Welcome to our dedicated page for NetApp SEC filings (Ticker: NTAP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NetApp, Inc. filings document the financial reporting, governance, and capital-return disclosures of an enterprise data management and storage company. Form 8-K reports cover quarterly operating results, GAAP and non-GAAP reconciliations, revenue categories such as all-flash arrays and Public Cloud, and shareholder returns through repurchases and dividends.
Proxy and governance filings describe board composition, director appointments, shareholder voting matters, executive and director compensation, equity awards, indemnification arrangements, and related corporate governance practices. The filings also provide formal records for material events and capital-structure matters tied to NetApp's public-company reporting.
NetApp EVP and Chief Administrative Officer Elizabeth M. O'Callahan reported routine equity compensation activity involving performance stock units. On May 14, 2026, she received a total of 22,098 common shares through grants and the settlement of performance stock units that convert into common stock on a one-for-one basis. On the same date, 11,146 shares were disposed of at $118.58 per share to cover tax obligations, a tax-withholding mechanism rather than an open-market sale.
NetApp, Inc. CEO George Kurian reported equity compensation activity involving performance-based awards and related tax withholding. On May 14, 2026, he acquired 70,060 and 57,027 NetApp common shares at no cost through grant/award acquisitions, tied to performance stock units.
To cover tax liabilities, Kurian had 35,332 and 28,759 common shares withheld at $118.58 per share as tax-withholding dispositions, rather than selling shares in the open market. Following these transactions, he directly holds 345,626 NetApp common shares. Footnotes indicate the settlements relate to performance stock units originally granted on July 13, 2023, which convert into common stock on a one-for-one basis.
NetApp EVP and Chief Product Officer Syam Nair reported compensation-related stock transactions involving company common shares. On May 14, 2026, he received two direct grants totaling 7,803 and 9,336 common shares at no cost, characterized as grant or award acquisitions.
On the same date, he disposed of 3,071 and 3,674 common shares at $118.58 per share through tax-withholding dispositions to satisfy exercise price or tax liabilities. Footnotes state these movements relate to the settlement of performance stock units originally granted on August 15, 2025, which convert into common stock on a one-for-one basis.
NetApp, Inc. President Cesar Cernuda reported compensation-related share activity involving performance stock units and associated tax withholding. On May 14, 2026, he received two grants of common shares totaling 33,166 and 26,998 shares at no cost, reflecting settlement and awards tied to equity compensation. On the same date, 15,589 and 12,690 shares were disposed of through tax-withholding transactions at $118.58 per share to cover tax liabilities. These transactions were not open-market purchases or sales but routine equity award vesting and related tax payments, and he continues to hold a significant direct stake in NetApp common shares.
NetApp, Inc. executive Elizabeth M. O'Callahan, EVP and Chief Administrative Officer, sold 1,000 Common Shares on May 11, 2026 in an open-market transaction at $117.73 per share. The sale was made under a pre-arranged Rule 10b5-1 trading plan adopted on November 29, 2024. After this sale, she directly holds 18,382 NetApp Common Shares.
Morgan Stanley Smith Barney LLC submitted a Form 144 for NTAP-related common stock transactions reporting sales by Elizabeth O'Callahan. The filing lists a proposed sale of 1,000 shares of restricted common stock (dated 02/15/2025) and two past sales of 1,000 shares each on 03/10/2026 and 04/10/2026, with proceeds of $100,670 and $96,250, respectively.
NetApp Inc (NTAP) beneficial ownership reported by Vanguard Capital Management holds 14,399,983 shares of common stock, representing 7.29% of the class. The filing states Vanguard has sole dispositive power over 14,399,983 shares and sole voting power over 1,912,090 shares.
The disclosure is made on behalf of multiple Vanguard affiliates as described in the filing.
NetApp Inc is reported as having 12,718,223 shares beneficially owned by Vanguard Portfolio Management as of 03/31/2026, representing 6.44% of the outstanding common stock. The filing shows sole voting power of 65,878 shares and sole dispositive power over 12,718,223 shares, with ownership held on behalf of Vanguard funds and managed accounts per the filer’s disclosure.
NetApp, Inc. EVP and CFO Wissam G. Jabre exercised restricted stock units that converted into common shares on a one-for-one basis. On April 15, 2026, 28,654 restricted stock units converted into 28,654 common shares at a stated price of $0.00 per share.
To cover tax obligations, 12,939 of these common shares were disposed of at $98.89 per share as a tax-withholding transaction, not an open-market sale. Following these transactions, Jabre directly holds 15,849 common shares of NetApp.