STOCK TITAN

NTB (NYSE: NTB) executive discloses RSU awards and 13,212 common shares

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Bank of N.T. Butterfield & Son Ltd executive Jody Terence Feldman filed an initial ownership report showing equity-based awards and share holdings. He holds restricted stock units that represent contingent rights to receive common shares, plus directly owned common stock, reflecting his compensation and alignment with shareholders.

The restricted stock units tied to the bank’s common stock vest in tranches on 12-Feb-2027, 10-Feb-2028, and 9-Feb-2029, subject to continued service. These units do not expire; they either vest and settle into shares or are forfeited or cancelled before vesting.

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Insider Feldman Jody Terence
Role Managing Director, Bermuda
Type Security Shares Price Value
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Bank of N.T. Butterfield & Son Ltd -- -- --
Holdings After Transaction: Restricted Stock Units — 39,674 shares (Direct); Bank of N.T. Butterfield & Son Ltd — 13,212 shares (Direct)
Footnotes (4)
  1. F1. The restricted stock units vest 12-Feb-2027, 10-Feb-2028, 9-Feb-2029 subject to continued service through each vesting date.
  2. F2. These restricted stock units do not expire; they either vest and settle or are forfeited/cancelled prior to the applicable vesting date.
  3. F3. Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting/settlement.
  4. F4. The PSUs will vest on the third anniversary of the Grant Date 12-Feb-2027,10-Feb-2028 9-Feb-2029
RSUs underlying shares (grant 1) 5,318 shares Restricted stock units tied to NTB common stock
RSUs underlying shares (grant 2) 34,356 shares Additional restricted stock units tied to NTB common stock
Direct common shares 13,212 shares Direct ownership of Bank of N.T. Butterfield & Son Ltd
RSU vesting dates 12-Feb-2027, 10-Feb-2028, 9-Feb-2029 Vesting subject to continued service
RSU exercise price $0.0000 per unit Restricted stock units settle into shares at no exercise cost
Restricted Stock Units financial
"The restricted stock units vest 12-Feb-2027, 10-Feb-2028, 9-Feb-2029 subject to continued service"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
PSUs financial
"The PSUs will vest on the third anniversary of the Grant Date 12-Feb-2027,10-Feb-2028 9-Feb-2029"
PSUs are company shares promised to employees or executives that only become actual stock if the business hits specific performance targets over a set period. For investors, PSUs matter because they link pay to measurable outcomes — similar to a conditional bonus that converts into ownership — which can influence management decisions, dilution of shares, and signals about confidence in future results.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of common stock"
vesting financial
"subject to continued service through each vesting date"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does NTB’s Form 3 filing by Jody Terence Feldman show?

The Form 3 shows Jody Terence Feldman’s initial ownership in Bank of N.T. Butterfield & Son Ltd, including restricted stock units and directly held common shares, establishing his starting equity position as a Managing Director, Bermuda at the company.

How many NTB restricted stock units does Jody Terence Feldman report on Form 3?

Jody Terence Feldman reports restricted stock units tied to 5,318 underlying shares and an additional grant tied to 34,356 underlying shares, giving him substantial contingent rights to receive Bank of N.T. Butterfield & Son Ltd common stock upon future vesting events.

When do Jody Terence Feldman’s NTB restricted stock units vest?

The restricted stock units are scheduled to vest on 12-Feb-2027, 10-Feb-2028, and 9-Feb-2029, assuming he remains in service through each vesting date. Vesting converts these units into common shares of Bank of N.T. Butterfield & Son Ltd.

Do NTB restricted stock units reported by Jody Terence Feldman expire?

The restricted stock units do not expire. According to the disclosure, they either vest and settle into common shares of Bank of N.T. Butterfield & Son Ltd or are forfeited or cancelled before the applicable vesting date, depending on continued service conditions.

How many NTB common shares does Jody Terence Feldman directly hold?

The filing shows a direct holding of 13,212 Bank of N.T. Butterfield & Son Ltd common shares. This direct ownership is separate from his restricted stock units, which represent additional contingent rights to receive more shares upon vesting and settlement.

What is the relationship between NTB restricted stock units and common shares in this filing?

Each restricted stock unit represents a contingent right to receive one share of Bank of N.T. Butterfield & Son Ltd common stock upon vesting and settlement, so the underlying share numbers indicate the potential future share issuance if vesting conditions are satisfied.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Feldman Jody Terence

(Last)(First)(Middle)
65 FRONT STREET

(Street)
HAMILTONHM 12

(City)(State)(Zip)

BERMUDA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2026
3. Issuer Name and Ticker or Trading Symbol
Bank of N.T. Butterfield & Son Ltd [ NTB ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Managing Director, Bermuda
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Bank of N.T. Butterfield & Son Ltd13,212D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1) (2)Bank of N.T. Butterfield & Son Ltd RSU5,318$0(3)D
Restricted Stock Units (4) (2)Bank of N.T. Butterfield & Son Ltd RSU34,356$0(3)D
Explanation of Responses:
1. The restricted stock units vest 12-Feb-2027, 10-Feb-2028, 9-Feb-2029 subject to continued service through each vesting date.
2. These restricted stock units do not expire; they either vest and settle or are forfeited/cancelled prior to the applicable vesting date.
3. Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting/settlement.
4. The PSUs will vest on the third anniversary of the Grant Date 12-Feb-2027,10-Feb-2028 9-Feb-2029
Tara Hidalgo, by power of attorney for Jody Feldman04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)