NETSCOUT (NTCT) Form 144: Merrill Lynch notice for 8,000-share resale

Rhea-AI Filing Summary

NETSCOUT SYSTEMS INC submitted a Form 144 notice related to proposed sales of Common Stock through Merrill Lynch. The filing lists 8,000 shares with an aggregate reported value of $322,334.41 and records multiple vested restricted stock unit awards that vested on 09/04/2017 (476 shares), 11/13/2017 (4,181 shares), 02/02/2018 (32 shares), and 06/01/2018 (3,311 shares).

Insights

Securities Compliance Lawyer

Form 144 notice lists proposed resale of company shares tied to vested RSUs.

The filing identifies 8,000 shares with an aggregate value of $322,334.41, submitted through Merrill Lynch. It also lists specific restricted stock unit vesting events dated 09/04/2017, 11/13/2017, 02/02/2018, and 06/01/2018 with respective share counts.

Submission of Form 144 is a required notice for certain resale transactions; actual sale execution, timing, and final proceeds are not shown in the excerpt. Subsequent filings (Form 4 or broker reports) would confirm completion.

Key Figures

Shares listed for proposed sale: 8,000 shares Aggregate reported value: $322,334.41 Vested RSU — 09/04/2017: 476 shares +3 more

6 metrics

Shares listed for proposed sale 8,000 shares Form 144 notice (Merrill Lynch intermediary)

Aggregate reported value $322,334.41 Aggregate value reported on Form 144

Vested RSU — 09/04/2017 476 shares Vesting of restricted stock unit award

Vested RSU — 11/13/2017 4,181 shares Vesting of restricted stock unit award

Vested RSU — 02/02/2018 32 shares Vesting of restricted stock unit award

Vested RSU — 06/01/2018 3,311 shares Vesting of restricted stock unit award

Key Terms

Form 144, restricted stock unit award, vesting

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock unit award financial

"Vesting of restricted stock unit award | NETSCOUT SYSTEMS INC"

A restricted stock unit award is a promise by a company to give an employee a specified number of company shares at a future date if certain conditions are met, such as staying with the company or hitting performance goals. For investors, these awards matter because they can increase the total number of shares outstanding when converted, diluting existing holders, and they align employees’ incentives with shareholders’ interests much like giving a rising bonus that becomes real only after conditions are satisfied.

vesting financial

"Vesting of restricted stock unit award | 11/13/2017"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Merrill Lynch 225 Liberty Street Floor 37 New York NY 10281	8000	322334.41	71495215	06/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/04/2017	Vesting of restricted stock unit award	NETSCOUT SYSTEMS INC			476	09/04/2017	Granted as part of issuer equity compensation plan
Common Stock	11/13/2017	Vesting of restricted stock unit award	NETSCOUT SYSTEMS INC			4181	11/13/2017	Granted as part of issuer equity compensation plan
Common Stock	02/02/2018	Vesting of restricted stock unit award	NETSCOUT SYSTEMS INC			32	02/02/2018	Granted as part of issuer equity compensation plan
Common Stock	06/01/2018	Vesting of restricted stock unit award	NETSCOUT SYSTEMS INC			3311	06/01/2018	Granted as part of issuer equity compensation plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does NETSCOUT's Form 144 for NTCT show?

It shows a proposed resale notice for Common Stock: 8,000 shares with an aggregate value of $322,334.41. The filing also lists vested RSU awards with specific vesting dates and share counts.

Are the vested restricted stock units in the filing part of the proposed sale?

The filing lists multiple vested RSU awards on 09/04/2017, 11/13/2017, 02/02/2018, and 06/01/2018 with shares shown; the Form 144 entry connects these vesting events to securities to be sold.

Who is the broker handling the proposed sale in the Form 144?

The broker listed is Merrill Lynch at 225 Liberty Street, Floor 37, New York, NY. The notice names Merrill Lynch as the intermediary for the securities to be sold.

Does this filing confirm that the shares have been sold?

No. Form 144 is a notice of proposed sale; the excerpt reports the proposed 8,000 shares and value but does not confirm execution or settlement of the sales.

Which vesting events and share amounts are listed in the filing?

The filing records vesting of RSUs on 09/04/2017 (476 shares), 11/13/2017 (4,181 shares), 02/02/2018 (32 shares), and 06/01/2018 (3,311 shares).