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NetApp (NTAP) Form 4 Filings

NTAP NASDAQ

Every Form 4 that NetApp, Inc (NTAP) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow NTAP and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NTAP filings page.

Rhea-AI Summary

NetApp, Inc. executive Wissam G. Jabre, EVP and CFO, exercised 5,424 restricted stock units, which converted into the same number of common shares. On the same date, 2,736 common shares were disposed of in a tax-withholding transaction at $119.93 per share to cover obligations. After these transactions, Jabre directly holds 37,804 common shares. The RSUs come from a 21,696-unit grant awarded on July 1, 2025, scheduled to vest 25% on May 15, 2026 and 6.25% quarterly thereafter, subject to continued service.

Rhea-AI Summary

NetApp, Inc. CEO George Kurian reported routine equity compensation activity. On May 15, 2026, he exercised restricted stock units to acquire 18,489 Common Shares at a stated price of $0.0000 per share through derivative exercises.

As part of the same event, 9,326 Common Shares were disposed of in a tax-withholding transaction at $119.93 per share to cover obligations. Following these transactions, his directly held Common Shares are reported at 354,789 shares, reflecting an ongoing equity stake in NetApp.

Rhea-AI Summary

NetApp, Inc. executive vice president and CFO Wissam G. Jabre reported compensation-related share movements involving NetApp common shares. On May 14, 2026, he received two stock awards of 17,697 and 21,174 common shares at no purchase price, reflecting settlement of performance stock units originally granted on April 15, 2025 that convert into common stock on a one-for-one basis.

To cover tax obligations on these awards, 8,925 and 10,679 shares were withheld and disposed of at a price of $118.58 per share. After these grant and tax-withholding transactions, Jabre directly held 35,116 NetApp common shares.

Rhea-AI Summary

NetApp EVP and Chief Administrative Officer Elizabeth M. O'Callahan reported routine equity compensation activity involving performance stock units. On May 14, 2026, she received a total of 22,098 common shares through grants and the settlement of performance stock units that convert into common stock on a one-for-one basis. On the same date, 11,146 shares were disposed of at $118.58 per share to cover tax obligations, a tax-withholding mechanism rather than an open-market sale.

Rhea-AI Summary

NetApp, Inc. CEO George Kurian reported equity compensation activity involving performance-based awards and related tax withholding. On May 14, 2026, he acquired 70,060 and 57,027 NetApp common shares at no cost through grant/award acquisitions, tied to performance stock units.

To cover tax liabilities, Kurian had 35,332 and 28,759 common shares withheld at $118.58 per share as tax-withholding dispositions, rather than selling shares in the open market. Following these transactions, he directly holds 345,626 NetApp common shares. Footnotes indicate the settlements relate to performance stock units originally granted on July 13, 2023, which convert into common stock on a one-for-one basis.

Rhea-AI Summary

NetApp EVP and Chief Product Officer Syam Nair reported compensation-related stock transactions involving company common shares. On May 14, 2026, he received two direct grants totaling 7,803 and 9,336 common shares at no cost, characterized as grant or award acquisitions.

On the same date, he disposed of 3,071 and 3,674 common shares at $118.58 per share through tax-withholding dispositions to satisfy exercise price or tax liabilities. Footnotes state these movements relate to the settlement of performance stock units originally granted on August 15, 2025, which convert into common stock on a one-for-one basis.

Rhea-AI Summary

NetApp, Inc. President Cesar Cernuda reported compensation-related share activity involving performance stock units and associated tax withholding. On May 14, 2026, he received two grants of common shares totaling 33,166 and 26,998 shares at no cost, reflecting settlement and awards tied to equity compensation. On the same date, 15,589 and 12,690 shares were disposed of through tax-withholding transactions at $118.58 per share to cover tax liabilities. These transactions were not open-market purchases or sales but routine equity award vesting and related tax payments, and he continues to hold a significant direct stake in NetApp common shares.

Rhea-AI Summary

NetApp, Inc. executive Elizabeth M. O'Callahan, EVP and Chief Administrative Officer, sold 1,000 Common Shares on May 11, 2026 in an open-market transaction at $117.73 per share. The sale was made under a pre-arranged Rule 10b5-1 trading plan adopted on November 29, 2024. After this sale, she directly holds 18,382 NetApp Common Shares.

Rhea-AI Summary

NetApp, Inc. EVP and CFO Wissam G. Jabre exercised restricted stock units that converted into common shares on a one-for-one basis. On April 15, 2026, 28,654 restricted stock units converted into 28,654 common shares at a stated price of $0.00 per share.

To cover tax obligations, 12,939 of these common shares were disposed of at $98.89 per share as a tax-withholding transaction, not an open-market sale. Following these transactions, Jabre directly holds 15,849 common shares of NetApp.

Rhea-AI Summary

NetApp, Inc. executive Elizabeth M. O'Callahan, EVP and Chief Administrative Officer, completed an open-market sale of 1,000 Common Shares at $96.25 per share on April 10, 2026. After the transaction, she directly held 19,382 shares. The sale was made under a pre-arranged Rule 10b5-1 trading plan adopted on November 29, 2024, indicating it was scheduled in advance rather than timed opportunistically.

Rhea-AI Summary

NetApp, Inc. executive Elizabeth M. O'Callahan, EVP and Chief Administrative Officer, sold 1,000 common shares in an open-market transaction at $100.67 per share on March 10, 2026. The sale was made under a pre-arranged Rule 10b5-1 trading plan adopted on November 29, 2024, and she continues to hold 20,382 common shares directly.

Rhea-AI Summary

NetApp, Inc. insider Daniel De Lorenzo, the company’s VP, Controller & CAO, reported an open-market sale of 252 common shares at $101.84 per share. The transaction occurred on February 17, 2026 and was reported as directly owned shares.

After this sale, the filing shows De Lorenzo holding 0 common shares. The trade was carried out under a pre-established Rule 10b5-1 trading plan that the reporting person adopted on June 26, 2025, indicating the sale was scheduled in advance rather than decided at the time of execution.

Rhea-AI Summary

NetApp EVP and Chief Administrative Officer Elizabeth M. O’Callahan reported routine equity compensation activity involving restricted stock units (RSUs) and common shares. On February 15, 2026, several RSU tranches vested and were converted into common stock on a one-for-one basis, consistent with prior grant terms.

She acquired common shares through exercises or conversions linked to RSUs, including 2,750 common shares at a stated price of $0.00 per share, reflecting non-cash equity awards. To satisfy tax obligations, 1,443 common shares were disposed of at an average price of $98.22 per share via tax-withholding. Following these transactions, she directly held 21,382 NetApp common shares.

Footnotes describe earlier RSU grants made in 2022, 2023, and 2024, each vesting over multiple years with initial 25% vesting on specific May 15 dates and the remaining 6.25% vesting quarterly thereafter, subject to continued service. These transactions align with those multi-year vesting schedules.

Rhea-AI Summary

NetApp, Inc. President Cesar Cernuda reported multiple stock transactions linked to restricted stock unit (RSU) vesting and tax withholding. On February 15, 2026, RSUs converted into common stock in several tranches: 1,964, 1,756, and 1,199 RSUs, each on a one-for-one basis into common shares. An additional 4,919 common shares were acquired through derivative exercise or conversion on the same date, bringing direct common share holdings to 59,642 before tax withholding.

To cover tax obligations, 1,182 common shares were disposed of at $98.22 per share in a tax-withholding transaction, leaving Cernuda with 58,460 directly owned common shares after these transactions. The RSU grants referenced vest over time, with specified portions vesting initially and the remainder vesting quarterly over three years, subject to continued service.

Rhea-AI Summary

NetApp, Inc. executive Daniel De Lorenzo, VP, Controller & CAO, reported multiple equity award transactions on February 15, 2026. He acquired common shares through the conversion of restricted stock units, which convert into common stock on a one-for-one basis, and related derivative transactions.

Following these conversions, 428 common shares were credited to his direct holdings. In a separate transaction coded as a tax-withholding disposition, 176 common shares were delivered at a price of 98.2200 per share to satisfy tax obligations, leaving him with 252 directly held common shares afterward.

Rhea-AI Summary

NetApp, Inc. CEO George Kurian reported multiple stock transactions tied to restricted stock unit (RSU) vesting. On February 15, 2026, several RSU awards converted into common stock on a one-for-one basis, resulting in the acquisition of 7,760 common shares at a stated price of $0.00 per share through derivative exercises/conversions.

To cover tax obligations related to these vestings, 3,951 common shares were disposed of at $98.22 per share through a tax-withholding transaction coded "F," rather than an open-market sale. After these transactions, Kurian directly held 282,630 common shares of NetApp. The RSUs stem from grants made in 2022, 2023, and 2024 that vest over several years, subject to continued service on each vesting date.

Rhea-AI Summary

NetApp executive Elizabeth M. O'Callahan reported an open-market sale of company stock. On February 10, 2026, the EVP and Chief Administrative Officer sold 1,000 NetApp common shares at a price of $103.45 per share in a transaction coded as a sale.

Following this sale, she beneficially owns 20,075 common shares directly. The filing notes that the transaction was carried out under a pre-arranged Rule 10b5-1 trading plan that she adopted on November 29, 2024.

Rhea-AI Summary

NetApp director Paul Fipps reported a new equity award in the form of restricted stock units. On January 14, 2026, he was granted 2,646 restricted stock units at a price of $0.00 per unit, held as a direct ownership position. These units convert into common stock on a one-for-one basis.

The 2,646 restricted stock units will vest on the day immediately before the next Annual Stockholders Meeting following the grant date, as long as Fipps continues to serve on NetApp’s board through that date. After this grant, he beneficially owns 2,646 derivative securities tied to NetApp common shares.

Rhea-AI Summary

NetApp EVP and Chief Administrative Officer Elizabeth M. O'Callahan reported a planned sale of company stock. On 01/12/2026, she sold 1,000 NetApp common shares at a price of $105.49 per share in an open-market transaction.

The filing notes that this sale was made under a Rule 10b5-1 trading plan that she adopted on November 29, 2024, which is designed to pre-arrange trades. After this transaction, she beneficially owned 21,075 NetApp common shares directly.

Rhea-AI Summary

NetApp, Inc. (NTAP) reported an insider transaction by its VP, Controller & CAO, Daniel De Lorenzo, on a Form 4. On 11/17/2025, he sold 327 shares of NetApp common stock at a price of $107.48 per share, reported with transaction code "S." Following this sale, the filing shows that he beneficially owned 0 shares directly. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 26, 2025.

Rhea-AI Summary

NetApp, Inc. (NTAP) officer Daniel De Lorenzo, the VP, Controller & CAO, reported equity transactions on November 15, 2025. He acquired 500 common shares through the vesting and conversion of previously granted restricted stock units, which convert into common stock on a one-for-one basis. On the same date, he disposed of 173 common shares at $109.6 per share, typically used to cover tax withholding, leaving him with 327 common shares held directly.

Several restricted stock unit awards granted between 2021 and 2024 partially vested on this date. After these vesting events, portions of those RSU grants remain outstanding, scheduled to continue vesting over time as long as his service with NetApp continues on each applicable vesting date.

Rhea-AI Summary

NetApp President Cesar Cernuda converted previously granted restricted stock units into 4,921 common shares on November 15, 2025. To cover tax obligations, 2,312 shares were withheld at $109.6000 per share. After these transactions he directly holds 54,723 common shares and 26,462 restricted stock units.

Rhea-AI Summary

NetApp, Inc. (NTAP) reported an insider equity transaction by its EVP, Chief Administrative Officer. On 11/15/2025, the executive acquired 2,752 common shares through the conversion of previously granted restricted stock units and then disposed of 1,373 common shares at $109.6 per share. After these transactions, the executive directly owned 23,007 common shares of NetApp.

The filing also shows multiple restricted stock unit awards converting into common shares on a one-for-one basis, with remaining unvested units continuing to be held. These awards were originally granted in 2022, 2023, and 2024 and vest over multi-year schedules, subject to continued service.

Rhea-AI Summary

NetApp, Inc. (NTAP) CEO and director George Kurian reported routine equity transactions involving company stock. On November 15, 2025, he acquired 7,759 common shares upon the vesting and settlement of previously granted restricted stock units, then disposed of 3,876 shares in a transaction coded "F" at $109.6 per share, typically reflecting shares withheld to cover taxes. After these transactions, he directly owned 278,821 NetApp common shares.

Related derivative entries show partial vesting of three restricted stock unit grants originally awarded on July 1, 2022, July 13, 2023, and July 1, 2024. These awards vest over four years, with 25% vesting on May 15 of the first vesting year for each grant and the remaining shares vesting in equal quarterly installments over the next three years, subject to continued service. Following the reported settlements, Kurian continued to hold significant unvested restricted stock units in each grant.

Rhea-AI Summary

NetApp (NTAP) Form 4: EVP and Chief Administrative Officer Elizabeth M. O'Callahan reported the sale of 1,000 common shares on 11/10/2025 at a price of $114.29 per share (transaction code S). Following the transaction, she beneficially owns 21,628 shares, held directly.

The filing notes the trade was executed under a Rule 10b5-1 trading plan adopted on 11/29/2024, which pre-schedules trades.