Welcome to our dedicated page for Netapp SEC filings (Ticker: NTAP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The NetApp, Inc. (NASDAQ: NTAP) SEC filings page on Stock Titan aggregates the company’s official disclosures to U.S. regulators, giving investors direct access to how NetApp describes its business and performance. As an Intelligent Data Infrastructure company, NetApp uses its filings to explain how it provides enterprise-class software, systems, and services that transform data infrastructures across data types, workloads, and environments.
Core periodic reports such as the Form 10-K annual report and Form 10-Q quarterly reports typically discuss NetApp’s Hybrid Cloud and Public Cloud segments, its unified data storage and data services portfolio, and its focus on areas like AI-ready infrastructure, cyber resilience, and cloud-integrated storage. These filings also outline risk factors, segment information, and management’s discussion of strategy and operating trends.
Current reports on Form 8-K provide more immediate updates, including quarterly financial results, amendments to equity and employee stock purchase plans, and changes to director compensation policies, as reflected in NetApp’s recent 8-K filings. The DEF 14A proxy statement offers detail on corporate governance, executive and director compensation, board composition, and NetApp’s stated values and strategic priorities in areas such as AI, hybrid cloud, and operational excellence.
On Stock Titan, these filings are updated in near real time from EDGAR and paired with AI-powered summaries to help users interpret lengthy documents. Investors can quickly understand key points from NetApp’s 10-K and 10-Q reports, review material 8-K events, and examine proxy disclosures without reading every page, while still having full-text access for deeper analysis.
NetApp, Inc. President Cesar Cernuda reported multiple stock transactions linked to restricted stock unit (RSU) vesting and tax withholding. On February 15, 2026, RSUs converted into common stock in several tranches: 1,964, 1,756, and 1,199 RSUs, each on a one-for-one basis into common shares. An additional 4,919 common shares were acquired through derivative exercise or conversion on the same date, bringing direct common share holdings to 59,642 before tax withholding.
To cover tax obligations, 1,182 common shares were disposed of at $98.22 per share in a tax-withholding transaction, leaving Cernuda with 58,460 directly owned common shares after these transactions. The RSU grants referenced vest over time, with specified portions vesting initially and the remainder vesting quarterly over three years, subject to continued service.
NetApp, Inc. executive Daniel De Lorenzo, VP, Controller & CAO, reported multiple equity award transactions on February 15, 2026. He acquired common shares through the conversion of restricted stock units, which convert into common stock on a one-for-one basis, and related derivative transactions.
Following these conversions, 428 common shares were credited to his direct holdings. In a separate transaction coded as a tax-withholding disposition, 176 common shares were delivered at a price of 98.2200 per share to satisfy tax obligations, leaving him with 252 directly held common shares afterward.
NetApp, Inc. CEO George Kurian reported multiple stock transactions tied to restricted stock unit (RSU) vesting. On February 15, 2026, several RSU awards converted into common stock on a one-for-one basis, resulting in the acquisition of 7,760 common shares at a stated price of $0.00 per share through derivative exercises/conversions.
To cover tax obligations related to these vestings, 3,951 common shares were disposed of at $98.22 per share through a tax-withholding transaction coded "F," rather than an open-market sale. After these transactions, Kurian directly held 282,630 common shares of NetApp. The RSUs stem from grants made in 2022, 2023, and 2024 that vest over several years, subject to continued service on each vesting date.
NetApp insider Daniel De Lorenzo filed a notice to sell 252 shares of common stock under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC, with an aggregate market value of 25,663.68, on or around 02/17/2026 on NASDAQ.
The 252 shares were acquired as restricted stock from the issuer on 02/15/2026. Over the prior three months, De Lorenzo also sold 33 common shares on 12/01/2025 for gross proceeds of 3,631.32. NetApp had 198,060,348 common shares outstanding at the time referenced.
NetApp executive Elizabeth M. O'Callahan reported an open-market sale of company stock. On February 10, 2026, the EVP and Chief Administrative Officer sold 1,000 NetApp common shares at a price of $103.45 per share in a transaction coded as a sale.
Following this sale, she beneficially owns 20,075 common shares directly. The filing notes that the transaction was carried out under a pre-arranged Rule 10b5-1 trading plan that she adopted on November 29, 2024.
A shareholder associated with NTAP filed a notice of intent to sell 1,000 shares of common stock on NASDAQ, with an aggregate market value of 103450.00. The filing notes 198060348 common shares outstanding. The seller previously sold 1,000 common shares on 01/12/2026 for 105490.00 and another 1,000 shares on 12/10/2025 for 117370.00. The shares now being sold were acquired as restricted stock from the issuer on 11/15/2024 (441 shares) and 08/15/2024 (559 shares), with consideration described as not applicable.
NetApp director Paul Fipps reported a new equity award in the form of restricted stock units. On January 14, 2026, he was granted 2,646 restricted stock units at a price of $0.00 per unit, held as a direct ownership position. These units convert into common stock on a one-for-one basis.
The 2,646 restricted stock units will vest on the day immediately before the next Annual Stockholders Meeting following the grant date, as long as Fipps continues to serve on NetApp’s board through that date. After this grant, he beneficially owns 2,646 derivative securities tied to NetApp common shares.
NetApp, Inc. director Paul Fipps filed an initial statement of beneficial ownership of securities (Form 3) as of 01/12/2026. The filing states that no securities are beneficially owned, meaning he reports holding no NetApp stock or derivative securities at this time in either direct or indirect form. This is an administrative disclosure that establishes his starting ownership position as a director of the company.
NetApp EVP and Chief Administrative Officer Elizabeth M. O'Callahan reported a planned sale of company stock. On 01/12/2026, she sold 1,000 NetApp common shares at a price of $105.49 per share in an open-market transaction.
The filing notes that this sale was made under a Rule 10b5-1 trading plan that she adopted on November 29, 2024, which is designed to pre-arrange trades. After this transaction, she beneficially owned 21,075 NetApp common shares directly.
NetApp, Inc. reported that its Board of Directors increased the number of authorized directors from nine to ten and appointed Paul Fipps to fill the new board seat, effective January 8, 2026. The company states there are no arrangements, understandings, family relationships, or related party transactions involving Mr. Fipps that require disclosure. As a non-employee director, he will participate in NetApp’s standard non-employee director compensation program and is expected to enter into the company’s customary director indemnification agreement. NetApp also issued a press release about his appointment, which is included as Exhibit 99.1.