Welcome to our dedicated page for NetApp SEC filings (Ticker: NTAP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NetApp, Inc. filings document the financial reporting, governance, and capital-return disclosures of an enterprise data management and storage company. Form 8-K reports cover quarterly operating results, GAAP and non-GAAP reconciliations, revenue categories such as all-flash arrays and Public Cloud, and shareholder returns through repurchases and dividends.
Proxy and governance filings describe board composition, director appointments, shareholder voting matters, executive and director compensation, equity awards, indemnification arrangements, and related corporate governance practices. The filings also provide formal records for material events and capital-structure matters tied to NetApp's public-company reporting.
NTAP submitted a Form 144 notice reporting the proposed sale of 225 shares of Common stock by Morgan Stanley Smith Barney LLC under an Employee Stock Purchase Plan on 05/29/2026 for cash. The filing shows 197,330,400 shares outstanding as of 06/01/2026.
NetApp reported record results for Q4 and fiscal 2026 and expanded capital returns. Fourth-quarter net revenues were $1.948 billion, up 12% year-over-year, with GAAP net income of $404 million and GAAP diluted earnings per share of $2.03, up 23%. Non-GAAP diluted EPS was $2.43, up 26%.
For fiscal 2026, net revenues reached $6.925 billion, up 5%, GAAP net income was $1.276 billion, and non-GAAP diluted EPS was $8.13, up 12%. Free cash flow was $1.869 billion, up 40%. The board authorized an additional $1.0 billion share repurchase with no expiration and the company returned $1.36 billion to stockholders in 2026. NetApp guided fiscal 2027 net revenues to $7.325–$7.575 billion and non-GAAP EPS to $8.70–$9.00 and declared a $0.52 per-share dividend payable on July 29, 2026.
NetApp, Inc. insider Daniel De Lorenzo, VP, Controller & CAO, reported an open-market sale of 275 Common Shares at $120.00 per share. After this transaction, he directly holds 1,090 Common Shares. The filing notes the sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted by the reporting person.
NetApp, Inc. VP, Controller & CAO Daniel De Lorenzo reported routine equity compensation activity. On May 15, 2026, restricted stock units converted into 2,116 common shares. Of these, 751 shares were withheld at $119.93 per share to cover tax obligations, leaving 1,365 common shares held directly after the transactions.
NetApp, Inc. President Cesar Cernuda reported routine equity compensation transactions involving restricted stock units and related tax withholding. On May 15, 2026, he exercised derivative securities to acquire 10,705 common shares, reflecting vesting of restricted stock units that convert into common stock on a one-for-one basis.
On the same date, 5,033 common shares were disposed of at an effective price of $119.93 per share to cover tax liabilities by delivering shares, rather than through an open-market sale. Following these transactions, Cernuda directly held 96,017 common shares. The filing also shows multiple RSU grants with time-based vesting schedules tied to continued service.
NetApp, Inc. executive Elizabeth M. O’Callahan, EVP and Chief Administrative Officer, reported routine equity compensation activity. On May 15, 2026, a total of 7,573 restricted stock units converted into an equal number of common shares as part of previously granted awards.
To satisfy tax obligations, 3,822 common shares were disposed of by share withholding at a reference price of $119.93 per share rather than sold in the open market. Following these transactions, O’Callahan directly held 33,085 NetApp common shares. Footnotes note RSU grants from 2022–2025 that vest over several years, converting one-for-one into common stock.
NetApp, Inc. executive Wissam G. Jabre, EVP and CFO, exercised 5,424 restricted stock units, which converted into the same number of common shares. On the same date, 2,736 common shares were disposed of in a tax-withholding transaction at $119.93 per share to cover obligations. After these transactions, Jabre directly holds 37,804 common shares. The RSUs come from a 21,696-unit grant awarded on July 1, 2025, scheduled to vest 25% on May 15, 2026 and 6.25% quarterly thereafter, subject to continued service.
NetApp, Inc. CEO George Kurian reported routine equity compensation activity. On May 15, 2026, he exercised restricted stock units to acquire 18,489 Common Shares at a stated price of $0.0000 per share through derivative exercises.
As part of the same event, 9,326 Common Shares were disposed of in a tax-withholding transaction at $119.93 per share to cover obligations. Following these transactions, his directly held Common Shares are reported at 354,789 shares, reflecting an ongoing equity stake in NetApp.
NetApp, Inc. executive vice president and CFO Wissam G. Jabre reported compensation-related share movements involving NetApp common shares. On May 14, 2026, he received two stock awards of 17,697 and 21,174 common shares at no purchase price, reflecting settlement of performance stock units originally granted on April 15, 2025 that convert into common stock on a one-for-one basis.
To cover tax obligations on these awards, 8,925 and 10,679 shares were withheld and disposed of at a price of $118.58 per share. After these grant and tax-withholding transactions, Jabre directly held 35,116 NetApp common shares.