Welcome to our dedicated page for Netapp SEC filings (Ticker: NTAP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NetApp, Inc. filings document the financial reporting, governance, and capital-return disclosures of an enterprise data management and storage company. Form 8-K reports cover quarterly operating results, GAAP and non-GAAP reconciliations, revenue categories such as all-flash arrays and Public Cloud, and shareholder returns through repurchases and dividends.
Proxy and governance filings describe board composition, director appointments, shareholder voting matters, executive and director compensation, equity awards, indemnification arrangements, and related corporate governance practices. The filings also provide formal records for material events and capital-structure matters tied to NetApp's public-company reporting.
Morgan Stanley Smith Barney LLC submitted a Form 144 notice relating to the proposed sale of Common shares. The filing lists 31,533 performance shares dated 05/16/2025, 695 Employee Stock Purchase Plan shares dated 05/31/2024, and 17,236 restricted stock dated 05/15/2024.
NetApp, Inc. executive Elizabeth M. O'Callahan, EVP and Chief Administrative Officer, sold 1,000 common shares on June 10, 2026 in an open-market transaction at $163.48 per share. After this sale, she directly holds 32,297 shares of NetApp common stock.
The transaction was executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 29, 2024, indicating it was scheduled in advance. A footnote also notes a separate purchase of 212 shares at $83.9545 per share under the NetApp Employee Stock Purchase Plan on May 29, 2026.
Insider sale notices filed under Form 144 reporting dispositions of common stock. The excerpt lists two recent open-market sales by Elizabeth O'Callahan: 1,000 shares sold on 05/11/2026 for $117,730 and 1,000 shares sold on 04/10/2026 for $96,250. The filing also records security grants dated 02/15/2025 (355 restricted shares) and 05/16/2025 (645 performance shares).
NetApp, Inc. director Gerald Held reported an open-market sale of company stock. On June 3, 2026, he sold 7,132 Common Shares at $180.00 per share. After this transaction, he directly holds 13,775 Common Shares, indicating he retained a substantial remaining position.
NetApp, Inc. files its annual report describing a cloud- and AI‑focused data infrastructure business with significant global operations. The company positions its ONTAP software and all‑flash, hybrid‑flash and cloud services as the foundation for "Intelligent Data Infrastructure" across on‑premises, hybrid and multi‑cloud environments, tightly integrated with AWS, Microsoft Azure and Google Cloud.
NetApp reports a diversified go‑to‑market model, where indirect channels generated the majority of fiscal 2026 net revenues and two major customers represented 43% of net revenues. Research and development expenses were $991 million in fiscal 2026, supporting AI data pipelines, cyber‑resilience and cloud offerings. The company highlights seasonality, heavy reliance on late‑quarter orders, extensive outsourcing of manufacturing, and a wide range of macro, competitive, AI, regulatory, environmental and human‑capital risks that could affect growth, margins and cash flows.
NetApp, Inc. VP, Controller & CAO Daniel De Lorenzo reported an open‑market sale of 225 common shares at $171.09 per share. The transaction occurred as a direct holding and was executed under a pre‑arranged Rule 10b5‑1 trading plan adopted by the reporting person. Following this sale, he directly holds 1,090 NetApp common shares. A footnote explains that the 225 shares were originally purchased at $83.9545 per share under the NetApp Employee Stock Purchase Plan.
NTAP submitted a Form 144 notice reporting the proposed sale of 225 shares of Common stock by Morgan Stanley Smith Barney LLC under an Employee Stock Purchase Plan on 05/29/2026 for cash. The filing shows 197,330,400 shares outstanding as of 06/01/2026.
NetApp reported record results for Q4 and fiscal 2026 and expanded capital returns. Fourth-quarter net revenues were $1.948 billion, up 12% year-over-year, with GAAP net income of $404 million and GAAP diluted earnings per share of $2.03, up 23%. Non-GAAP diluted EPS was $2.43, up 26%.
For fiscal 2026, net revenues reached $6.925 billion, up 5%, GAAP net income was $1.276 billion, and non-GAAP diluted EPS was $8.13, up 12%. Free cash flow was $1.869 billion, up 40%. The board authorized an additional $1.0 billion share repurchase with no expiration and the company returned $1.36 billion to stockholders in 2026. NetApp guided fiscal 2027 net revenues to $7.325–$7.575 billion and non-GAAP EPS to $8.70–$9.00 and declared a $0.52 per-share dividend payable on July 29, 2026.
NetApp, Inc. insider Daniel De Lorenzo, VP, Controller & CAO, reported an open-market sale of 275 Common Shares at $120.00 per share. After this transaction, he directly holds 1,090 Common Shares. The filing notes the sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted by the reporting person.