STOCK TITAN

Butterfield (NYSE: NTB) Cayman MD discloses RSU and common share holdings

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Bank of N.T. Butterfield & Son Ltd’s Cayman Managing Director Michael McWatt filed an initial ownership report. He holds 34,544 common shares directly, plus restricted stock units covering 7,079 and 57,526 underlying shares at a $0.0000 exercise price.

The RSUs vest on 12-Feb-2027, 10-Feb-2028 and 9-Feb-2029, subject to continued service, and each unit represents the right to receive one common share upon vesting or settlement.

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Insider McWatt Michael
Role Managing Director, Cayman
Type Security Shares Price Value
holding Restricted Stock Units -- -- --
holding Restricted Stock Units -- -- --
holding Bank of N.T. Butterfield & Son Ltd -- -- --
Holdings After Transaction: Restricted Stock Units — 64,605 shares (Direct); Bank of N.T. Butterfield & Son Ltd — 34,544 shares (Direct)
Footnotes (4)
  1. F1. The restricted stock units vest 12-Feb-2027, 10-Feb-2028, 9-Feb-2029 subject to continued service through each vesting date.
  2. F2. These restricted stock units do not expire; they either vest and settle or are forfeited/cancelled prior to the applicable vesting date.
  3. F3. Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting/settlement.
  4. F4. The PSUs will vest on the third anniversary of the Grant Date 12-Feb-2027,10-Feb-2028, 9-Feb-2029
Direct common shares 34,544 shares Total common stock directly held following the Form 3
RSU underlying shares (grant 1) 7,079 shares Underlying shares for one RSU position, exercise price $0.0000
RSU underlying shares (grant 2) 57,526 shares Underlying shares for second RSU position, exercise price $0.0000
RSU exercise price $0.0000 per share Exercise price for the restricted stock units reported
Vesting dates 12-Feb-2027, 10-Feb-2028, 9-Feb-2029 Scheduled vesting for RSU and PSU awards subject to continued service
Restricted Stock Units financial
"The restricted stock units vest 12-Feb-2027, 10-Feb-2028, 9-Feb-2029 subject to continued service"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
PSUs financial
"The PSUs will vest on the third anniversary of the Grant Date 12-Feb-2027,10-Feb-2028, 9-Feb-2029"
PSUs are company shares promised to employees or executives that only become actual stock if the business hits specific performance targets over a set period. For investors, PSUs matter because they link pay to measurable outcomes — similar to a conditional bonus that converts into ownership — which can influence management decisions, dilution of shares, and signals about confidence in future results.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of common stock"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does Michael McWatt’s Form 3 filing show for NTB?

The filing shows Managing Director Michael McWatt’s initial ownership in Bank of N.T. Butterfield & Son Ltd, including 34,544 common shares and RSUs over 7,079 and 57,526 underlying shares. It establishes his baseline equity position as an executive.

How many Bank of N.T. Butterfield & Son Ltd RSUs does McWatt hold?

McWatt holds two blocks of restricted stock units tied to Bank of N.T. Butterfield & Son Ltd: 7,079 underlying shares in one grant and 57,526 underlying shares in another. Each unit is a right to receive one common share upon vesting.

When do Michael McWatt’s RSUs in NTB vest?

The RSUs vest on 12-Feb-2027, 10-Feb-2028 and 9-Feb-2029, provided McWatt remains in service through each date. These scheduled vesting milestones determine when units convert into common shares for Bank of N.T. Butterfield & Son Ltd.

Do McWatt’s restricted stock units in NTB have an exercise price?

The restricted stock units have an exercise price of $0.0000 per underlying share. Each RSU represents a contingent right to receive one common share upon vesting or settlement, meaning value depends on the company’s share price at that time.

What happens if McWatt leaves Bank of N.T. Butterfield & Son before RSU vesting?

The RSUs vest only with continued service through each vesting date. If service ends before a vesting date, unvested units can be forfeited or cancelled. This links a portion of McWatt’s potential equity compensation to ongoing employment.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
McWatt Michael

(Last)(First)(Middle)
65 FRONT STREET

(Street)
HAMILTONHM 12

(City)(State)(Zip)

BERMUDA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2026
3. Issuer Name and Ticker or Trading Symbol
Bank of N.T. Butterfield & Son Ltd [ NTB ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Managing Director, Cayman
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Bank of N.T. Butterfield & Son Ltd34,544D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1) (2)Bank of N.T. Butterfield & Son Ltd RSU7,079$0(3)D
Restricted Stock Units (4) (2)Bank of N.T. Butterfield & Son Ltd RSU57,526$0(3)D
Explanation of Responses:
1. The restricted stock units vest 12-Feb-2027, 10-Feb-2028, 9-Feb-2029 subject to continued service through each vesting date.
2. These restricted stock units do not expire; they either vest and settle or are forfeited/cancelled prior to the applicable vesting date.
3. Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting/settlement.
4. The PSUs will vest on the third anniversary of the Grant Date 12-Feb-2027,10-Feb-2028, 9-Feb-2029
Tara Hidalgo, by power of attorney for Michael McWatt04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)