Welcome to our dedicated page for NetApp SEC filings (Ticker: NTAP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NetApp, Inc. filings document the financial reporting, governance, and capital-return disclosures of an enterprise data management and storage company. Form 8-K reports cover quarterly operating results, GAAP and non-GAAP reconciliations, revenue categories such as all-flash arrays and Public Cloud, and shareholder returns through repurchases and dividends.
Proxy and governance filings describe board composition, director appointments, shareholder voting matters, executive and director compensation, equity awards, indemnification arrangements, and related corporate governance practices. The filings also provide formal records for material events and capital-structure matters tied to NetApp's public-company reporting.
O'Callahan Elizabeth M reported acquisition or exercise transactions in this Form 4 filing.
NetApp, Inc. executive Elizabeth M. O'Callahan, EVP and Chief Administrative Officer, reported receiving a compensation-related equity grant. On July 1, 2026, she was granted 11,087 restricted stock units, each convertible into one share of NetApp common stock.
The award will vest over time, with 12.5% of the units scheduled to vest on October 15, 2026, and 6.25% of the units vesting quarterly thereafter for a total of 45 months, subject to her continued service on each vesting date. Following this grant, she directly holds 11,087 RSUs from this award.
NetApp, Inc. reported that EVP and CFO Wissam G. Jabre received a grant of 13,859 restricted stock units on July 1, 2026. These RSUs convert into common stock on a one-for-one basis. Following the grant, he holds 13,859 RSUs directly.
The award is scheduled to vest as to 1/8 (12.5%) of the shares on October 15, 2026, with 1/16 (6.25%) of the shares vesting quarterly thereafter for a total of 45 months, subject to his continued service on each vesting date.
Nair Syam reported acquisition or exercise transactions in this Form 4 filing.
NetApp EVP and Chief Product Officer Syam Nair received a grant of 14,783 restricted stock units (RSUs) on common shares as equity compensation. According to the award terms, 1/8 of the RSUs will vest on October 15, 2026, with 1/16 of the shares vesting quarterly thereafter over a total of 45 months, subject to continued service. All 14,783 RSUs were newly granted and represent Nair’s reported RSU holdings following this transaction.
NetApp, Inc. President Cesar Cernuda reported selling a total of 49,464 common shares on June 23, 2026 in four open-market transactions. Reported sale prices ranged from $152.52 to $156.49, with each line item shown as a weighted average price.
The filing states these transactions were effected under a pre-arranged Rule 10b5-1 trading plan adopted on March 24, 2026, meaning the sales were scheduled in advance rather than timed discretionarily.
Morgan Stanley Smith Barney LLC submitted a Form 144 notice relating to the proposed sale of Common shares. The filing lists 31,533 performance shares dated 05/16/2025, 695 Employee Stock Purchase Plan shares dated 05/31/2024, and 17,236 restricted stock dated 05/15/2024.
NetApp, Inc. executive Elizabeth M. O'Callahan, EVP and Chief Administrative Officer, sold 1,000 common shares on June 10, 2026 in an open-market transaction at $163.48 per share. After this sale, she directly holds 32,297 shares of NetApp common stock.
The transaction was executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 29, 2024, indicating it was scheduled in advance. A footnote also notes a separate purchase of 212 shares at $83.9545 per share under the NetApp Employee Stock Purchase Plan on May 29, 2026.
Insider sale notices filed under Form 144 reporting dispositions of common stock. The excerpt lists two recent open-market sales by Elizabeth O'Callahan: 1,000 shares sold on 05/11/2026 for $117,730 and 1,000 shares sold on 04/10/2026 for $96,250. The filing also records security grants dated 02/15/2025 (355 restricted shares) and 05/16/2025 (645 performance shares).
NetApp, Inc. director Gerald Held reported an open-market sale of company stock. On June 3, 2026, he sold 7,132 Common Shares at $180.00 per share. After this transaction, he directly holds 13,775 Common Shares, indicating he retained a substantial remaining position.
NetApp, Inc. files its annual report describing a cloud- and AI‑focused data infrastructure business with significant global operations. The company positions its ONTAP software and all‑flash, hybrid‑flash and cloud services as the foundation for "Intelligent Data Infrastructure" across on‑premises, hybrid and multi‑cloud environments, tightly integrated with AWS, Microsoft Azure and Google Cloud.
NetApp reports a diversified go‑to‑market model, where indirect channels generated the majority of fiscal 2026 net revenues and two major customers represented 43% of net revenues. Research and development expenses were $991 million in fiscal 2026, supporting AI data pipelines, cyber‑resilience and cloud offerings. The company highlights seasonality, heavy reliance on late‑quarter orders, extensive outsourcing of manufacturing, and a wide range of macro, competitive, AI, regulatory, environmental and human‑capital risks that could affect growth, margins and cash flows.
NetApp, Inc. VP, Controller & CAO Daniel De Lorenzo reported an open‑market sale of 225 common shares at $171.09 per share. The transaction occurred as a direct holding and was executed under a pre‑arranged Rule 10b5‑1 trading plan adopted by the reporting person. Following this sale, he directly holds 1,090 NetApp common shares. A footnote explains that the 225 shares were originally purchased at $83.9545 per share under the NetApp Employee Stock Purchase Plan.