Welcome to our dedicated page for NetApp SEC filings (Ticker: NTAP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NetApp, Inc. filings document the financial reporting, governance, and capital-return disclosures of an enterprise data management and storage company. Form 8-K reports cover quarterly operating results, GAAP and non-GAAP reconciliations, revenue categories such as all-flash arrays and Public Cloud, and shareholder returns through repurchases and dividends.
Proxy and governance filings describe board composition, director appointments, shareholder voting matters, executive and director compensation, equity awards, indemnification arrangements, and related corporate governance practices. The filings also provide formal records for material events and capital-structure matters tied to NetApp's public-company reporting.
NetApp, Inc. (NTAP) insider sale notice: The filing reports that 8,750 shares of NetApp common stock are proposed for sale through Morgan Stanley Smith Barney LLC on 09/17/2025 with an aggregate market value of $1,075,418.75. The shares were acquired as performance shares on 05/17/2023 and the filer did not indicate any cash payment arrangement. The filing also discloses two recent sales by the same person: 8,500 shares sold on 08/18/2025 for $925,226.53 and 8,500 shares sold on 07/21/2025 for $918,670.99. The total shares outstanding reported is 199,618,386, and the broker listing is for trading on NASDAQ. The filer affirms they are not aware of undisclosed material adverse information.
NetApp, Inc. reported the results of its latest stockholder meeting and related compensation plan changes. Stockholders approved an amendment to the Employee Stock Purchase Plan to increase its share reserve by 4,000,000 shares of common stock, allowing more employee participation in future share purchases.
They also approved an amendment to the 2021 Equity Incentive Plan, adding a further 5,000,000 shares to the plan’s share reserve for future equity awards. The Board’s Talent and Compensation Committee updated the Outside Director Compensation Policy, and all listed director nominees were elected for one-year terms. Several additional proposals received stockholder votes, with most approved and one proposal not approved.
June Yang, a NetApp (NTAP) director, was granted 2,307 restricted stock units on 09/10/2025. The RSUs convert one-for-one into common shares and will vest only if she continues board service through the day before the company’s next annual meeting following the grant. Vested shares will be delivered on the earlier of her cessation of board service or a change of control. The Form 4 reports 2,307 shares beneficially owned following the grant and was signed by an attorney-in-fact on 09/11/2025.
NetApp, Inc. (NTAP) director T. Michael Nevens reported stock activity tied to restricted stock units. On 09/09/2025, 3,026 restricted stock units vested and converted one-for-one into 3,026 common shares that were acquired (transaction code M). Following that transaction, the reporting person beneficially owned 10,773 shares indirectly through The Nevens Family 1997 Trust. Separately, on 09/10/2025 an additional grant of 2,914 restricted stock units was made that vests the day before the next annual meeting subject to continued board service. The Form 4 was signed on 09/11/2025.
Anders Gustafsson, a director of NetApp, Inc. (NTAP), reported insider transactions on Form 4 showing restricted stock unit activity in September 2025. On September 9, 2025 2,377 restricted stock units vested and converted one-for-one into 2,377 common shares; the filing lists 11,449 common shares beneficially owned following that transaction. On September 10, 2025 the reporting person was granted 2,307 restricted stock units that vest on the day before the next annual meeting, subject to continued board service. The Form 4 was signed by an attorney-in-fact on September 11, 2025.
NetApp director Carrie Palin reported routine insider transactions tied to restricted stock units. On 09/09/2025 2,377 restricted stock units vested and converted one-for-one into 2,377 common shares, resulting in 9,353 common shares beneficially owned following that transaction. The filing also discloses a grant on 09/10/2025 of 2,307 restricted stock units that vest on the day before the next annual meeting, subject to continued board service; those 2,307 units were recorded as acquired on 09/10/2025 and show 2,307 common shares beneficially owned following that grant. The form is signed by an attorney-in-fact and reflects standard Section 16 disclosure of equity awards converting and being granted to a director.
NetApp director Francis J. Pelzer reported changes in his beneficial ownership. Pelzer received 1,456 common shares on 09/09/2025 when previously granted restricted stock units (RSUs) vested on that date; those RSUs were originally granted on 03/25/2025 and convert one-for-one into common stock. On 09/10/2025 Pelzer was granted 2,307 new RSUs that vest on the day immediately preceding the next annual meeting of stockholders, subject to his continuous board service through that vesting date. The Form 4 was signed by an attorney-in-fact on 09/11/2025.
Gerald Held, a director of NetApp, Inc. (NTAP), was granted 2,307 restricted stock units (RSUs) on 09/10/2025. The RSUs convert into common shares on a one-for-one basis and, per the filing, vest on the day immediately preceding the next Annual Meeting of Stockholders following the grant date, subject to Held's continuous service on the Board through that date. Following the reported transaction the filing shows 2,307 common shares beneficially owned. The Form 4 was signed by Bryan Tham as attorney-in-fact and dated 09/11/2025.
Scott F. Schenkel, a director of NetApp, Inc. (NTAP), received 2,377 shares from vested restricted stock units on 09/09/2025. The RSUs were originally granted on 09/11/2024 and converted one-for-one into common shares when they vested immediately before the 2025 Annual Meeting. After the reported transaction, the reporting person beneficially owned 30,509 common shares. The Form 4 was signed by an attorney-in-fact, Bryan Tham, on 09/11/2025. The filing indicates this was a routine vesting event for an insider who is a director.
Deborah Kerr, a director of NetApp, Inc. (NTAP), reported stock-based transactions on Form 4 that increased her direct holdings. Restricted stock units converted into 2,377 common shares on September 9, 2025, and a separate grant of 2,307 restricted stock units was recorded on September 10, 2025 that vests at the next annual meeting subject to continued board service. After the vested conversion, the filing shows the reporting person beneficially owned 25,053 common shares. The form was signed by an attorney-in-fact on behalf of Ms. Kerr on September 11, 2025.