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NetApp (NTAP) SEC Filings, Sep 10, 2026

NTAP NASDAQ

NetApp, Inc. filings document the financial reporting, governance, and capital-return disclosures of an enterprise data management and storage company. Form 8-K reports cover quarterly operating results, GAAP and non-GAAP reconciliations, revenue categories such as all-flash arrays and Public Cloud, and shareholder returns through repurchases and dividends.

Proxy and governance filings describe board composition, director appointments, shareholder voting matters, executive and director compensation, equity awards, indemnification arrangements, and related corporate governance practices. The filings also provide formal records for material events and capital-structure matters tied to NetApp's public-company reporting.

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NetApp, Inc. (NTAP) director June Yang received an equity compensation grant of 1,542 restricted stock units on September 9, 2026. These RSUs convert into common stock on a one-for-one basis and represent Yang's direct beneficial ownership of 1,542 underlying common shares after the grant.

The RSUs vest on the day immediately preceding the next Annual Meeting of Stockholders following the grant date, contingent on Yang's continuous service on the Board through that date. Vested shares will be delivered upon the earlier of ceasing Board service or a change of control.

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NetApp, Inc. (NTAP) reported director Anders Gustafsson’s equity compensation activity. On September 8, 2026, 2,307 restricted stock units vested and converted into 2,307 Common Shares on a one-for-one basis from an award granted on September 10, 2025. Following this conversion, he held 13,756 Common Shares directly.

On September 9, 2026, Gustafsson received a new grant of 1,542 restricted stock units, which will vest on the day immediately preceding the date of the next Annual Meeting of Stockholders, subject to his continuous service on the Board through that date. No Rule 10b5-1 trading plan is reported.

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NetApp, Inc. (NTAP) reported that director Deepak Ahuja received a grant of 1,542 Restricted Stock Units (RSUs) on September 9, 2026. Each RSU converts into one share of common stock. The RSUs vest on the day immediately preceding the next Annual Meeting of Stockholders, subject to his continuous service on the Board.

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NetApp, Inc. (NTAP) reports that director Paul Fipps received and vested equity awards in the form of restricted stock units. On September 8, 2026, 2,646 restricted stock units granted on January 14, 2026 vested and converted into 2,646 common shares on a one-for-one basis, which he now holds directly. On September 9, 2026, he was granted an additional 1,542 restricted stock units that will vest on the day immediately preceding the date of the next Annual Meeting of Stockholders, subject to his continuous service on the Board. No Rule 10b5-1 trading plan is reported for these transactions.

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NetApp, Inc. director Gerald Held reported equity compensation activity involving restricted stock units and common shares. On September 9, 2026, he received a grant of 1,542 restricted stock units, which will vest on the day immediately preceding the next Annual Meeting of Stockholders, subject to his continuous board service. On September 8, 2026, 2,307 previously granted restricted stock units vested and converted into 2,307 common shares on a one-for-one basis, after which he held 16,082 common shares directly. No transactions were made under a Rule 10b5-1 trading plan.

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NetApp, Inc. (NTAP) reported equity compensation and vesting activity for director Deborah Kerr. On September 9, 2026, she received a grant of 1,542 restricted stock units, which will vest on the day immediately preceding the date of the next Annual Meeting of Stockholders, subject to her continuous service on the Board.

On September 8, 2026, 2,307 restricted stock units that had been granted on September 10, 2025 vested and automatically converted into 2,307 common shares on a one-for-one basis. After this conversion, she held 27,360 common shares directly. No transactions are reported as made under a Rule 10b5-1 trading plan.

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NetApp, Inc. (NTAP) director Thomas Michael Nevens reported equity award and vesting activity involving restricted stock units tied to NetApp common shares. On September 8, 2026, 2,914 restricted stock units vested and were converted into 2,914 common shares held indirectly through The Nevens Family 1997 Trust, which then held 13,687 shares. On September 9, 2026, he received a new grant of 1,948 restricted stock units that will vest on the day immediately preceding the next Annual Meeting of Stockholders, subject to his continuous service on the board. No Rule 10b5-1 trading plan is reported.

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NetApp, Inc. (NTAP) director Carrie Palin reported equity compensation activity involving restricted stock units (RSUs) and common shares. On September 8, 2026, 2,307 RSUs vested and were converted on a one-for-one basis into 2,307 common shares, bringing her directly held common shares to 11,660. On September 9, 2026, she received a new grant of 1,542 RSUs, which will vest on the day immediately preceding the date of the next Annual Meeting of Stockholders, subject to her continuous service on the Board.

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NetApp, Inc. (NTAP) director Francis J. Pelzer reported equity compensation activity involving restricted stock units and common shares. On September 8, 2026, 2,307 restricted stock units vested and were converted into 2,307 common shares on a one-for-one basis, increasing his directly held common shares to 3,763. On September 9, 2026, he received a grant of 1,542 restricted stock units that will vest on the day immediately preceding the date of the next Annual Meeting of Stockholders, subject to his continuous service on the Board. No open-market purchases or sales are reported, and no Rule 10b5-1 trading plan is indicated.

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NetApp, Inc. (NTAP) received a notice of proposed sale under Rule 144 for its common stock by officer Elizabeth O'Callahan. The notice covers a planned sale of 1,000 shares of common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value listed as $184,740 and 196,419,005 shares of common stock reported as outstanding. The securities to be sold are described as restricted stock acquired from the issuer on May 15, 2025. The notice also lists prior sales by the same person of 1,000 shares on August 10, 2026 for $193,820 and 1,000 shares on July 10, 2026 for $170,920.

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FAQ

How many NetApp (NTAP) SEC filings are available on StockTitan?

StockTitan tracks 160 SEC filings for NetApp (NTAP), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NetApp (NTAP)?

The most recent SEC filing for NetApp (NTAP) was filed on September 10, 2026.