Welcome to our dedicated page for NetApp SEC filings (Ticker: NTAP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NetApp, Inc. filings document the financial reporting, governance, and capital-return disclosures of an enterprise data management and storage company. Form 8-K reports cover quarterly operating results, GAAP and non-GAAP reconciliations, revenue categories such as all-flash arrays and Public Cloud, and shareholder returns through repurchases and dividends.
Proxy and governance filings describe board composition, director appointments, shareholder voting matters, executive and director compensation, equity awards, indemnification arrangements, and related corporate governance practices. The filings also provide formal records for material events and capital-structure matters tied to NetApp's public-company reporting.
NetApp, Inc. executive Elizabeth M. O'Callahan, EVP and Chief Administrative Officer, completed an open-market sale of 1,000 Common Shares at $96.25 per share on April 10, 2026. After the transaction, she directly held 19,382 shares. The sale was made under a pre-arranged Rule 10b5-1 trading plan adopted on November 29, 2024, indicating it was scheduled in advance rather than timed opportunistically.
Elizabeth O'Callahan reported proposed and recent sales of Common Stock under Rule 144. The notice lists sales of 1,000 shares on 03/10/2026, 1,000 shares on 02/10/2026, and 1,000 shares on 01/12/2026, and identifies restricted shares dated 02/15/2025 (520) and 11/15/2024 (480).
The Vanguard Group filed an Amendment No. 12 to Schedule 13G/A reporting 0% beneficial ownership of NetApp Inc common stock as of the amendment. The filing explains an internal realignment effective January 12, 2026 that caused certain Vanguard subsidiaries to report holdings separately under SEC Release No. 34-39538.
The form lists Amount beneficially owned: 0 and voting and dispositive powers of 0, signed by Ashley Grim on 03/27/2026.
NetApp, Inc. executive Elizabeth M. O'Callahan, EVP and Chief Administrative Officer, sold 1,000 common shares in an open-market transaction at $100.67 per share on March 10, 2026. The sale was made under a pre-arranged Rule 10b5-1 trading plan adopted on November 29, 2024, and she continues to hold 20,382 common shares directly.
NetApp affiliate filed a Form 144 reporting proposed and recent dispositions of Common Stock. The filing shows a proposed sale of 1,000 restricted shares and discloses two recent sales by Elizabeth O'Callahan of 1,000 shares on 02/10/2026 for $103,450 and 1,000 shares on 01/12/2026 for $105,490.
NetApp reported higher results for the quarter ended January 23, 2026. Net revenues rose to $1.71 billion from $1.64 billion, helped by growth in both product and services. Net income increased to $334 million, with diluted EPS of $1.67, up from $1.44.
For the first nine months, revenue reached $4.98 billion versus $4.84 billion and net income was $872 million, slightly above $846 million a year earlier. Operating cash flow was strong at $1.12 billion. The company repaid $750 million of maturing senior notes, repurchased $750 million of stock, and paid $310 million in dividends, ending with $3.01 billion in cash, cash equivalents and short-term investments.
NetApp reported a solid third quarter of fiscal 2026 with profitable growth and strong margins. Net revenues were $1.71 billion, up 4% year-over-year, while GAAP earnings per share rose to $1.67 from $1.44. Record non-GAAP earnings per share reached $2.12, supported by billings of $1.89 billion, up 10%.
All-flash array revenue hit a record $1.0 billion, growing 11% and equating to a $4.2 billion annualized run rate. Public Cloud revenue was $174 million, with first-party and marketplace storage services growing 27% year-over-year. GAAP operating income was $434 million with a 25.3% margin, and non-GAAP operating income was $533 million with a 31.1% margin.
NetApp generated $317 million in cash from operations and $271 million in free cash flow, returning $303 million to stockholders through share repurchases and dividends. For the fourth quarter, the company expects net revenues of $1.795–$1.945 billion, GAAP EPS of $1.76–$1.86, and non-GAAP EPS of $2.21–$2.31. Full-year 2026 revenue is projected at $6.772–$6.922 billion, with GAAP EPS of $6.07–$6.17 and non-GAAP EPS of $7.92–$8.02. A quarterly dividend of $0.52 per share is scheduled for April 22, 2026.
NetApp, Inc. insider Daniel De Lorenzo, the company’s VP, Controller & CAO, reported an open-market sale of 252 common shares at $101.84 per share. The transaction occurred on February 17, 2026 and was reported as directly owned shares.
After this sale, the filing shows De Lorenzo holding 0 common shares. The trade was carried out under a pre-established Rule 10b5-1 trading plan that the reporting person adopted on June 26, 2025, indicating the sale was scheduled in advance rather than decided at the time of execution.
NetApp EVP and Chief Administrative Officer Elizabeth M. O’Callahan reported routine equity compensation activity involving restricted stock units (RSUs) and common shares. On February 15, 2026, several RSU tranches vested and were converted into common stock on a one-for-one basis, consistent with prior grant terms.
She acquired common shares through exercises or conversions linked to RSUs, including 2,750 common shares at a stated price of $0.00 per share, reflecting non-cash equity awards. To satisfy tax obligations, 1,443 common shares were disposed of at an average price of $98.22 per share via tax-withholding. Following these transactions, she directly held 21,382 NetApp common shares.
Footnotes describe earlier RSU grants made in 2022, 2023, and 2024, each vesting over multiple years with initial 25% vesting on specific May 15 dates and the remaining 6.25% vesting quarterly thereafter, subject to continued service. These transactions align with those multi-year vesting schedules.
NetApp, Inc. President Cesar Cernuda reported multiple stock transactions linked to restricted stock unit (RSU) vesting and tax withholding. On February 15, 2026, RSUs converted into common stock in several tranches: 1,964, 1,756, and 1,199 RSUs, each on a one-for-one basis into common shares. An additional 4,919 common shares were acquired through derivative exercise or conversion on the same date, bringing direct common share holdings to 59,642 before tax withholding.
To cover tax obligations, 1,182 common shares were disposed of at $98.22 per share in a tax-withholding transaction, leaving Cernuda with 58,460 directly owned common shares after these transactions. The RSU grants referenced vest over time, with specified portions vesting initially and the remainder vesting quarterly over three years, subject to continued service.