuous service on the Board.
On September 8, 2026, 2,307 restricted stock units that had been granted on September 10, 2025 vested and automatically converted into 2,307 common shares on a one-for-one basis. After this conversion, she held 27,360 common shares directly. No transactions are reported as made under a Rule 10b5-1 trading plan.
NetApp, Inc. (NTAP) director Thomas Michael Nevens reported equity award and vesting activity involving restricted stock units tied to NetApp common shares. On September 8, 2026, 2,914 restricted stock units vested and were converted into 2,914 common shares held indirectly through The Nevens Family 1997 Trust, which then held 13,687 shares. On September 9, 2026, he received a new grant of 1,948 restricted stock units that will vest on the day immediately preceding the next Annual Meeting of Stockholders, subject to his continuous service on the board. No Rule 10b5-1 trading plan is reported.
NetApp, Inc. (NTAP) director Carrie Palin reported equity compensation activity involving restricted stock units (RSUs) and common shares. On September 8, 2026, 2,307 RSUs vested and were converted on a one-for-one basis into 2,307 common shares, bringing her directly held common shares to 11,660. On September 9, 2026, she received a new grant of 1,542 RSUs, which will vest on the day immediately preceding the date of the next Annual Meeting of Stockholders, subject to her continuous service on the Board.
NetApp, Inc. (NTAP) director Francis J. Pelzer reported equity compensation activity involving restricted stock units and common shares. On September 8, 2026, 2,307 restricted stock units vested and were converted into 2,307 common shares on a one-for-one basis, increasing his directly held common shares to 3,763. On September 9, 2026, he received a grant of 1,542 restricted stock units that will vest on the day immediately preceding the date of the next Annual Meeting of Stockholders, subject to his continuous service on the Board. No open-market purchases or sales are reported, and no Rule 10b5-1 trading plan is indicated.
NetApp, Inc. (NTAP) reports that its President, Cesar Cernuda, sold a total of 2,608 common shares on August 17, 2026, in four open-market transactions at weighted average prices between $203.63 and $206.40. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2026.
NetApp, Inc. (NTAP) reported insider equity activity by President Cesar Cernuda involving restricted stock units (RSUs) and common shares on August 15, 2026. Three RSU tranches totaling 4,402 units (1,757; 1,199; 1,446) were exercised or converted into an equivalent number of common shares, as each RSU converts to common stock on a one-for-one basis. In connection with these events, 2,070 common shares were delivered or withheld at $204.99 per share for payment of exercise price or tax liability.
NetApp, Inc. (NTAP) reported that EVP and CFO Wissam G. Jabre exercised 1,356 restricted stock units, which converted into 1,356 common shares. To cover the exercise price or tax obligations, 684 common shares were delivered or withheld at $204.99 per share. Following this transaction, Jabre held 14,916 restricted stock units. A prior grant of 21,696 restricted stock units vests 25% on May 15, 2026 and 6.25% quarterly thereafter over three years, subject to continued service.
NetApp, Inc. (NTAP) reported equity compensation activity by EVP and Chief Administrative Officer Elizabeth M. O'Callahan. On 2026-08-15, three tranches of restricted stock units vested and converted one-for-one into a total of 2,908 common shares across prior grants from 2023, 2024, and 2025. On the same date, 1,468 common shares were delivered or withheld at $204.99 per share for payment of exercise price or tax liability, resulting in no net buy or sell transaction in the market.
NetApp, Inc. (NTAP) reported that officer Daniel De Lorenzo, SVP and Chief Accounting Officer, had three tranches of restricted stock units vest on August 15, 2026, converting a total of 743 common shares. In connection with this vesting, 266 common shares were delivered or withheld to cover exercise price or tax liability, with the remaining shares retained as directly owned common stock.
NetApp, Inc. (NTAP) CEO George Kurian reported vesting and settlement of restricted stock units tied to his equity compensation. On August 15, 2026, three RSU grants vested and 7,565 common shares were acquired through exercise/conversion of RSUs that convert one-for-one into common stock.
The vested shares came from prior RSU grants dated July 13, 2023 (2,885 shares), July 1, 2024 (1,999 shares), and July 1, 2025 (2,681 shares), each subject to multi-year quarterly vesting. On the same date, 3,817 shares of common stock were delivered or withheld at $204.99 per share for payment of exercise price or tax liability.
NetApp, Inc. (NTAP) executive Syam Nair reported equity transactions on August 15, 2026. A total of 42,739 restricted stock units were converted into an equal number of common shares, and 16,818 common shares were delivered or withheld at $204.99 per share to cover exercise price or tax liability. Following the conversion, Nair held 151,533 restricted stock units. A footnote also notes a separate purchase of 379 shares at $95.4295 per share under the NetApp Employee Stock Purchase Plan on May 29, 2026.
NetApp, Inc. executive Elizabeth M. O'Callahan, EVP and Chief Administrative Officer, reported a sale of 1,000 Common Shares on August 10, 2026, at $193.82 per share. After this open-market transaction, she directly holds 30,297 Common Shares. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 22, 2025.
Elizabeth M. O'Callahan, EVP and Chief Admin. Officer of NetApp, Inc., completed an open-market sale of 1,000 common shares on 2026-07-10 at $170.9200 per share. After the transaction, she holds 31,297 shares directly. The sale was executed under a pre-arranged Rule 10b5-1 trading plan.
NetApp, Inc. reported that CEO George Kurian received an equity compensation grant of 29,259 restricted stock units. These units convert into common stock on a one-for-one basis and were awarded at no cash exercise price.
The grant is scheduled to vest over time: 12.5% of the shares on October 15, 2026, then 6.25% of the shares vesting quarterly for a total of 45 months, subject to his continued service. This is a compensation-related award rather than an open-market share purchase or sale.
NetApp, Inc. reported that SVP and Chief Accounting Officer Daniel De Lorenzo received a grant of 6,467 restricted stock units. These units convert into common stock on a one-for-one basis. The award vests 12.5% on October 15, 2026, with 6.25% vesting quarterly thereafter over a total of 45 months, subject to continued service. Following this compensation-related grant, his directly held restricted stock unit balance reported in this filing is 6,467 units.
NetApp, Inc. President Cesar Cernuda received a grant of 14,783 restricted stock units on July 1, 2026. These restricted stock units convert into common stock on a one-for-one basis, giving him rights to an equal number of NetApp common shares as they vest over time.
The award is scheduled to vest as to 1/8th (12.5%) of the shares on October 15, 2026 and 1/16th (6.25%) of the shares quarterly thereafter for a total of 45 months, subject to his continued service on each vesting date. Following this grant, his reported derivative holdings from this award total 14,783 units held directly.
O'Callahan Elizabeth M reported acquisition or exercise transactions in this Form 4 filing.
NetApp, Inc. executive Elizabeth M. O'Callahan, EVP and Chief Administrative Officer, reported receiving a compensation-related equity grant. On July 1, 2026, she was granted 11,087 restricted stock units, each convertible into one share of NetApp common stock.
The award will vest over time, with 12.5% of the units scheduled to vest on October 15, 2026, and 6.25% of the units vesting quarterly thereafter for a total of 45 months, subject to her continued service on each vesting date. Following this grant, she directly holds 11,087 RSUs from this award.
NetApp, Inc. reported that EVP and CFO Wissam G. Jabre received a grant of 13,859 restricted stock units on July 1, 2026. These RSUs convert into common stock on a one-for-one basis. Following the grant, he holds 13,859 RSUs directly.
The award is scheduled to vest as to 1/8 (12.5%) of the shares on October 15, 2026, with 1/16 (6.25%) of the shares vesting quarterly thereafter for a total of 45 months, subject to his continued service on each vesting date.
Nair Syam reported acquisition or exercise transactions in this Form 4 filing.
NetApp EVP and Chief Product Officer Syam Nair received a grant of 14,783 restricted stock units (RSUs) on common shares as equity compensation. According to the award terms, 1/8 of the RSUs will vest on October 15, 2026, with 1/16 of the shares vesting quarterly thereafter over a total of 45 months, subject to continued service. All 14,783 RSUs were newly granted and represent Nair’s reported RSU holdings following this transaction.
NetApp, Inc. President Cesar Cernuda reported selling a total of 49,464 common shares on June 23, 2026 in four open-market transactions. Reported sale prices ranged from $152.52 to $156.49, with each line item shown as a weighted average price.
The filing states these transactions were effected under a pre-arranged Rule 10b5-1 trading plan adopted on March 24, 2026, meaning the sales were scheduled in advance rather than timed discretionarily.
NetApp, Inc. executive Elizabeth M. O'Callahan, EVP and Chief Administrative Officer, sold 1,000 common shares on June 10, 2026 in an open-market transaction at $163.48 per share. After this sale, she directly holds 32,297 shares of NetApp common stock.
The transaction was executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 29, 2024, indicating it was scheduled in advance. A footnote also notes a separate purchase of 212 shares at $83.9545 per share under the NetApp Employee Stock Purchase Plan on May 29, 2026.
NetApp, Inc. director Gerald Held reported an open-market sale of company stock. On June 3, 2026, he sold 7,132 Common Shares at $180.00 per share. After this transaction, he directly holds 13,775 Common Shares, indicating he retained a substantial remaining position.
NetApp, Inc. VP, Controller & CAO Daniel De Lorenzo reported an open‑market sale of 225 common shares at $171.09 per share. The transaction occurred as a direct holding and was executed under a pre‑arranged Rule 10b5‑1 trading plan adopted by the reporting person. Following this sale, he directly holds 1,090 NetApp common shares. A footnote explains that the 225 shares were originally purchased at $83.9545 per share under the NetApp Employee Stock Purchase Plan.
NetApp, Inc. insider Daniel De Lorenzo, VP, Controller & CAO, reported an open-market sale of 275 Common Shares at $120.00 per share. After this transaction, he directly holds 1,090 Common Shares. The filing notes the sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted by the reporting person.
NetApp, Inc. VP, Controller & CAO Daniel De Lorenzo reported routine equity compensation activity. On May 15, 2026, restricted stock units converted into 2,116 common shares. Of these, 751 shares were withheld at $119.93 per share to cover tax obligations, leaving 1,365 common shares held directly after the transactions.
NetApp, Inc. President Cesar Cernuda reported routine equity compensation transactions involving restricted stock units and related tax withholding. On May 15, 2026, he exercised derivative securities to acquire 10,705 common shares, reflecting vesting of restricted stock units that convert into common stock on a one-for-one basis.
On the same date, 5,033 common shares were disposed of at an effective price of $119.93 per share to cover tax liabilities by delivering shares, rather than through an open-market sale. Following these transactions, Cernuda directly held 96,017 common shares. The filing also shows multiple RSU grants with time-based vesting schedules tied to continued service.
NetApp, Inc. executive Elizabeth M. O’Callahan, EVP and Chief Administrative Officer, reported routine equity compensation activity. On May 15, 2026, a total of 7,573 restricted stock units converted into an equal number of common shares as part of previously granted awards.
To satisfy tax obligations, 3,822 common shares were disposed of by share withholding at a reference price of $119.93 per share rather than sold in the open market. Following these transactions, O’Callahan directly held 33,085 NetApp common shares. Footnotes note RSU grants from 2022–2025 that vest over several years, converting one-for-one into common stock.